AI assistant
Anteris Technologies Global Corp. — Major Shareholding Notification 2023
Apr 3, 2023
33869_rns_2023-04-03_6782416a-6c76-4403-a60f-3a92ba4646f1.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 603
Form 603
Corporations Act 2001 Section 671B Notice of initial substantial holder
To: Company Name/Scheme: Anteris Technologies Ltd ACN/ARSN: 088 221 078
1. Details of substantial holder
Name Mitsubishi UFJ Financial Group, Inc. The holder became a substantial holder on: 30 March 2023 The holder became aware on: 3 April 2023
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
==> picture [474 x 47] intentionally omitted <==
----- Start of picture text -----
Class of securities Number of securities Person's votes Voting power (%)
Fully Paid ordinary shares 811,374 811,374 5.28%
----- End of picture text -----
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of securities | Class and number of securities |
|---|---|---|---|
| Relevant interest in securities that Morgan Stanley | |||
| has a relevant interest in under section 608(3) of | |||
| Mitsubishi UFJ Financial Group, Inc. | the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in |
811,374 | Fully paid ordinary shares |
| Morgan Stanley. |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities | Class and number of securities |
|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | HSBC Custody Nominees (Australia) Limited |
Not applicable | 809,329 Fully paid ordinary shares |
|
| Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley Australia Securities (Nominee) Pty Limited |
Not applicable | 2,045 Fully paid ordinary shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration | Class and number of securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Annexure B to this notice |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| See Annexure A to this notice | Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of the Corporations Act |
7. Addresses
The addresses of persons named in this form are as follows:
Page 1
Form 603
Dated 4 April 2023
Name Address Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
8. Signature
==> picture [107 x 33] intentionally omitted <==
Authorised signatory
==> picture [54 x 8] intentionally omitted <==
Page 2
Annexure A
Annexure A
This is Annexure A of 4 pages referred to in Form 603 (Notice of initial substantial holder), signed by me and dated 4 April 2023
==> picture [106 x 33] intentionally omitted <==
==> picture [53 x 7] intentionally omitted <==
| Authorised signatory Dated 4 April 2023 |
|
|---|---|
| SCHEDULE | |
| MUFG Bank, Ltd. | |
| Mitsubishi UFJ Trust and Banking Corporation | |
| Mitsubishi UFJ Securities Holdings Co., Ltd. | |
| The Mitsubishi UFJ Factors Limited | |
| Mitsubishi UFJ Jinji Service Co., Ltd. | |
| MU Techno-service Co., Ltd. | |
| Tokyo Credit Service, Ltd. | |
| MU Business Service Co., Ltd. | |
| Mitsubishi UFJ Loan Business Co.,Ltd. | |
| Mitsubishi UFJ Information Technology, Ltd. | |
| MU Center Service Tokyo Co., Ltd. | |
| MU Center Service Nagoya Co., Ltd. | |
| MU Center Service Osaka Co., Ltd. | |
| Mitsubishi UFJ Business Partner Co., Ltd. | |
| MU Property Research Company Limited | |
| Mitsubishi UFJ Home Loan CREDIT CO., LTD. | |
| The Diamond Home Credit Company Limited | |
| Mitsubishi UFJ Research & Consulting Co., Ltd. | |
| Digital Governance Academy Asia-Pacific Co., Ltd. | |
| MU Frontier Servicer Co., Ltd. | |
| Otemachi Guarantee Co., Ltd. | |
| GD Holdings Company Limited | |
| MU Loan Administration Support Co., Ltd. | |
| MU Communications Co.,Ltd. | |
| Japan Electronic Monetary Claim Organization | |
| MUT Business Outsourcing Co., Ltd. | |
| Mezzanine Solution III Limited Partnership | |
| Mezzanine Solution IV Limited Partnership | |
| Matsuri LLC | |
| BusinessTech Co.,Ltd | |
| Tokumei-Kumiai (KAIDAN) | |
| MUFG Trading, Ltd. | |
| Mitsubishi UFJ Capital Co., Ltd. | |
Mitsubishi UFJ CapitalⅢ, Limited Partnership |
|
Mitsubishi UFJ CapitalⅣ, Limited Partnership |
|
Mitsubishi UFJ CapitalⅤ, Limited Partnership |
|
Mitsubishi UFJ CapitalⅥ, Limited Partnership |
|
Mitsubishi UFJ CapitalⅦ, Limited Partnership |
|
Mitsubishi UFJ CapitalⅧ,Limited Partnership |
|
| Mitsubishi UFJ Life Science 2, Limited Partnership | |
| Mitsubishi UFJ Life Science 3, Limited Partnership | |
| Tohoku Senary Industry Support, Limited Partnership | |
| OiDE Fund Investment Limited Partnership | |
| Mitsubishi UFJ Personal Financial Advisers Co., Ltd. | |
| Mitsubishi UFJ Financial Partners Co., Ltd. | |
| The Mitsubishi Asset Brains Company, Limited | |
| BOT Lease Co., Ltd. | |
| Nippon Mutual Housing Loan Co., Ltd. | |
| JM Real Estate Co., Ltd. | |
| au Jibun Bank Corporation | |
| JACCS CO.,LTD. | |
| JALCARD Inc. | |
| Yume Shokei Fund No.2 | |
| Yume Shokei Fund No.3 | |
| Marunouchi Capital Fund II Limited Partnership | |
| Recruit MUFG Business Co., Ltd. | |
| Cotra Ltd. | |
| Biz Forward, Inc. | |
M･U･Trust Sougou Kanri Co., Ltd |
|
| Mitsubishi UFJ Trust Business Co., Ltd. | |
| Ryoshin Data Co., Ltd. |
Page 3
Annexure A
Mitsubishi UFJ Trust Systems Co., Ltd. Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd. Mitsubishi UFJ Trust Hosyo Co., Ltd. M ･ U ･ Trust ･ Apple Planning Company, Ltd. Mitsubishi UFJ Real Estate Services Co., Ltd. Mitsubishi UFJ Daiko Business Co., Ltd. The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd. Japan Shareholder Services Ltd. Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI) Tokumei-Kumiai (GII) Tokumei-Kumiai (Gate Bridge 1) Tokumei-Kumiai (CM2) Tokumei-Kumiai (CM3) Tokumei-Kumiai (FIELD) Tokumei-Kumiai (HORSE) Tokumei-Kumiai (BRIDGE) Tokumei-Kumiai (FST) Tokumei-Kumiai (YUTORI) Tokumei-Kumiai (SUNSHINE2) Tokumei-Kumiai (FLEUR) Tokumei-Kumiai (HAWK) Tokumei-Kumiai (FLAG) Tokumei-Kumiai (SUNSHINE3) Tokumei-Kumiai (STONE) Tokumei-Kumiai (HERBS) Tokumei-Kumiai (SUNSHINE4) Tokumei-Kumiai (PALACE) Tokumei-Kumiai (LEAF) Human Resources Governance Leaders Co., Ltd. Mitsubishi UFJ Alternative Investments Co., Ltd. MU Trust Property Management Co., Ltd. Tokumei-Kumiai (RICE) TOKKINGAI (Fund Number.900338) TOKKINGAI (Fund Number.900327) TOKKINGAI (Fund Number.900344) MM Partnership MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd. Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. au kabu.com Securities Co., Ltd. Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd. Card Business Service Co.,Ltd. Ryoshin DC Card Company Ltd. JMS Co., Ltd. Paygent Co., Ltd. JA Card Co., Ltd ACOM CO., LTD. IR Loan Servicing, Inc. MU Credit Guarantee Co., Ltd. GeNiE Inc. Japan Digital Design, Inc. Global Open Network, Inc. Global Open Network Japan, Inc. MUFG Innovation Partners Co., Ltd. MUFG Innovation Partners No.1 Investment Partnership MUFG Innovation Partners No.2 Investment Partnership Mitsubishi Research Institute DCS Co., Ltd. Mitsubishi HC Capital Inc. Solution Design Co.,ltd. Nippon Record Keeping Network Co., Ltd. Mitsubishi UFJ Financial Partners Co.,Ltd. Mitsubishi UFJ Life Science 1, Limited Partnership Banco MUFG Brasil S.A. BTMU (Curacao) Holdings N.V. MUFG Bank (Europe) N.V. MUFG Funding (UK) Limited MUFG Europe Lease (Deutschland) GmbH i.L. MUFG Bank (Malaysia) Berhad MUFG North America International, Inc. MUFG Bank Mexico, S.A. MUFG Nominees (HK) Limited MUFG Nominees (UK) Limited MUFG Americas Holdings Corporation Shiloh Ⅳ Wind Project, LLC Shiloh Ⅳ Holdings Lessor Trust Green Union I Trust
Page 4
Annexure A
Green Union II Trust Green Union III Trust MUFG Americas Funding Corporation MUFG Americas Leasing Corporation MUFG Americas Financial Services, Inc. MUFG Americas Leasing (Canada) Corporation MUFG Americas Leasing & Finance, Inc. MUFG Americas Capital Leasing & Finance, LLC MUFG Americas LF Capital LLC MUFG Americas Capital Company MUFG Fund Services (USA) LLC MUFG Securities Americas Inc. MUFG Capital Analytics LLC MUFG Investor Services (US), LLC Intrepid Investment Bankers LLC Catalina Solar Holdings Lessor Trust Catalina Solar, LLC Morgan Stanley MUFG Loan Partners, LLC PT. MU Research and Consulting Indonesia MU Research and Consulting (Thailand) Co., Ltd. MUFG Participation (Thailand) Co., Ltd. AO MUFG Bank (Eurasia) MUFG Bank (China), Ltd. BTMU Liquidity Reserve Investment Limited MUFG Bank Turkey Anonim Sirketi Bank of Ayudhya Public Company Limited Krungsri Ayudhya AMC Limited Krungsri Nimble Company Limited Ayudhya Development Leasing Company Limited Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited General Card Services Limited Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited Ngern Tid Lor Public Company Limited Krungsri Securities Public Company Limited Siam Realty and Services Security Co.,Ltd. Krungsri Leasing Services Co., Ltd. HATTHA Bank Plc. Krungsri Finnovate Co., Ltd. Hattha Services Co., LTD. Krungsri Non-deposit Taking Microfinance Institution Co., Ltd Lotus' s Money Services Finnoventure Private Equity Trust I BTMU Liquidity Reserve Investment 2 Limited BTMU Liquidity Reserve Investment 3 Limited PT Guna Dharma PT Bank Danamon Indonesia, Tbk. PT Adira Quantum Multifinance PT Adira Dinamika Multi Finance Tbk PT Zurich Asuransi Indonesia Tbk MUFG Enterprise Solutions India Private Limited PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc. BOT Lease and Finance, Philippines, Inc. BOT Lease (Thailand) Co., Ltd. MUFG Holding (Thailand) Co., Ltd. Bangkok MUFG Limited BOT Lease (Tianjin) Co., Ltd. BOTL Factoring (Shanghai) Co., Ltd. BOT LEASE MEXICO S.A. DE C.V. BOT FINANCE MEXICO, S.A. DE C.V., SOFOM, E.N.R. GOLDEN ASIA FUND VENTURES LTD. Lakefield Wind Project OP Trust Lakefield Wind Project, LLC Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P. Security Bank Corporation GOLDEN ASIA FUND III, L.P. Mars Growth Capital Pte. Ltd. Mars Growth Capital Fund1, LP SB Finance Company, Inc.
Page 5
Annexure A
Mars Growth Capital Pre-Unicorn Fund, LP Drakefield Holdco S.àr.l. Mitsubishi UFJ Trust International Limited Mitsubishi UFJ Baillie Gifford Asset Management Limited Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A. MUFG Lux Management Company S.A. Mitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUND MUFG Investor Services Holdings Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services (Cayman) Limited MUFG Fund Services (Cayman) Group Limited MUFG Fund Services (Ireland) Limited Fund Secretaries Limited MUFG Fund Services Limited MUFG Fund Services (Canada) Limited MUFG Fund Services (UK) Limited MUFG Fund Services (Halifax) Limited MUFG Fund Services (Singapore) Pte. Ltd. MUFG Fund Services (Hong Kong) Limited MUFG Alternative Fund Services (Cayman) Limited Firtown International Holdings Ltd. General Secretaries Ltd. AFS Controlled Subsidiary 1 Ltd. AFS Controlled Subsidiary 2 Ltd. AFS Controlled Subsidiary 3 Ltd. MUFG Alternative Fund Services (Ireland) Limited MUFG Alternative Fund Services (Jersey) Limited MUFG Jersey Management Company Limited MUFG Controlled Subsidiary 1 (Cayman) Limited MUFG Fund Services (Cayman)2 Limited MUFG Fund Services (Halifax)2 Limited MUFG Fund Services (Cyprus) Limited MUFG Investor Services FinTech Limited MCC Asset Management (Cayman) Ltd. SWS MU FUND MANAGEMENT CO.,LTD. SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED MUFG Securities EMEA plc MUFG Securities (Europe) N.V. MUFG Securities Asia Limited MUFG Securities (Canada), Ltd. EASY BUY Public Company Limited ACOM CONSUMER FINANCE CORPORATION ACOM (M) SDN. BHD. MRIDCS Americas, Inc. Morgan Stanley Purple Finance (Cayman) International Ltd. ROPEBURY LIMITED The California-Sansome Corporation FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF II GP S.Á.R.L (COMPANY NO. B204413) FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD (ACN 114 194 311) FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE HOLDINGS LTD (ACN 085 313 926) FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY LTD (ACN 101 384 294) FIRST SENTIER INVESTORS (AUSTRALIA) IP HOLDINGS PTY LIMITED (ACN 625 765 399) FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD (ACN 006 464 428) FIRST SENTIER INVESTORS (AUSTRALIA) SERVICES PTY LIMITED (ACN 624 305 595) FIRST SENTIER INVESTORS (HONG KONG) NOMINEES LIMITED (CR NO. 0206615) FIRST SENTIER INVESTORS (HONG KONG) AMC LIMITED (CR NO. 0580652) FIRST SENTIER INVESTORS (HONG KONG) LIMITED (CR NO. 0206616) FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED (ACN 054 571 701) FIRST SENTIER INVESTORS EUROPE HOLDINGS LIMITED (COMPANY NO. 03904310) FIRST SENTIER INVESTORS REALINDEX PTY LTD (ACN 133 312 017) FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I FEEDERS MC S.A.R.L (COMPANY NO. B134314) FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FIRST SENTIER INVESTORS (UK) IM LIMITED (COMPANY NO. SC047708) FIRST SENTIER INVESTORS (UK) SERVICES LIMITED (COMPANY NO. 03904320) FIRST SENTIER INVESTORS (IRELAND) LIMITED (COMPANY NO. 629188) FIRST SENTIER INVESTORS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090) FIRST SENTIER INVESTORS (SINGAPORE) (REGISTRATION NO. 196900420D) FIRST SENTIER INVESTORS (UK) FUNDS LIMITED (COMPANY NO. 02294743) FIRST SENTIER INVESTORS (US) LLC (FILE NUMBER 546 9442) FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I MC S.A.R.L (COMPANY NO. B128117) FIRST SENTIER INVESTORS (SINGAPORE) HOLDINGS LIMITED (REGISTRATION NO. 199901706Z) FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED (COMPANY NO. SC079063) FSIB LTD (REGISTRATION NO. 26193) SI HOLDINGS LIMITED (COMPANY NO. SC109439)
Page 6
Annexure B
Annexure B
This is Annexure B of 10 pages referred to in Form 603 (Notice of initial substantial holder), signed by me and dated 4 April 2023
==> picture [106 x 32] intentionally omitted <==
==> picture [53 x 7] intentionally omitted <==
Authorised signatory Dated 4 April 2023
==> picture [466 x 535] intentionally omitted <==
----- Start of picture text -----
Class and number of
Holder of relevant interest Date of acquisition Consideration cash Consideration non-cash securities affected
Mitsubishi UFJ Financial
5/12/2022 399.67 N/A 17 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
9/12/2022 6,670.00 N/A 290 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
9/12/2022 23 N/A 1 Ordinary Share
Group, Inc.
Mitsubishi UFJ Financial
16/12/2022 918.4 N/A 40 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
19/12/2022 960 N/A 40 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
19/12/2022 3,592.50 N/A 150 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/12/2022 716.1 N/A 30 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
21/12/2022 720.9 N/A 30 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
21/12/2022 576 N/A 24 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
21/12/2022 714 N/A 30 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
22/12/2022 705.9 N/A 30 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
22/12/2022 719.1 N/A 30 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
22/12/2022 707.1 N/A 30 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
23/12/2022 713.93 N/A 31 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
23/12/2022 720.75 N/A 31 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
28/12/2022 722.24 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
28/12/2022 161.14 N/A 7 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
28/12/2022 705.25 N/A 31 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
29/12/2022 712.32 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
29/12/2022 714.56 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
29/12/2022 220 N/A 10 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
29/12/2022 1,686.00 N/A 75 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
29/12/2022 1,683.75 N/A 75 Ordinary Shares
Group, Inc.
----- End of picture text -----
Page 7
Annexure B
==> picture [466 x 697] intentionally omitted <==
----- Start of picture text -----
Mitsubishi UFJ Financial
30/12/2022 700.48 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
3/01/2023 720.12 N/A 34 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
3/01/2023 212.9 N/A 10 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
3/01/2023 712.8 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
4/01/2023 301.98 N/A 14 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
4/01/2023 2,175.00 N/A 100 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
5/01/2023 246.51 N/A 11 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
5/01/2023 547.2 N/A 24 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
9/01/2023 1,771.77 N/A 77 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/01/2023 720.32 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/01/2023 711.14 N/A 31 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
11/01/2023 971.48 N/A 41 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
11/01/2023 7,294.61 N/A 307 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
11/01/2023 705.3 N/A 30 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
12/01/2023 2,405.00 N/A 100 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
12/01/2023 7,388.87 N/A 302 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
12/01/2023 974.8 N/A 40 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
12/01/2023 708.76 N/A 29 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/01/2023 73.26 N/A 3 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/01/2023 978 N/A 40 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/01/2023 1,249.50 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/01/2023 705.32 N/A 28 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/01/2023 775.62 N/A 31 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/01/2023 1,254.50 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/01/2023 18,706.95 N/A 745 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/01/2023 703.36 N/A 28 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/01/2023 2,770.90 N/A 110 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
18/01/2023 520.2 N/A 20 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
18/01/2023 78.3 N/A 3 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
18/01/2023 11,340.00 N/A 450 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
18/01/2023 389.4 N/A 15 Ordinary Shares
Group, Inc.
----- End of picture text -----
Page 8
Annexure B
==> picture [466 x 697] intentionally omitted <==
----- Start of picture text -----
Mitsubishi UFJ Financial
18/01/2023 3,102.00 N/A 120 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
18/01/2023 5,182.08 N/A 192 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
18/01/2023 722.96 N/A 28 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
19/01/2023 1,542.00 N/A 60 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
19/01/2023 1,089.19 N/A 43 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
19/01/2023 724.42 N/A 29 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/01/2023 1,092.42 N/A 42 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/01/2023 947.12 N/A 36 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/01/2023 707.94 N/A 27 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/01/2023 6,989.68 N/A 266 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
23/01/2023 9,566.30 N/A 357 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
23/01/2023 1,284.00 N/A 48 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
24/01/2023 711.99 N/A 27 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
24/01/2023 717.12 N/A 27 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
24/01/2023 951.88 N/A 36 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
24/01/2023 7,076.82 N/A 267 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
25/01/2023 997.5 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
25/01/2023 702 N/A 27 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
25/01/2023 9,010.21 N/A 345 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
25/01/2023 702.81 N/A 27 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
25/01/2023 1,201.28 N/A 46 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
27/01/2023 1,045.30 N/A 40 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
27/01/2023 760.67 N/A 29 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
27/01/2023 779.7 N/A 30 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
27/01/2023 760.96 N/A 29 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
27/01/2023 780.6 N/A 30 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
30/01/2023 700.65 N/A 27 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
30/01/2023 922.03 N/A 36 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
30/01/2023 816.96 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
30/01/2023 357.14 N/A 14 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
30/01/2023 803.52 N/A 31 Ordinary Shares
Group, Inc.
----- End of picture text -----
Page 9
Annexure B
==> picture [466 x 697] intentionally omitted <==
----- Start of picture text -----
Mitsubishi UFJ Financial
31/01/2023 25.75 N/A 1 Ordinary Share
Group, Inc.
Mitsubishi UFJ Financial
31/01/2023 739.5 N/A 29 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
1/02/2023 1,307.00 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
1/02/2023 10,496.00 N/A 400 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
1/02/2023 1,309.50 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
1/02/2023 2,620.00 N/A 100 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
6/02/2023 1,162.08 N/A 48 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
6/02/2023 1,188.00 N/A 48 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
6/02/2023 2,021.05 N/A 83 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
6/02/2023 792 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
6/02/2023 1,286.48 N/A 52 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
6/02/2023 24.04 N/A 1 Ordinary Share
Group, Inc.
Mitsubishi UFJ Financial
6/02/2023 1,479.00 N/A 60 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
6/02/2023 568.1 N/A 23 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
6/02/2023 528.88 N/A 22 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
6/02/2023 2,914.60 N/A 118 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
6/02/2023 841.4 N/A 35 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
6/02/2023 48.4 N/A 2 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
9/02/2023 1,370.89 N/A 59 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
9/02/2023 11,222.71 N/A 483 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/02/2023 1,352.87 N/A 59 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/02/2023 709.9 N/A 31 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/02/2023 642.88 N/A 28 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/02/2023 1,633.00 N/A 71 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/02/2023 755.7 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/02/2023 2,528.90 N/A 110 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/02/2023 1,317.27 N/A 57 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/02/2023 695.4 N/A 30 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/02/2023 1,642.23 N/A 71 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/02/2023 46 N/A 2 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/02/2023 2,862.50 N/A 125 Ordinary Shares
Group, Inc.
----- End of picture text -----
Page 10
Annexure B
==> picture [466 x 679] intentionally omitted <==
----- Start of picture text -----
Mitsubishi UFJ Financial
13/02/2023 2,229.00 N/A 100 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 801 N/A 36 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 333 N/A 15 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 704.32 N/A 31 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 704.63 N/A 31 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 705.25 N/A 31 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 44.4 N/A 2 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 2,909.51 N/A 131 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 1,269.96 N/A 57 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 968.36 N/A 43 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 2,291.75 N/A 103 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 726 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 1,159.60 N/A 52 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 517.96 N/A 23 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/02/2023 717.12 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial Borrow by an entity controlled
13/02/2023 N/A by Morgan Stanley - see 393 Ordinary Shares
Group, Inc. Annexure C
Mitsubishi UFJ Financial
14/02/2023 708.16 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
14/02/2023 154.7 N/A 7 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
14/02/2023 1,101.00 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
14/02/2023 525.12 N/A 24 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
14/02/2023 708.48 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
14/02/2023 4,416.00 N/A 200 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
14/02/2023 7,228.27 N/A 326 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
14/02/2023 700.48 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
14/02/2023 886.09 N/A 40 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
15/02/2023 113,169.84 N/A 5,208 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
15/02/2023 702.9 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
15/02/2023 703.89 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial Borrow by an entity controlled
15/02/2023 N/A by Morgan Stanley - see 6,500 Ordinary Shares
Group, Inc. Annexure C
Mitsubishi UFJ Financial
16/02/2023 1,113.50 N/A 50 Ordinary Shares
Group, Inc.
----- End of picture text -----
Page 11
Annexure B
==> picture [466 x 677] intentionally omitted <==
----- Start of picture text -----
Mitsubishi UFJ Financial
16/02/2023 1,093.68 N/A 49 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/02/2023 2,230.00 N/A 100 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/02/2023 1,126.50 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/02/2023 1,127.00 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/02/2023 2,224.00 N/A 100 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/02/2023 3,343.50 N/A 150 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/02/2023 1,124.50 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/02/2023 1,123.00 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/02/2023 1,124.00 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/02/2023 2,228.00 N/A 100 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/02/2023 1,120.00 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/02/2023 1,123.50 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
17/02/2023 707.2 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial Borrow by an entity controlled
17/02/2023 N/A by Morgan Stanley - see 1 Ordinary Share
Group, Inc. Annexure C
Mitsubishi UFJ Financial
20/02/2023 904.05 N/A 41 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/02/2023 1,065.26 N/A 49 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/02/2023 710.49 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
21/02/2023 710.16 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
21/02/2023 707.52 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
21/02/2023 1,512.00 N/A 70 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
21/02/2023 1,540.70 N/A 71 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
22/02/2023 709.5 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
22/02/2023 746.2 N/A 35 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
23/02/2023 712.8 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
23/02/2023 800.31 N/A 37 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
27/02/2023 947.32 N/A 44 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
28/02/2023 705.6 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
28/02/2023 971.96 N/A 44 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
28/02/2023 704.96 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
1/03/2023 886.83 N/A 41 Ordinary Shares
Group, Inc.
----- End of picture text -----
Page 12
Annexure B
==> picture [466 x 697] intentionally omitted <==
----- Start of picture text -----
Mitsubishi UFJ Financial
2/03/2023 953.04 N/A 44 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
2/03/2023 1,092.50 N/A 50 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
2/03/2023 967.5 N/A 45 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
2/03/2023 4,596.90 N/A 210 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
2/03/2023 975.66 N/A 46 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
2/03/2023 959.64 N/A 44 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
2/03/2023 99,864.00 N/A 4,560 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
2/03/2023 2,625.60 N/A 120 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
2/03/2023 964.8 N/A 45 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
2/03/2023 955.68 N/A 44 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
2/03/2023 447.3 N/A 21 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
2/03/2023 960.08 N/A 44 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
3/03/2023 677.12 N/A 32 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
3/03/2023 715.7 N/A 34 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
3/03/2023 703.89 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
3/03/2023 1,100.58 N/A 51 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
3/03/2023 214.2 N/A 10 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
7/03/2023 709.83 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
8/03/2023 1,205.68 N/A 56 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
9/03/2023 719.78 N/A 34 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
9/03/2023 714.34 N/A 34 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
9/03/2023 701.25 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/03/2023 405.8 N/A 20 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/03/2023 707.35 N/A 35 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/03/2023 704.55 N/A 35 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
10/03/2023 708.75 N/A 35 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/03/2023 705.6 N/A 36 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/03/2023 416.85 N/A 21 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/03/2023 705.96 N/A 36 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/03/2023 297.75 N/A 15 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
13/03/2023 711.36 N/A 36 Ordinary Shares
Group, Inc.
----- End of picture text -----
Page 13
Annexure B
==> picture [466 x 697] intentionally omitted <==
----- Start of picture text -----
Mitsubishi UFJ Financial
14/03/2023 706.7 N/A 37 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
14/03/2023 703 N/A 37 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
14/03/2023 717.82 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
14/03/2023 1,406.74 N/A 74 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
15/03/2023 19,500.00 N/A 1,000 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
15/03/2023 19,338.60 N/A 1,002 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
15/03/2023 946.88 N/A 48 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
15/03/2023 1,771.00 N/A 92 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
15/03/2023 5,880.00 N/A 300 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
15/03/2023 7,795.68 N/A 394 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
15/03/2023 3,940.00 N/A 200 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
15/03/2023 714.47 N/A 37 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/03/2023 711.74 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/03/2023 703.76 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/03/2023 711.36 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/03/2023 704.14 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
16/03/2023 18.86 N/A 1 Ordinary Share
Group, Inc.
Mitsubishi UFJ Financial
16/03/2023 717.06 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
17/03/2023 11,898.56 N/A 624 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
17/03/2023 1,469.89 N/A 77 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
17/03/2023 1,925.00 N/A 100 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
17/03/2023 3,800.00 N/A 200 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
17/03/2023 704.85 N/A 37 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/03/2023 897.12 N/A 48 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/03/2023 131.04 N/A 7 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/03/2023 7,362.85 N/A 394 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/03/2023 704.14 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/03/2023 8,335.20 N/A 453 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
20/03/2023 711.74 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
21/03/2023 1,041.29 N/A 53 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
21/03/2023 6,200.66 N/A 317 Ordinary Shares
Group, Inc.
----- End of picture text -----
Page 14
Annexure B
==> picture [466 x 681] intentionally omitted <==
----- Start of picture text -----
Mitsubishi UFJ Financial
21/03/2023 1,495.20 N/A 80 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial Collateral Received by an entity
21/03/2023 N/A controlled by Morgan Stanley - 11,966 Ordinary Shares
Group, Inc. see Annexure C
Mitsubishi UFJ Financial
22/03/2023 6,562.50 N/A 350 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
22/03/2023 9,500.00 N/A 500 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial Collateral Received by an entity
22/03/2023 N/A controlled by Morgan Stanley - 426,668 Ordinary Shares
Group, Inc. see Annexure C
Mitsubishi UFJ Financial
23/03/2023 1,889.00 N/A 100 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
23/03/2023 37.92 N/A 2 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
23/03/2023 430.56 N/A 23 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
23/03/2023 259.42 N/A 14 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
23/03/2023 612.15 N/A 33 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
23/03/2023 1,901.00 N/A 100 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
24/03/2023 714.87 N/A 39 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
24/03/2023 18.46 N/A 1 Ordinary Share
Group, Inc.
Mitsubishi UFJ Financial
24/03/2023 712.14 N/A 39 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
24/03/2023 714.09 N/A 39 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
24/03/2023 55.35 N/A 3 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
24/03/2023 73.68 N/A 4 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
24/03/2023 711.75 N/A 39 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
24/03/2023 91.25 N/A 5 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
27/03/2023 913.56 N/A 49 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
27/03/2023 5,747.43 N/A 310 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
27/03/2023 18.74 N/A 1 Ordinary Share
Group, Inc.
Mitsubishi UFJ Financial
27/03/2023 129.29 N/A 7 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
27/03/2023 712.14 N/A 39 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial Collateral Received by an entity
27/03/2023 N/A controlled by Morgan Stanley - 17,625 Ordinary Shares
Group, Inc. see Annexure C
Mitsubishi UFJ Financial
28/03/2023 717.06 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
28/03/2023 1,435.64 N/A 76 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
28/03/2023 704.14 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
28/03/2023 705.28 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
28/03/2023 706.8 N/A 38 Ordinary Shares
Group, Inc.
----- End of picture text -----
Page 15
Annexure B
==> picture [466 x 342] intentionally omitted <==
----- Start of picture text -----
Mitsubishi UFJ Financial
28/03/2023 704.52 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
28/03/2023 715.54 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
28/03/2023 705.66 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
29/03/2023 74.04 N/A 4 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
29/03/2023 710.98 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
29/03/2023 487.24 N/A 26 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
29/03/2023 113.88 N/A 6 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
29/03/2023 265.72 N/A 14 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
29/03/2023 707.56 N/A 38 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial Collateral Received by an entity
29/03/2023 N/A controlled by Morgan Stanley - 65,604 Ordinary Shares
Group, Inc. see Annexure C
Mitsubishi UFJ Financial
30/03/2023 705.51 N/A 39 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
30/03/2023 1,113.25 N/A 61 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
30/03/2023 717.99 N/A 39 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial
30/03/2023 307.36 N/A 17 Ordinary Shares
Group, Inc.
Mitsubishi UFJ Financial Collateral Received by an entity
30/03/2023 N/A controlled by Morgan Stanley - 130,000 Ordinary Shares
Group, Inc. see Annexure C
----- End of picture text -----
Page 16
Annexure C
Annexure C
This is Annexure C of 2 pages referred to in Form 603 (Notice of initial substantial holder), signed by me and dated 4 April 2023
==> picture [106 x 33] intentionally omitted <==
==> picture [53 x 7] intentionally omitted <==
Authorised signatory
Dated 4 April 2023
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
==> picture [388 x 526] intentionally omitted <==
----- Start of picture text -----
Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for
Parties to agreement and on behalf of the other Morgan Stanley Companies and EQUITY TRUSTEES
LIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND
Transfer Date 20230330;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes /No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes /No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes /No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of
the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the
amounts due from the other party and only the balance of the account shall be payable.
Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for
Parties to agreement and on behalf of the other Morgan Stanley Companies and CGS-CIMB
SECURITIES (SINGAPORE) PTE. LTD.
Transfer Date 20230322;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes /No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes /No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes /No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of
the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the
amounts due from the other party and only the balance of the account shall be payable.
Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for
Parties to agreement and on behalf of the other Morgan Stanley Companies and L1 CAPITAL LONG
SHORT (MASTER) FUND
Transfer Date 20230330;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes /No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes /No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes /No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of
the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the
amounts due from the other party and only the balance of the account shall be payable.
----- End of picture text -----
Page 17
Annexure C
==> picture [388 x 359] intentionally omitted <==
----- Start of picture text -----
Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for
Parties to agreement and on behalf of the other Morgan Stanley Companies and L1 LONG SHORT
FUND LIMITED
Transfer Date 20230330;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes /No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes /No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes /No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of
the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the
amounts due from the other party and only the balance of the account shall be payable.
Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for
Parties to agreement and on behalf of the other Morgan Stanley Companies and EQUITY TRUSTEES
LIMITED AS RESPONSIBLE ENTITY FOR REGAL INVESTMENT FUND
Transfer Date 20230322;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes /No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes /No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes /No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of
the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the
amounts due from the other party and only the balance of the account shall be payable.
----- End of picture text -----
Page 18