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Anteris Technologies Global Corp. Major Shareholding Notification 2023

May 10, 2023

33869_rns_2023-05-10_c1ee4115-f093-4391-ac45-9cbda6357a1c.pdf

Major Shareholding Notification

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Form 605 Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

ToCompany Name/Scheme ANTERIS TECHNOLOGIES LTD
ACN/ARSN 088 221 078

1. Details of substantial holder (1)

Name Morgan Stanleyand its subsidiaries listed in Annexure A Morgan Stanleyand its subsidiaries listed in Annexure A
ACN/ARSN (if applicable) Not Applicable
The holder ceased to be a
substantial holder on May08, 2023
The previous notice was given to the company on April 10, 2023
The previous notice was dated April 06, 2023
The holder became aware on May10, 2023

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest changed Nature of
change (4)
Consideration given in
relation to change (5)
Class (6) and number of
Securities affected
Person’s
votes
affected
04/11/2023 Morgan Stanley Australia Securities Limited Buy 704.32 32 Ordinary Shares 32
04/11/2023 Morgan Stanley Australia Securities Limited Buy 704.00 32 Ordinary Shares 32
04/11/2023 Morgan Stanley Australia Securities Limited Sell 41.50 2 Ordinary Shares 2
04/11/2023 Morgan Stanley Australia Securities Limited Sell 596.70 30 Ordinary Shares 30
04/11/2023 Morgan Stanley Australia Securities Limited Sell 605.70 30 Ordinary Shares 30
04/11/2023 Morgan Stanley Australia Securities Limited Sell 177.30 9 Ordinary Shares 9
04/11/2023 Morgan Stanley Australia Securities Limited Sell 613.80 31 Ordinary Shares 31
04/11/2023 Morgan Stanley Australia Securities Limited Sell 597.00 30 Ordinary Shares 30
04/12/2023 Morgan Stanley Australia Securities Limited Sell 43.10 2 Ordinary Shares 2
04/12/2023 Morgan Stanley Australia Securities Limited Buy 70.35 3 Ordinary Shares 3
04/12/2023 Morgan Stanley Australia Securities Limited Sell 1,046.50 50 Ordinary Shares 50
04/13/2023 Morgan Stanley Australia Securities Limited Sell 1,148.68 52 Ordinary Shares 52
04/13/2023 Morgan Stanley Australia Securities Limited Sell 1,098.50 50 Ordinary Shares 50
04/13/2023 Morgan Stanley Australia Securities Limited Buy 1,615.98 69 Ordinary Shares 69
04/13/2023 Morgan Stanley Australia Securities Limited Sell 602.10 27 Ordinary Shares 27
04/13/2023 Morgan Stanley Australia Securities Limited Sell 1,348.71 61 Ordinary Shares 61
04/13/2023 Morgan Stanley Australia Securities Limited Buy 71.10 3 Ordinary Shares 3
04/13/2023 Morgan Stanley & Co. International plc Collateral
Received
N/A 35,000 Ordinary Shares 35,000
04/14/2023 Morgan Stanley Australia Securities Limited Sell 46.36 2 Ordinary Shares 2
04/14/2023 Morgan Stanley Australia Securities Limited Sell 69.54 3 Ordinary Shares 3
04/14/2023 Morgan Stanley Australia Securities Limited Sell 1,144.00 50 Ordinary Shares 50
04/14/2023 Morgan Stanley Australia Securities Limited Buy 950.08 38 Ordinary Shares 38
04/14/2023 Morgan Stanley Australia Securities Limited Buy 7,774.07 311 Ordinary Shares 311
04/14/2023 Morgan Stanley Australia Securities Limited Sell 1,349.08 58 Ordinary Shares 58
04/17/2023 Morgan Stanley Australia Securities Limited Sell 1,584.00 66 Ordinary Shares 66

1

04/17/2023 Morgan Stanley Australia Securities Limited Sell 70.74 3 Ordinary Shares 3
04/17/2023 Morgan Stanley Australia Securities Limited Sell 1,248.00 52 Ordinary Shares 52
04/17/2023 Morgan Stanley Australia Securities Limited Buy 11,169.12 456 Ordinary Shares 456
04/17/2023 Morgan Stanley Australia Securities Limited Buy 415.01 17 Ordinary Shares 17
04/17/2023 Morgan Stanley Australia Securities Limited Sell 1,078.24 46 Ordinary Shares 46
04/17/2023 Morgan Stanley Australia Securities Limited Buy 441.72 18 Ordinary Shares 18
04/17/2023 Morgan Stanley Australia Securities Limited Sell 70.74 3 Ordinary Shares 3
04/17/2023 Morgan Stanley Australia Securities Limited Sell 1,269.00 54 Ordinary Shares 54
04/17/2023 Morgan Stanley Australia Securities Limited Buy 1,374.28 56 Ordinary Shares 56
04/17/2023 Morgan Stanley Australia Securities Limited Buy 702.09 29 Ordinary Shares 29
04/17/2023 Morgan Stanley Australia Securities Limited Buy 707.31 29 Ordinary Shares 29
04/18/2023 Morgan Stanley Australia Securities Limited Sell 3,168.00 132 Ordinary Shares 132
04/18/2023 Morgan Stanley Australia Securities Limited Sell 2,467.58 99 Ordinary Shares 99
04/18/2023 Morgan Stanley Australia Securities Limited Sell 240.00 10 Ordinary Shares 10
04/18/2023 Morgan Stanley Australia Securities Limited Buy 6,605.38 280 Ordinary Shares 280
04/18/2023 Morgan Stanley Australia Securities Limited Sell 612.00 25 Ordinary Shares 25
04/18/2023 Morgan Stanley Australia Securities Limited Sell 604.56 24 Ordinary Shares 24
04/18/2023 Morgan Stanley Australia Securities Limited Buy 47.90 2 Ordinary Shares 2
04/18/2023 Morgan Stanley Australia Securities Limited Buy 1,438.40 62 Ordinary Shares 62
04/18/2023 Morgan Stanley & Co. International plc Collateral
Returned
N/A 5,668 Ordinary Shares 5,668
04/19/2023 Morgan Stanley Australia Securities Limited Sell 197.44 8 Ordinary Shares 8
04/19/2023 Morgan Stanley Australia Securities Limited Sell 24.95 1 Ordinary Shares 1
04/19/2023 Morgan Stanley Australia Securities Limited Buy 24.10 1 Ordinary Shares 1
04/19/2023 Morgan Stanley Australia Securities Limited Buy 72.00 3 Ordinary Shares 3
04/19/2023 Morgan Stanley Australia Securities Limited Buy 95.36 4 Ordinary Shares 4
04/19/2023 Morgan Stanley Australia Securities Limited Sell 1,250.50 50 Ordinary Shares 50
04/19/2023 Morgan Stanley Australia Securities Limited Sell 1,236.00 50 Ordinary Shares 50
04/19/2023 Morgan Stanley Australia Securities Limited Sell 428.37 17 Ordinary Shares 17
04/19/2023 Morgan Stanley Australia Securities Limited Buy 71.28 3 Ordinary Shares 3
04/19/2023 Morgan Stanley & Co. International plc Borrow
Returned
N/A 2,950 Ordinary Shares 2,950
04/20/2023 Morgan Stanley Australia Securities Limited Sell 1,124.16 48 Ordinary Shares 48
04/20/2023 Morgan Stanley Australia Securities Limited Sell 23.70 1 Ordinary Shares 1
04/20/2023 Morgan Stanley Australia Securities Limited Sell 616.20 26 Ordinary Shares 26
04/20/2023 Morgan Stanley Australia Securities Limited Buy 213.39 9 Ordinary Shares 9
04/20/2023 Morgan Stanley Australia Securities Limited Buy 1,190.12 50 Ordinary Shares 50
04/20/2023 Morgan Stanley Australia Securities Limited Sell 284.04 12 Ordinary Shares 12
04/20/2023 Morgan Stanley Australia Securities Limited Buy 23.90 1 Ordinary Shares 1
04/20/2023 Morgan Stanley Australia Securities Limited Buy 23.80 1 Ordinary Shares 1
04/20/2023 Morgan Stanley Australia Securities Limited Sell 1,312.64 56 Ordinary Shares 56
04/21/2023 Morgan Stanley Australia Securities Limited Sell 47.62 2 Ordinary Shares 2
04/21/2023 Morgan Stanley Australia Securities Limited Sell 1,334.48 56 Ordinary Shares 56
04/21/2023 Morgan Stanley Australia Securities Limited Sell 261.91 11 Ordinary Shares 11
04/21/2023 Morgan Stanley Australia Securities Limited Sell 1,238.12 52 Ordinary Shares 52
04/21/2023 Morgan Stanley Australia Securities Limited Buy 714.55 31 Ordinary Shares 31
04/21/2023 Morgan Stanley Australia Securities Limited Buy 714.86 31 Ordinary Shares 31
04/21/2023 Morgan Stanley Australia Securities Limited Buy 212.04 9 Ordinary Shares 9
04/24/2023 Morgan Stanley Australia Securities Limited Sell 70.53 3 Ordinary Shares 3
04/24/2023 Morgan Stanley Australia Securities Limited Sell 212.94 9 Ordinary Shares 9
04/24/2023 Morgan Stanley Australia Securities Limited Sell 1,100.74 47 Ordinary Shares 47

2

04/24/2023 Morgan Stanley Australia Securities Limited Sell 23.66 1 Ordinary Shares 1
04/24/2023 Morgan Stanley Australia Securities Limited Sell 142.20 6 Ordinary Shares 6
04/26/2023 Morgan Stanley Australia Securities Limited Sell 23.90 1 Ordinary Shares 1
04/26/2023 Morgan Stanley Australia Securities Limited Sell 1,080.53 47 Ordinary Shares 47
04/26/2023 Morgan Stanley Australia Securities Limited Buy 44.32 2 Ordinary Shares 2
04/26/2023 Morgan Stanley Australia Securities Limited Buy 22.04 1 Ordinary Shares 1
04/26/2023 Morgan Stanley Australia Securities Limited Sell 1,011.12 44 Ordinary Shares 44
04/26/2023 Morgan Stanley Australia Securities Limited Buy 2,112.96 96 Ordinary Shares 96
04/26/2023 Morgan Stanley Australia Securities Limited Buy 716.10 33 Ordinary Shares 33
04/26/2023 Morgan Stanley Australia Securities Limited Buy 707.20 32 Ordinary Shares 32
04/27/2023 Morgan Stanley Australia Securities Limited Buy 22.17 1 Ordinary Shares 1
04/27/2023 Morgan Stanley Australia Securities Limited Sell 1,066.43 47 Ordinary Shares 47
04/27/2023 Morgan Stanley Australia Securities Limited Buy 44.36 2 Ordinary Shares 2
04/27/2023 Morgan Stanley Australia Securities Limited Sell 883.35 39 Ordinary Shares 39
04/27/2023 Morgan Stanley Australia Securities Limited Buy 43.58 2 Ordinary Shares 2
04/28/2023 Morgan Stanley Australia Securities Limited Sell 22.04 1 Ordinary Shares 1
04/28/2023 Morgan Stanley Australia Securities Limited Sell 619.64 28 Ordinary Shares 28
04/28/2023 Morgan Stanley Australia Securities Limited Sell 598.59 27 Ordinary Shares 27
04/28/2023 Morgan Stanley Australia Securities Limited Sell 178.80 8 Ordinary Shares 8
04/28/2023 Morgan Stanley Australia Securities Limited Sell 621.88 28 Ordinary Shares 28
04/28/2023 Morgan Stanley Australia Securities Limited Sell 892.80 40 Ordinary Shares 40
04/28/2023 Morgan Stanley Australia Securities Limited Buy 702.40 32 Ordinary Shares 32
04/28/2023 Morgan Stanley Australia Securities Limited Sell 22.04 1 Ordinary Shares 1
04/28/2023 Morgan Stanley Australia Securities Limited Buy 701.76 32 Ordinary Shares 32
04/28/2023 Morgan Stanley Australia Securities Limited Sell 571.74 26 Ordinary Shares 26
04/28/2023 Morgan Stanley Australia Securities Limited Sell 572.52 26 Ordinary Shares 26
04/28/2023 Morgan Stanley Australia Securities Limited Sell 598.86 27 Ordinary Shares 27
04/28/2023 Morgan Stanley Australia Securities Limited Buy 45.22 2 Ordinary Shares 2
04/28/2023 Morgan Stanley Australia Securities Limited Sell 572.00 26 Ordinary Shares 26
04/28/2023 Morgan Stanley Australia Securities Limited Buy 702.72 32 Ordinary Shares 32
04/28/2023 Morgan Stanley Australia Securities Limited Buy 701.44 32 Ordinary Shares 32
05/01/2023 Morgan Stanley Australia Securities Limited Sell 87.92 4 Ordinary Shares 4
05/01/2023 Morgan Stanley Australia Securities Limited Buy 44.10 2 Ordinary Shares 2
05/01/2023 Morgan Stanley Australia Securities Limited Buy 721.38 33 Ordinary Shares 33
05/01/2023 Morgan Stanley Australia Securities Limited Buy 22.13 1 Ordinary Shares 1
05/01/2023 Morgan Stanley Australia Securities Limited Sell 22.05 1 Ordinary Shares 1
05/01/2023 Morgan Stanley Australia Securities Limited Buy 720.06 33 Ordinary Shares 33
05/01/2023 Morgan Stanley Australia Securities Limited Buy 22.13 1 Ordinary Shares 1
05/01/2023 Morgan Stanley Australia Securities Limited Buy 1,101.50 50 Ordinary Shares 50
05/01/2023 Morgan Stanley Australia Securities Limited Buy 22.07 1 Ordinary Shares 1
05/01/2023 Morgan Stanley Australia Securities Limited Buy 721.05 33 Ordinary Shares 33
05/01/2023 Morgan Stanley Australia Securities Limited Buy 22.07 1 Ordinary Shares 1
05/01/2023 Morgan Stanley Australia Securities Limited Sell 705.92 32 Ordinary Shares 32
05/01/2023 Morgan Stanley Australia Securities Limited Sell 44.10 2 Ordinary Shares 2
05/01/2023 Morgan Stanley Australia Securities Limited Buy 553.00 25 Ordinary Shares 25
05/01/2023 Morgan Stanley Australia Securities Limited Buy 88.28 4 Ordinary Shares 4
05/01/2023 Morgan Stanley Australia Securities Limited Buy 720.72 33 Ordinary Shares 33
05/02/2023 Morgan Stanley Australia Securities Limited Sell 44.08 2 Ordinary Shares 2
05/02/2023 Morgan Stanley Australia Securities Limited Sell 620.20 28 Ordinary Shares 28
05/02/2023 MorganStanleyAustralia SecuritiesLimited Buy 242.00 11Ordinary Shares 11

3

05/02/2023 Morgan Stanley Australia Securities Limited Buy 218.30 10 Ordinary Shares 10
05/02/2023 Morgan Stanley Australia Securities Limited Sell 619.92 28 Ordinary Shares 28
05/02/2023 Morgan Stanley Australia Securities Limited Sell 618.80 28 Ordinary Shares 28
05/02/2023 Morgan Stanley Australia Securities Limited Buy 152.88 7 Ordinary Shares 7
05/02/2023 Morgan Stanley Australia Securities Limited Sell 601.56 27 Ordinary Shares 27
05/02/2023 Morgan Stanley Australia Securities Limited Buy 711.48 33 Ordinary Shares 33
05/03/2023 Morgan Stanley Australia Securities Limited Sell 21.92 1 Ordinary Shares 1
05/03/2023 Morgan Stanley Australia Securities Limited Buy 63.15 3 Ordinary Shares 3
05/03/2023 Morgan Stanley Australia Securities Limited Sell 399.24 18 Ordinary Shares 18
05/03/2023 Morgan Stanley Australia Securities Limited Sell 553.00 25 Ordinary Shares 25
05/03/2023 Morgan Stanley Australia Securities Limited Buy 714.68 34 Ordinary Shares 34
05/03/2023 Morgan Stanley Australia Securities Limited Buy 84.40 4 Ordinary Shares 4
05/03/2023 Morgan Stanley Australia Securities Limited Buy 41.56 2 Ordinary Shares 2
05/03/2023 Morgan Stanley Australia Securities Limited Sell 22.13 1 Ordinary Shares 1
05/03/2023 Morgan Stanley Australia Securities Limited Buy 759.60 36 Ordinary Shares 36
05/03/2023 Morgan Stanley Australia Securities Limited Buy 707.54 34 Ordinary Shares 34
05/04/2023 Morgan Stanley Australia Securities Limited Buy 66.00 3 Ordinary Shares 3
05/04/2023 Morgan Stanley Australia Securities Limited Sell 366.86 17 Ordinary Shares 17
05/04/2023 Morgan Stanley Australia Securities Limited Sell 21.58 1 Ordinary Shares 1
05/04/2023 Morgan Stanley Australia Securities Limited Buy 87.64 4 Ordinary Shares 4
05/04/2023 Morgan Stanley Australia Securities Limited Sell 176.00 8 Ordinary Shares 8
05/04/2023 Morgan Stanley Australia Securities Limited Sell 1,188.00 54 Ordinary Shares 54
05/04/2023 Morgan Stanley Australia Securities Limited Buy 44.00 2 Ordinary Shares 2
05/05/2023 Morgan Stanley Australia Securities Limited Sell 84.40 4 Ordinary Shares 4
05/05/2023 Morgan Stanley Australia Securities Limited Sell 1,176.00 56 Ordinary Shares 56
05/05/2023 Morgan Stanley Australia Securities Limited Sell 1,216.26 58 Ordinary Shares 58
05/05/2023 Morgan Stanley Australia Securities Limited Sell 568.62 27 Ordinary Shares 27
05/05/2023 Morgan Stanley Australia Securities Limited Sell 644.70 30 Ordinary Shares 30
05/05/2023 Morgan Stanley Australia Securities Limited Buy 66.39 3 Ordinary Shares 3
05/05/2023 Morgan Stanley Australia Securities Limited Buy 243.43 11 Ordinary Shares 11
05/05/2023 Morgan Stanley Australia Securities Limited Buy 396.00 18 Ordinary Shares 18
05/08/2023 Morgan Stanley Australia Securities Limited Sell 505.31 23 Ordinary Shares 23
05/08/2023 Morgan Stanley Australia Securities Limited Buy 720.64 32 Ordinary Shares 32
05/08/2023 Morgan Stanley Australia Securities Limited Sell 87.64 4 Ordinary Shares 4
05/08/2023 Morgan Stanley Australia Securities Limited Sell 395.64 18 Ordinary Shares 18
05/08/2023 Morgan Stanley Australia Securities Limited Sell 65.19 3 Ordinary Shares 3
05/08/2023 Morgan Stanley Australia Securities Limited Sell 126.00 6 Ordinary Shares 6
05/08/2023 Morgan Stanley Australia Securities Limited Sell 43.96 2 Ordinary Shares 2
05/08/2023 Morgan Stanley Australia Securities Limited Sell 63.00 3 Ordinary Shares 3
05/08/2023 Morgan Stanley Australia Securities Limited Sell 87.36 4 Ordinary Shares 4
05/08/2023 Morgan Stanley Australia Securities Limited Buy 856.14 38 Ordinary Shares 38
05/08/2023 Morgan Stanley Australia Securities Limited Sell 110.00 5 Ordinary Shares 5
05/08/2023 Morgan Stanley Australia Securities Limited Sell 613.48 28 Ordinary Shares 28
05/08/2023 Morgan Stanley Australia Securities Limited Buy 856.52 38 Ordinary Shares 38
05/08/2023 Morgan Stanley Australia Securities Limited Sell 105.95 5 Ordinary Shares 5
05/08/2023 Morgan Stanley Australia Securities Limited Sell 672.00 32 Ordinary Shares 32
05/08/2023 Morgan Stanley Australia Securities Limited Sell 526.80 24 Ordinary Shares 24
05/08/2023 Morgan Stanley Australia Securities Limited Sell 616.00 28 Ordinary Shares 28
05/08/2023 Morgan Stanley Australia Securities Limited Buy 720.32 32 Ordinary Shares 32

4

Collateral Morgan Stanley & Co. International plc Returned N/A 89,982 Ordinary Shares

05/08/2023

89,982

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

n to voting interests in the company or scheme are as follows:
Name and ACN/ARSN(if applicable) Nature of association
Not Applicable Not Applicable

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Morgan Stanley 1585 Broadway, New York, New York, 10036, USA.
Morgan Stanley & Co. International plc Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14
4QA,UNITED KINGDOM.
Morgan Stanley Australia Securities Limited Level 39, Chifley Tower, 2 Chifley Square, Sydney, 2000, AUSTRALIA.

Signature

print nameWilson Li capacity Vice President
sign here date May 10, 2023

5

Annexure A

List of Morgan Stanley and its subsidiaries that have a relevant interest or deemed to have a relevant interest in the shares or units.

Name └─┬─Morgan Stanley └─┬─Morgan Stanley International Holdings Inc. ├─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited │ └───Morgan Stanley Australia Securities Limited └─┬─Morgan Stanley International Limited └─┬─Morgan Stanley Investments (UK) └───Morgan Stanley & Co. International plc

Signature

print name
**sign here **
Wilson Li
capacity
Vice President
date
May 10, 2023

6

7

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

(2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

(3) See the definition of "associate" in section 9 of the Corporations Act 2001.

(4) Include details of:

(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

(5) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(6) The voting shares of a company constitute one class unless divided into separate classes.

(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

8

GUIDE

This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 605.

==> picture [509 x 635] intentionally omitted <==

----- Start of picture text -----

Signature This form must be signed by either a director or a secretary of the substantial holder.
Lodging period Nil
Lodging Fee Nil
Other forms to be
Nil
completed
Additional information (a) If additional space is required to complete a question, the information may be included on a separate piece of
paper annexed to the form.
(b) This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme.
A copy of this notice must also be given to each relevant securities exchange.
(c) The person must give a copy of this notice:
(i) within 2 business days after they become aware of the information; or
(ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the
information if:
(A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and
(B) the person becomes aware of the information during the bid period.
Annexures To make any annexure conform to the regulations, you must
1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides
2 show the corporation name and ACN or ARBN
3 number the pages consecutively
4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied
5 identify the annexure with a mark such as A, B, C, etc
6 endorse the annexure with the words:
This is annexure (mark) of (number) pages referred to in form (form number and title)
7 sign and date the annexure.
The annexure must be signed by the same person(s) who signed the form.
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
----- End of picture text -----

9

Annexure B:

This is Annexure B referred to in the Form 605: Notice of ceasing to be a substantial holder issued by Morgan Stanley and its subsidiaries. The following is description of the securities lending agreements referenced in the accompanying Form 605.

Schedule Schedule
Type of Agreement International Prime Brokerage Agreement
Parties to agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for
and on behalf of the other Morgan Stanley Companies and EQUITY
TRUSTEES LIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND
Transfer Date 20230508;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/No
If yes, detailNot applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes/No
If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes/No
If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the
basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off
against the amounts due from the other party and only the balance of the account shall be payable.
Schedule
Type of Agreement International Prime Brokerage Agreement
Parties to agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for
and on behalf of the other Morgan Stanley Companies and L1 LONG SHORT
FUND LIMITED
Transfer Date 20230508;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/No
If yes, detailNot applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes/No
If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes/No
If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the
basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off
against the amounts duefromthe otherparty and only the balance ofthe account shallbe payable.
Schedule
Type of Agreement International Prime Brokerage Agreement
Parties to agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for
and on behalf of the other Morgan Stanley Companies and EQUITY
TRUSTEES LIMITED AS RESPONSIBLE ENTITY FOR REGAL
INVESTMENT FUND
Transfer Date 20230508;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/No
If yes, detailNot applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes/No
If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes/No
If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the
basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off
against the amounts due from the other party and only the balance of the account shall be payable.
Schedule Schedule
Type of Agreement International Prime Brokerage Agreement
Parties to agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for
and on behalf of the other Morgan Stanley Companies and CGS-CIMB
SECURITIES (SINGAPORE) PTE. LTD.
Transfer Date 20230508;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/No
If yes, detailNot applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes/No
If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes/No
If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the
basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off
against the amounts due from the other party and only the balance of the account shall be payable.

10

The above schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.

Signature

print name
sign here
Wilson Li
capacity
Vice President
date
May 10, 2023

11