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Anteris Technologies Global Corp. — Major Shareholding Notification 2023
Apr 11, 2023
33869_rns_2023-04-11_40b9b9b2-eeb9-4ed6-9a22-19e179cbed11.pdf
Major Shareholding Notification
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Form 603
Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To: Company Name/Scheme: Anteris Technologies Ltd ACN/ARSN: 088 221 078
1. Details of substantial holder
Name Mitsubishi UFJ Financial Group, Inc. The holder became a substantial holder on: 6 March 2023 The holder became aware on: 10 April 2023
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
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Class of securities Number of securities Person's votes Voting power (%)
Fully Paid ordinary shares 812,172 812,172 5.29%
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3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Nature of relevant interest | Class and number of securities | Class and number of securities | Class and number of securities | |||
|---|---|---|---|---|---|---|---|---|
| Relevant interest in securities that Morgan Stanley | ||||||||
| has a relevant interest in under section 608(3) of | ||||||||
| Mitsubishi UFJ Financial Group, Inc. | the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in |
202,792 | Fully paid | ordinary shares | ||||
| Morgan Stanley. | ||||||||
| Relevant interest in securities that Morgan Stanley | ||||||||
| has a relevant interest in under section 608(3) of | ||||||||
| Mitsubishi UFJ Financial Group, Inc. | the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in |
601,826 | Fully paid | ordinary shares | ||||
| Morgan Stanley. | ||||||||
| Relevant interest in securities that Morgan Stanley | ||||||||
| has a relevant interest in under section 608(3) of | ||||||||
| Mitsubishi UFJ Financial Group, Inc. | the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in |
7,309 | Fully paid | ordinary shares | ||||
| Morgan Stanley. | ||||||||
| Relevant interest in securities that Morgan Stanley | ||||||||
| has a relevant interest in under section 608(3) of | ||||||||
| Mitsubishi UFJ Financial Group, Inc. | the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in |
245 | Fully paid | ordinary shares | ||||
| Morgan Stanley. | ||||||||
| 4. Details of present registered holders | ||||||||
| The persons registered as holders of | the securities referred to in paragraph 3 above are as follows: | |||||||
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities | |||||
| Mitsubishi UFJ Financial Group, Inc. | HSBC Custody Nominees (Australia) Limited |
Not applicable | 811,927 Fully paid ordinary shares |
|||||
| Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley Australia Securities (Nominee) Pty Limited |
Not applicable | 245 Fully paid ordinary shares |
|||||
| 5. Consideration | ||||||||
| The consideration paid for each relevant interest | referred to in paragraph 3 above, and | acquired in the four months prior to | the day that the | |||||
| substantial holder became a substantial holder is as follows: | ||||||||
| Holder of relevant interest |
Date of acquisition Consideration |
Class and number of securities |
Page 1
Form 603
Cash Non-cash See annexure B to this notice 6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association See annexure A to this notice Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of the Corporations Act 7. Addresses The addresses of persons named in this form are as follows: Name Address Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
8. Signature
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Authorised signatory
Dated 11 April 2023
Page 2
Annexure A
Annexure A
This is annexure A of 4 pages referred to in Form 603, Notice of initial substantial holder dated 11 April 2023
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Authorised signatory Dated 11 April 2023
SCHEDULE MUFG Bank, Ltd. Mitsubishi UFJ Trust and Banking Corporation Mitsubishi UFJ Securities Holdings Co., Ltd. The Mitsubishi UFJ Factors Limited Mitsubishi UFJ Jinji Service Co., Ltd. MU Techno-service Co., Ltd. Tokyo Credit Service, Ltd. MU Business Service Co., Ltd. Mitsubishi UFJ Loan Business Co.,Ltd. Mitsubishi UFJ Information Technology, Ltd. MU Center Service Tokyo Co., Ltd. MU Center Service Nagoya Co., Ltd. MU Center Service Osaka Co., Ltd. Mitsubishi UFJ Business Partner Co., Ltd. Digital Governance Academy Asia-Pacific Co., Ltd. MU Frontier Servicer Co., Ltd. Otemachi Guarantee Co., Ltd. GD Holdings Company Limited MU Loan Administration Support Co., Ltd. MU Communications Co.,Ltd. Japan Electronic Monetary Claim Organization MUT Business Outsourcing Co., Ltd. Mezzanine Solution III Limited Partnership Mezzanine Solution IV Limited Partnership Matsuri LLC Mitsubishi UFJ Capital Ⅴ , Limited Partnership Mitsubishi UFJ Capital Ⅵ , Limited Partnership Mitsubishi UFJ Capital Ⅷ ,Limited Partnership Mitsubishi UFJ Life Science 2, Limited Partnership Mitsubishi UFJ Life Science 3, Limited Partnership Tohoku Senary Industry Support, Limited Partnership OiDE Fund Investment Limited Partnership Mitsubishi UFJ Personal Financial Advisers Co., Ltd. Mitsubishi UFJ Financial Partners Co., Ltd. The Mitsubishi Asset Brains Company, Limited BOT Lease Co., Ltd. Nippon Mutual Housing Loan Co., Ltd. JM Real Estate Co., Ltd. au Jibun Bank Corporation JACCS CO.,LTD. JALCARD Inc. Yume Shokei Fund No.2 Yume Shokei Fund No.3 Marunouchi Capital Fund II Limited Partnership Recruit MUFG Business Co., Ltd. Cotra Ltd. Biz Forward, Inc. M ・ U ・ Trust Sougou Kanri Co., Ltd Mitsubishi UFJ Trust Business Co., Ltd. Ryoshin Data Co., Ltd. Mitsubishi UFJ Trust Systems Co., Ltd. Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd. Mitsubishi UFJ Trust Hosyo Co., Ltd. M ・ U ・ Trust ・ Apple Planning Company, Ltd. Mitsubishi UFJ Real Estate Services Co., Ltd. Mitsubishi UFJ Daiko Business Co., Ltd. The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd. Japan Shareholder Services Ltd. Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI) Tokumei-Kumiai (GII) Tokumei-Kumiai (Gate Bridge 1) Tokumei-Kumiai (CM2) Tokumei-Kumiai (CM3) Tokumei-Kumiai (FIELD) Tokumei-Kumiai (HORSE)
Page 3
Annexure A
Tokumei-Kumiai (BRIDGE) Tokumei-Kumiai (FST) Tokumei-Kumiai (YUTORI) Tokumei-Kumiai (SUNSHINE2) Tokumei-Kumiai (FLEUR) Tokumei-Kumiai (HAWK) Tokumei-Kumiai (FLAG) Tokumei-Kumiai (SUNSHINE3) Tokumei-Kumiai (STONE) Tokumei-Kumiai (HERBS) Tokumei-Kumiai (SUNSHINE4) Tokumei-Kumiai (PALACE) Tokumei-Kumiai (LEAF) Human Resources Governance Leaders Co., Ltd. Mitsubishi UFJ Alternative Investments Co., Ltd. MU Trust Property Management Co., Ltd. Tokumei-Kumiai (RICE) TOKKINGAI (Fund Number.900338) TOKKINGAI (Fund Number.900327) TOKKINGAI (Fund Number.900344) MM Partnership MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd. Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. au kabu.com Securities Co., Ltd. Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd. Card Business Service Co.,Ltd. Ryoshin DC Card Company Ltd. JMS Co., Ltd. Paygent Co., Ltd. JA Card Co., Ltd ACOM CO., LTD. IR Loan Servicing, Inc. MU Credit Guarantee Co., Ltd. GeNiE Inc. Japan Digital Design, Inc. Global Open Network, Inc. Global Open Network Japan, Inc. MUFG Innovation Partners Co., Ltd. MUFG Innovation Partners No.1 Investment Partnership MUFG Innovation Partners No.2 Investment Partnership Mitsubishi Research Institute DCS Co., Ltd. Mitsubishi HC Capital Inc. Solution Design Co.,ltd. Nippon Record Keeping Network Co., Ltd. Mitsubishi UFJ Financial Partners Co.,Ltd. Mitsubishi UFJ Life Science 1, Limited Partnership Banco MUFG Brasil S.A. BTMU (Curacao) Holdings N.V. MUFG Bank (Europe) N.V. MUFG Funding (UK) Limited MUFG Europe Lease (Deutschland) GmbH i.L. MUFG Bank (Malaysia) Berhad MUFG North America International, Inc. MUFG Bank Mexico, S.A. MUFG Nominees (HK) Limited MUFG Nominees (UK) Limited MUFG Americas Holdings Corporation Shiloh Ⅳ Wind Project, LLC Shiloh Ⅳ Holdings Lessor Trust Green Union I Trust Green Union II Trust Green Union III Trust MUFG Americas Funding Corporation MUFG Americas Leasing Corporation MUFG Americas Financial Services, Inc. MUFG Americas Leasing (Canada) Corporation MUFG Americas Leasing & Finance, Inc. MUFG Americas Capital Leasing & Finance, LLC MUFG Americas LF Capital LLC MUFG Americas Capital Company MUFG Fund Services (USA) LLC MUFG Securities Americas Inc. MUFG Capital Analytics LLC MUFG Investor Services (US), LLC Intrepid Investment Bankers LLC Catalina Solar Holdings Lessor Trust Catalina Solar, LLC Morgan Stanley MUFG Loan Partners, LLC PT. MU Research and Consulting Indonesia MU Research and Consulting (Thailand) Co., Ltd. MUFG Participation (Thailand) Co., Ltd. AO MUFG Bank (Eurasia) MUFG Bank (China), Ltd. BTMU Liquidity Reserve Investment Limited
Page 4
Annexure A
MUFG Bank Turkey Anonim Sirketi Bank of Ayudhya Public Company Limited Krungsri Ayudhya AMC Limited Krungsri Nimble Company Limited Ayudhya Development Leasing Company Limited Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited General Card Services Limited Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited Ngern Tid Lor Public Company Limited Krungsri Securities Public Company Limited Siam Realty and Services Security Co.,Ltd. Krungsri Leasing Services Co., Ltd. HATTHA Bank Plc. Krungsri Finnovate Co., Ltd. Hattha Services Co., LTD. Krungsri Non-deposit Taking Microfinance Institution Co., Ltd Lotus' s Money Services Finnoventure Private Equity Trust I BTMU Liquidity Reserve Investment 2 Limited BTMU Liquidity Reserve Investment 3 Limited PT Guna Dharma PT Bank Danamon Indonesia, Tbk. PT Adira Quantum Multifinance PT Adira Dinamika Multi Finance Tbk PT Zurich Asuransi Indonesia Tbk MUFG Enterprise Solutions India Private Limited PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc. BOT Lease and Finance, Philippines, Inc. BOT Lease (Thailand) Co., Ltd. MUFG Holding (Thailand) Co., Ltd. Bangkok MUFG Limited BOT Lease (Tianjin) Co., Ltd. BOTL Factoring (Shanghai) Co., Ltd. BOT LEASE MEXICO S.A. DE C.V. BOT FINANCE MEXICO, S.A. DE C.V., SOFOM, E.N.R. GOLDEN ASIA FUND VENTURES LTD. Lakefield Wind Project OP Trust Lakefield Wind Project, LLC Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P. Security Bank Corporation GOLDEN ASIA FUND III, L.P. Mars Growth Capital Pte. Ltd. Mars Growth Capital Fund1, LP SB Finance Company, Inc. Mars Growth Capital Pre-Unicorn Fund, LP Drakefield Holdco S.àr.l. Mitsubishi UFJ Trust International Limited Mitsubishi UFJ Baillie Gifford Asset Management Limited Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A. MUFG Lux Management Company S.A. Mitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUND MUFG Investor Services Holdings Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services (Cayman) Limited MUFG Fund Services (Cayman) Group Limited MUFG Fund Services (Ireland) Limited Fund Secretaries Limited MUFG Fund Services Limited MUFG Fund Services (Canada) Limited MUFG Fund Services (UK) Limited MUFG Fund Services (Halifax) Limited MUFG Fund Services (Singapore) Pte. Ltd. MUFG Fund Services (Hong Kong) Limited MUFG Alternative Fund Services (Cayman) Limited Firtown International Holdings Ltd. General Secretaries Ltd. AFS Controlled Subsidiary 1 Ltd. AFS Controlled Subsidiary 2 Ltd. AFS Controlled Subsidiary 3 Ltd. MUFG Alternative Fund Services (Ireland) Limited MUFG Alternative Fund Services (Jersey) Limited MUFG Jersey Management Company Limited MUFG Controlled Subsidiary 1 (Cayman) Limited MUFG Fund Services (Cayman)2 Limited MUFG Fund Services (Halifax)2 Limited
Page 5
Annexure A
MUFG Fund Services (Cyprus) Limited MUFG Investor Services FinTech Limited MCC Asset Management (Cayman) Ltd. SWS MU FUND MANAGEMENT CO.,LTD. SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED MUFG Securities EMEA plc MUFG Securities (Europe) N.V. MUFG Securities Asia Limited MUFG Securities (Canada), Ltd. EASY BUY Public Company Limited ACOM CONSUMER FINANCE CORPORATION ACOM (M) SDN. BHD. MRIDCS Americas, Inc. Morgan Stanley Purple Finance (Cayman) International Ltd. ROPEBURY LIMITED The California-Sansome Corporation FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF II GP S.Á.R.L (COMPANY NO. B204413) FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD (ACN 114 194 311)
FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE HOLDINGS LTD (ACN 085 313 926) FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY LTD (ACN 101 384 294) FIRST SENTIER INVESTORS (AUSTRALIA) IP HOLDINGS PTY LIMITED (ACN 625 765 399) FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD (ACN 006 464 428)
FIRST SENTIER INVESTORS (AUSTRALIA) SERVICES PTY LIMITED (ACN 624 305 595) FIRST SENTIER INVESTORS (HONG KONG) NOMINEES LIMITED (CR NO. 0206615) FIRST SENTIER INVESTORS (HONG KONG) AMC LIMITED (CR NO. 0580652) FIRST SENTIER INVESTORS (HONG KONG) LIMITED (CR NO. 0206616) FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED (ACN 054 571 701) FIRST SENTIER INVESTORS EUROPE HOLDINGS LIMITED (COMPANY NO. 03904310) FIRST SENTIER INVESTORS REALINDEX PTY LTD (ACN 133 312 017)
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I FEEDERS MC S.A.R.L (COMPANY NO. B134314) FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FIRST SENTIER INVESTORS (UK) IM LIMITED (COMPANY NO. SC047708)
FIRST SENTIER INVESTORS (UK) SERVICES LIMITED (COMPANY NO. 03904320) FIRST SENTIER INVESTORS (IRELAND) LIMITED (COMPANY NO. 629188) FIRST SENTIER INVESTORS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090) FIRST SENTIER INVESTORS (SINGAPORE) (REGISTRATION NO. 196900420D) FIRST SENTIER INVESTORS (UK) FUNDS LIMITED (COMPANY NO. 02294743) FIRST SENTIER INVESTORS (US) LLC (FILE NUMBER 546 9442) FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I MC S.A.R.L (COMPANY NO. B128117) FIRST SENTIER INVESTORS (SINGAPORE) HOLDINGS LIMITED (REGISTRATION NO. 199901706Z) FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED (COMPANY NO. SC079063) FSIB LTD (REGISTRATION NO. 26193) SI HOLDINGS LIMITED (COMPANY NO. SC109439)
Page 6
Annexure B
Annexure B
This is annexure B of 9 pages referred to in Form 603, Notice of initial substantial holder dated 11 April 2023.
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Authorised signatory Dated 11 April 2023
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Class and number of securities
Holder of relevant interest Date of acquisition Consideration cash Consideration non-cash affected
Mitsubishi UFJ Financial Group, Inc. 9/12/2022 23.00 N/A 1 Fully Paid ordinary share
Mitsubishi UFJ Financial Group, Inc. 9/12/2022 6670.00 N/A 290 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/12/2022 918.40 N/A 40 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/12/2022 3592.50 N/A 150 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/12/2022 960.00 N/A 40 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/12/2022 716.10 N/A 30 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/12/2022 720.90 N/A 30 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/12/2022 576.00 N/A 24 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/12/2022 714.00 N/A 30 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/12/2022 707.10 N/A 30 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/12/2022 705.90 N/A 30 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/12/2022 719.10 N/A 30 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 23/12/2022 720.75 N/A 31 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 23/12/2022 713.93 N/A 31 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/12/2022 161.14 N/A 7 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/12/2022 722.24 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/12/2022 705.25 N/A 31 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/12/2022 1686.00 N/A 75 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/12/2022 714.56 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/12/2022 1683.75 N/A 75 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/12/2022 220.00 N/A 10 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/12/2022 712.32 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 30/12/2022 700.48 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/01/2023 712.80 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/01/2023 720.12 N/A 34 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/01/2023 212.90 N/A 10 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 4/01/2023 301.98 N/A 14 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 4/01/2023 2175.00 N/A 100 Fully Paid ordinary shares
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Page 7
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 5/01/2023 547.20 N/A 24 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 5/01/2023 246.51 N/A 11 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 9/01/2023 1771.77 N/A 77 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/01/2023 720.32 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/01/2023 711.14 N/A 31 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 11/01/2023 7294.61 N/A 307 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 11/01/2023 705.30 N/A 30 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 11/01/2023 971.48 N/A 41 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 12/01/2023 974.80 N/A 40 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 12/01/2023 2405.00 N/A 100 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 12/01/2023 708.76 N/A 29 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 12/01/2023 7388.87 N/A 302 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/01/2023 978.00 N/A 40 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/01/2023 73.26 N/A 3 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/01/2023 775.62 N/A 31 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/01/2023 1249.50 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/01/2023 705.32 N/A 28 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/01/2023 18706.95 N/A 745 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/01/2023 2770.90 N/A 110 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/01/2023 1254.50 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/01/2023 703.36 N/A 28 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 18/01/2023 389.40 N/A 15 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 18/01/2023 722.96 N/A 28 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 18/01/2023 520.20 N/A 20 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 18/01/2023 3102.00 N/A 120 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 18/01/2023 78.30 N/A 3 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 18/01/2023 5182.08 N/A 192 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 18/01/2023 11340.00 N/A 450 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/01/2023 1089.19 N/A 43 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/01/2023 724.42 N/A 29 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 19/01/2023 1542.00 N/A 60 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/01/2023 947.12 N/A 36 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/01/2023 1092.42 N/A 42 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/01/2023 6989.68 N/A 266 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/01/2023 707.94 N/A 27 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 23/01/2023 1284.00 N/A 48 Fully Paid ordinary shares
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Page 8
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 23/01/2023 9566.30 N/A 357 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/01/2023 7076.82 N/A 267 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/01/2023 717.12 N/A 27 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/01/2023 711.99 N/A 27 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/01/2023 951.88 N/A 36 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 25/01/2023 702.00 N/A 27 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 25/01/2023 1201.28 N/A 46 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 25/01/2023 997.50 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 25/01/2023 702.81 N/A 27 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 25/01/2023 9010.21 N/A 345 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 27/01/2023 760.67 N/A 29 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 27/01/2023 1045.30 N/A 40 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 27/01/2023 779.70 N/A 30 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 27/01/2023 780.60 N/A 30 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 27/01/2023 760.96 N/A 29 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 30/01/2023 357.14 N/A 14 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 30/01/2023 700.65 N/A 27 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 30/01/2023 922.03 N/A 36 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 30/01/2023 816.96 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 30/01/2023 803.52 N/A 31 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 31/01/2023 25.75 N/A 1 Fully Paid ordinary share
Mitsubishi UFJ Financial Group, Inc. 31/01/2023 739.50 N/A 29 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 1/02/2023 10496.00 N/A 400 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 1/02/2023 2620.00 N/A 100 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 1/02/2023 1309.50 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 1/02/2023 1307.00 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/02/2023 24.04 N/A 1 Fully Paid ordinary share
Mitsubishi UFJ Financial Group, Inc. 6/02/2023 1479.00 N/A 60 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/02/2023 568.10 N/A 23 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/02/2023 2914.60 N/A 118 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/02/2023 792.00 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/02/2023 1188.00 N/A 48 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/02/2023 1286.48 N/A 52 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/02/2023 2021.05 N/A 83 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/02/2023 528.88 N/A 22 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/02/2023 48.40 N/A 2 Fully Paid ordinary shares
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Page 9
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 6/02/2023 841.40 N/A 35 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/02/2023 1162.08 N/A 48 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 9/02/2023 11222.71 N/A 483 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 9/02/2023 1370.89 N/A 59 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/02/2023 46.00 N/A 2 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/02/2023 709.90 N/A 31 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/02/2023 695.40 N/A 30 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/02/2023 1352.87 N/A 59 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/02/2023 642.88 N/A 28 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/02/2023 755.70 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/02/2023 1642.23 N/A 71 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/02/2023 2528.90 N/A 110 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/02/2023 1317.27 N/A 57 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/02/2023 2862.50 N/A 125 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/02/2023 1633.00 N/A 71 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 705.25 N/A 31 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 801.00 N/A 36 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 44.40 N/A 2 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 517.96 N/A 23 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 2909.51 N/A 131 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 1269.96 N/A 57 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 717.12 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 726.00 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 968.36 N/A 43 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 333.00 N/A 15 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 704.32 N/A 31 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 704.63 N/A 31 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 2291.75 N/A 103 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 2229.00 N/A 100 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 1159.60 N/A 52 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/02/2023 N/A Borrow Returned by an entity controlled by 393 Fully Paid ordinary shares
Morgan Stanley - see Annexure C
Mitsubishi UFJ Financial Group, Inc. 14/02/2023 1101.00 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 14/02/2023 700.48 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 14/02/2023 708.16 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 14/02/2023 886.09 N/A 40 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 14/02/2023 708.48 N/A 32 Fully Paid ordinary shares
----- End of picture text -----
Page 10
Annexure B
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----- Start of picture text -----
Mitsubishi UFJ Financial Group, Inc. 14/02/2023 7228.27 N/A 326 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 14/02/2023 154.70 N/A 7 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 14/02/2023 525.12 N/A 24 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 14/02/2023 4416.00 N/A 200 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 15/02/2023 702.90 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 15/02/2023 113169.84 N/A 5,208 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 15/02/2023 703.89 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 15/02/2023 N/A Borrow Returned by an entity controlled by 6,500 Fully Paid ordinary shares
Morgan Stanley - see Annexure C
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 2224.00 N/A 100 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 1093.68 N/A 49 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 1123.00 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 2228.00 N/A 100 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 1127.00 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 1123.50 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 1124.50 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 2230.00 N/A 100 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 1120.00 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 3343.50 N/A 150 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 1113.50 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 1124.00 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/02/2023 1126.50 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 17/02/2023 707.20 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 17/02/2023 N/A Borrow Returned by an entity controlled by 1 Fully Paid ordinary share
Morgan Stanley - see Annexure C
Mitsubishi UFJ Financial Group, Inc. 20/02/2023 904.05 N/A 41 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/02/2023 710.49 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/02/2023 1065.26 N/A 49 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/02/2023 1540.70 N/A 71 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/02/2023 707.52 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/02/2023 1512.00 N/A 70 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/02/2023 710.16 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/02/2023 709.50 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/02/2023 746.20 N/A 35 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 23/02/2023 712.80 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 23/02/2023 800.31 N/A 37 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 27/02/2023 947.32 N/A 44 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/02/2023 971.96 N/A 44 Fully Paid ordinary shares
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Page 11
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 28/02/2023 704.96 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/02/2023 705.60 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 1/03/2023 886.83 N/A 41 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/03/2023 955.68 N/A 44 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/03/2023 99864.00 N/A 4,560 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/03/2023 447.30 N/A 21 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/03/2023 960.08 N/A 44 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/03/2023 959.64 N/A 44 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/03/2023 953.04 N/A 44 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/03/2023 1092.50 N/A 50 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/03/2023 4596.90 N/A 210 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/03/2023 975.66 N/A 46 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/03/2023 964.80 N/A 45 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/03/2023 967.50 N/A 45 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 2/03/2023 2625.60 N/A 120 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/03/2023 677.12 N/A 32 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/03/2023 703.89 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/03/2023 1100.58 N/A 51 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/03/2023 214.20 N/A 10 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/03/2023 715.70 N/A 34 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 7/03/2023 709.83 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 8/03/2023 1205.68 N/A 56 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 9/03/2023 714.34 N/A 34 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 9/03/2023 701.25 N/A 33 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 9/03/2023 719.78 N/A 34 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/03/2023 708.75 N/A 35 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/03/2023 704.55 N/A 35 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/03/2023 405.80 N/A 20 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 10/03/2023 707.35 N/A 35 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/03/2023 705.60 N/A 36 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/03/2023 297.75 N/A 15 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/03/2023 416.85 N/A 21 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/03/2023 711.36 N/A 36 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 13/03/2023 705.96 N/A 36 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 14/03/2023 717.82 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 14/03/2023 703.00 N/A 37 Fully Paid ordinary shares
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Page 12
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 14/03/2023 1406.74 N/A 74 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 14/03/2023 706.70 N/A 37 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 15/03/2023 19500.00 N/A 1,000 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 15/03/2023 5880.00 N/A 300 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 15/03/2023 1771.00 N/A 92 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 15/03/2023 714.47 N/A 37 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 15/03/2023 19338.60 N/A 1,002 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 15/03/2023 3940.00 N/A 200 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 15/03/2023 946.88 N/A 48 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 15/03/2023 7795.68 N/A 394 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/03/2023 711.74 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/03/2023 711.36 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/03/2023 18.86 N/A 1 Fully Paid ordinary share
Mitsubishi UFJ Financial Group, Inc. 16/03/2023 703.76 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/03/2023 704.14 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 16/03/2023 717.06 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 17/03/2023 3800.00 N/A 200 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 17/03/2023 704.85 N/A 37 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 17/03/2023 11898.56 N/A 624 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 17/03/2023 1469.89 N/A 77 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 17/03/2023 1925.00 N/A 100 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/03/2023 8335.20 N/A 453 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/03/2023 897.12 N/A 48 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/03/2023 131.04 N/A 7 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/03/2023 7362.85 N/A 394 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/03/2023 704.14 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 20/03/2023 711.74 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/03/2023 6200.66 N/A 317 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/03/2023 1041.29 N/A 53 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/03/2023 1495.20 N/A 80 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 21/03/2023 N/A Collateral Received by an entity controlled by 11,966 Fully Paid ordinary shares
Morgan Stanley - see Annexure C
Mitsubishi UFJ Financial Group, Inc. 22/03/2023 6562.50 N/A 350 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/03/2023 9500.00 N/A 500 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 22/03/2023 N/A Collateral Received by an entity controlled by 426,668 Fully Paid ordinary shares
Morgan Stanley - see Annexure C
Mitsubishi UFJ Financial Group, Inc. 23/03/2023 37.92 N/A 2 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 23/03/2023 612.15 N/A 33 Fully Paid ordinary shares
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Page 13
Annexure B
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Mitsubishi UFJ Financial Group, Inc. 23/03/2023 1889.00 N/A 100 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 23/03/2023 430.56 N/A 23 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 23/03/2023 1901.00 N/A 100 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 23/03/2023 259.42 N/A 14 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/03/2023 714.09 N/A 39 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/03/2023 73.68 N/A 4 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/03/2023 714.87 N/A 39 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/03/2023 55.35 N/A 3 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/03/2023 91.25 N/A 5 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/03/2023 18.46 N/A 1 Fully Paid ordinary share
Mitsubishi UFJ Financial Group, Inc. 24/03/2023 711.75 N/A 39 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 24/03/2023 712.14 N/A 39 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 27/03/2023 913.56 N/A 49 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 27/03/2023 712.14 N/A 39 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 27/03/2023 18.74 N/A 1 Fully Paid ordinary share
Mitsubishi UFJ Financial Group, Inc. 27/03/2023 5747.43 N/A 310 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 27/03/2023 129.29 N/A 7 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 27/03/2023 N/A Collateral Received by an entity controlled by 17,625 Fully Paid ordinary shares
Morgan Stanley - see Annexure C
Mitsubishi UFJ Financial Group, Inc. 28/03/2023 1435.64 N/A 76 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/03/2023 706.80 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/03/2023 704.52 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/03/2023 717.06 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/03/2023 705.28 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/03/2023 715.54 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/03/2023 704.14 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 28/03/2023 705.66 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/03/2023 487.24 N/A 26 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/03/2023 707.56 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/03/2023 74.04 N/A 4 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/03/2023 710.98 N/A 38 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/03/2023 113.88 N/A 6 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/03/2023 265.72 N/A 14 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 29/03/2023 N/A Collateral Received by an entity controlled by 65,604 Fully Paid ordinary shares
Morgan Stanley - see Annexure C
Mitsubishi UFJ Financial Group, Inc. 30/03/2023 307.36 N/A 17 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 30/03/2023 717.99 N/A 39 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 30/03/2023 1113.25 N/A 61 Fully Paid ordinary shares
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Page 14
Annexure B
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----- Start of picture text -----
Mitsubishi UFJ Financial Group, Inc. 30/03/2023 705.51 N/A 39 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 30/03/2023 N/A Collateral Received by an entity controlled by 130,000 Fully Paid ordinary shares
Morgan Stanley - see Annexure C
Mitsubishi UFJ Financial Group, Inc. 3/04/2023 709.20 N/A 36 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/04/2023 708.48 N/A 36 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/04/2023 708.84 N/A 36 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 3/04/2023 710.64 N/A 36 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 4/04/2023 714.47 N/A 37 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 4/04/2023 715.58 N/A 37 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 4/04/2023 1212.72 N/A 62 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 4/04/2023 117.84 N/A 6 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 4/04/2023 715.95 N/A 37 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 4/04/2023 299.40 N/A 15 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/04/2023 43.50 N/A 2 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/04/2023 42.00 N/A 2 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group, Inc. 6/04/2023 N/A Collateral Received by an entity controlled by 195,433 Fully Paid ordinary shares
Morgan Stanley - see Annexure C
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Page 15
Annexure C
Annexure C
This is annexure C of 3 pages referred to in Form 603, Notice of initial substantial holder dated 11 April 2023.
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==> picture [38 x 9] intentionally omitted <==
Authorised signatory Dated 11 April 2023
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
==> picture [468 x 542] intentionally omitted <==
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Schedule
Type of
International Prime Brokerage Agreement
Agreement
Parties to Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and EQUITY TRUSTEES LIMITED
agreement AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND
Transfer Date 20230406;
Holder of Voting
Prime broker has the right to vote securities rehypothecated from the Client.
Rights
Are there any
restrictions on Yes/N o
voting rights?
If yes, detail Not applicable
Scheduled Return
Open
Date (if any)
Does the
borrower have
Ye s/No
the right to
return early?
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender
have the right to Ye s/No
recall early?
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the
securities be
Ye s/No
returned on
settlement?
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so
established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and
only the balance of the account shall be payable.
Schedule
Type of
International Prime Brokerage Agreement
Agreement
Parties to Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and CGS-CIMB SECURITIES
agreement (SINGAPORE) PTE. LTD.
Transfer Date 20230406;
Holder of Voting
Prime broker has the right to vote securities rehypothecated from the Client.
Rights
Are there any
restrictions on Yes/N o
voting rights?
If yes, detail Not applicable
Scheduled Return
Open
Date (if any)
Does the
borrower have
Ye s/No
the right to
return early?
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender
have the right to Ye s/No
recall early?
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the
securities be
Ye s/No
returned on
settlement?
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so
established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and
only the balance of the account shall be payable.
Schedule
Type of
International Prime Brokerage Agreement
Agreement
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Page 16
Annexure C
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----- Start of picture text -----
Parties to Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1 CAPITAL LONG SHORT
agreement (MASTER) FUND
Transfer Date 20230330;
Holder of Voting
Prime broker has the right to vote securities rehypothecated from the Client.
Rights
Are there any
restrictions on Yes/N o
voting rights?
If yes, detail Not applicable
Scheduled Return
Open
Date (if any)
Does the
borrower have
Ye s/No
the right to
return early?
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender
have the right to Ye s/No
recall early?
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the
securities be
Ye s/No
returned on
settlement?
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so
established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and
only the balance of the account shall be payable.
Schedule
Type of
International Prime Brokerage Agreement
Agreement
Parties to Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1 LONG SHORT FUND
agreement LIMITED
Transfer Date 20230406;
Holder of Voting
Prime broker has the right to vote securities rehypothecated from the Client.
Rights
Are there any
restrictions on Yes/N o
voting rights?
If yes, detail Not applicable
Scheduled Return
Open
Date (if any)
Does the
borrower have
Ye s/No
the right to
return early?
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender
have the right to Ye s/No
recall early?
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the
securities be
Ye s/No
returned on
settlement?
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so
established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and
only the balance of the account shall be payable.
Schedule
Type of
International Prime Brokerage Agreement
Agreement
Parties to Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and EQUITY TRUSTEES LIMITED
agreement AS RESPONSIBLE ENTITY FOR REGAL INVESTMENT FUND
Transfer Date 20230406;
Holder of Voting
Prime broker has the right to vote securities rehypothecated from the Client.
Rights
Are there any
restrictions on Yes/N o
voting rights?
If yes, detail Not applicable
Scheduled Return
Open
Date (if any)
Does the
borrower have
Ye s/No
the right to
return early?
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender
have the right to Ye s/No
recall early?
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
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Page 17
Annexure C
Will the securities be Ye ~~s/No~~ returned on settlement?
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
Page 18