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Anteris Technologies Global Corp. — Major Shareholding Notification 2023
May 10, 2023
33869_rns_2023-05-10_6dcc8d3a-6d4b-447e-a735-66d368aaf0ca.pdf
Major Shareholding Notification
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Form 605
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme:
ACN/ARSN:
Anteris Technologies Ltd 088 221 078
1. Details of substantial holder
Name:
Mitsubishi UFJ Financial Group, Inc.
The holder ceased to be a substantial holder on: 8 May 2023 The previous notice was given to the company on: 12 April 2023 The previous notice was dated: 11 April 2023 The holder became aware on: 10 May 2023
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
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Person whose Class and
Date of relevant interest Nature of change Consideration given in number of Person's votes
change changed relation to change securities affected affected
See Annexure A to
this notice
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3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association Not applicable
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | ||||
|---|---|---|---|---|---|
| Mitsubishi | UFJ | Financial | Group, | Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
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Dated 11 May 2023 Authorised signatory
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Page 1
Annexure A
Annexure A
This is Annexure A of 7 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 11 May 2023
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Authorised signatory Dated 11 May 2023
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Consideration
Person whose relevant given in relation Class and number of Person's votes
Date of change interest changed Nature of change to change securities affected affected
11/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 704 32 Fully paid ordinary shares 32
Morgan Stanley
11/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 704 32 Fully paid ordinary shares 32
Morgan Stanley
11/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 42 2 Fully paid ordinary shares 2
Morgan Stanley
11/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 597 30 Fully paid ordinary shares 30
Morgan Stanley
11/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 606 30 Fully paid ordinary shares 30
Morgan Stanley
11/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 177 9 Fully paid ordinary shares 9
Morgan Stanley
11/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 614 31 Fully paid ordinary shares 31
Morgan Stanley
11/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 597 30 Fully paid ordinary shares 30
Morgan Stanley
12/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 43 2 Fully paid ordinary shares 2
Morgan Stanley
12/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 70 3 Fully paid ordinary shares 3
Morgan Stanley
12/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,047 50 Fully paid ordinary shares 50
Morgan Stanley
13/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,149 52 Fully paid ordinary shares 52
Morgan Stanley
13/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,099 50 Fully paid ordinary shares 50
Morgan Stanley
13/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 1,616 69 Fully paid ordinary shares 69
Morgan Stanley
13/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 602 27 Fully paid ordinary shares 27
Morgan Stanley
13/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,349 61 Fully paid ordinary shares 61
Morgan Stanley
13/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 71 3 Fully paid ordinary shares 3
Morgan Stanley
Collateral received by an
13/04/2023 Mitsubishi UFJ Financial entity controlled by N/A 35,000 Fully paid ordinary 35,000
Group, Inc. Morgan Stanley - see shares
Annexure B
14/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 46 2 Fully paid ordinary shares 2
Morgan Stanley
14/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 70 3 Fully paid ordinary shares 3
Morgan Stanley
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Page 2
Annexure A
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14/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,144 50 Fully paid ordinary shares 50
Morgan Stanley
14/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 950 38 Fully paid ordinary shares 38
Morgan Stanley
14/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 7,774 311 Fully paid ordinary shares 311
Morgan Stanley
14/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,349 58 Fully paid ordinary shares 58
Morgan Stanley
17/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,584 66 Fully paid ordinary shares 66
Morgan Stanley
17/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 71 3 Fully paid ordinary shares 3
Morgan Stanley
17/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,248 52 Fully paid ordinary shares 52
Morgan Stanley
17/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 11,169 456 Fully paid ordinary shares 456
Morgan Stanley
17/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 415 17 Fully paid ordinary shares 17
Morgan Stanley
17/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,078 46 Fully paid ordinary shares 46
Morgan Stanley
17/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 442 18 Fully paid ordinary shares 18
Morgan Stanley
17/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 71 3 Fully paid ordinary shares 3
Morgan Stanley
17/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,269 54 Fully paid ordinary shares 54
Morgan Stanley
17/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 1,374 56 Fully paid ordinary shares 56
Morgan Stanley
17/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 702 29 Fully paid ordinary shares 29
Morgan Stanley
17/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 707 29 Fully paid ordinary shares 29
Morgan Stanley
18/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 3,168 132 Fully paid ordinary shares 132
Morgan Stanley
18/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 2,468 99 Fully paid ordinary shares 99
Morgan Stanley
18/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 240 10 Fully paid ordinary shares 10
Morgan Stanley
18/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 6,605 280 Fully paid ordinary shares 280
Morgan Stanley
18/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 612 25 Fully paid ordinary shares 25
Morgan Stanley
18/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 605 24 Fully paid ordinary shares 24
Morgan Stanley
18/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 48 2 Fully paid ordinary shares 2
Morgan Stanley
18/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 1,438 62 Fully paid ordinary shares 62
Morgan Stanley
Collateral returned by an
18/04/2023 Mitsubishi UFJ Financial entity controlled by N/A 5,668 Fully paid ordinary 5,668
Group, Inc. Morgan Stanley - see shares
Annexure B
19/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 197 8 Fully paid ordinary shares 8
Morgan Stanley
19/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 25 1 Fully paid ordinary share 1
Morgan Stanley
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Page 3
Annexure A
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19/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 24 1 Fully paid ordinary share 1
Morgan Stanley
19/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 72 3 Fully paid ordinary shares 3
Morgan Stanley
19/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 95 4 Fully paid ordinary shares 4
Morgan Stanley
19/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,251 50 Fully paid ordinary shares 50
Morgan Stanley
19/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,236 50 Fully paid ordinary shares 50
Morgan Stanley
19/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 428 17 Fully paid ordinary shares 17
Morgan Stanley
19/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 71 3 Fully paid ordinary shares 3
Morgan Stanley
Borrow returned by an
19/04/2023 Mitsubishi UFJ Financial entity controlled by N/A 2,950 Fully paid ordinary 2,950
Group, Inc. Morgan Stanley - see shares
Annexure B
20/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,124 48 Fully paid ordinary shares 48
Morgan Stanley
20/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 24 1 Fully paid ordinary share 1
Morgan Stanley
20/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 616 26 Fully paid ordinary shares 26
Morgan Stanley
20/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 213 9 Fully paid ordinary shares 9
Morgan Stanley
20/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 1,190 50 Fully paid ordinary shares 50
Morgan Stanley
20/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 284 12 Fully paid ordinary shares 12
Morgan Stanley
20/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 24 1 Fully paid ordinary share 1
Morgan Stanley
20/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 24 1 Fully paid ordinary share 1
Morgan Stanley
20/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,313 56 Fully paid ordinary shares 56
Morgan Stanley
21/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 48 2 Fully paid ordinary shares 2
Morgan Stanley
21/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,334 56 Fully paid ordinary shares 56
Morgan Stanley
21/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 262 11 Fully paid ordinary shares 11
Morgan Stanley
21/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,238 52 Fully paid ordinary shares 52
Morgan Stanley
21/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 715 31 Fully paid ordinary shares 31
Morgan Stanley
21/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 715 31 Fully paid ordinary shares 31
Morgan Stanley
21/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 212 9 Fully paid ordinary shares 9
Morgan Stanley
24/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 71 3 Fully paid ordinary shares 3
Morgan Stanley
24/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 213 9 Fully paid ordinary shares 9
Morgan Stanley
24/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,101 47 Fully paid ordinary shares 47
Morgan Stanley
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Page 4
Annexure A
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24/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 24 1 Fully paid ordinary share 1
Morgan Stanley
24/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 142 6 Fully paid ordinary shares 6
Morgan Stanley
26/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 24 1 Fully paid ordinary share 1
Morgan Stanley
26/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,081 47 Fully paid ordinary shares 47
Morgan Stanley
26/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 44 2 Fully paid ordinary shares 2
Morgan Stanley
26/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 22 1 Fully paid ordinary share 1
Morgan Stanley
26/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,011 44 Fully paid ordinary shares 44
Morgan Stanley
26/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 2,113 96 Fully paid ordinary shares 96
Morgan Stanley
26/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 716 33 Fully paid ordinary shares 33
Morgan Stanley
26/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 707 32 Fully paid ordinary shares 32
Morgan Stanley
27/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 22 1 Fully paid ordinary share 1
Morgan Stanley
27/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,066 47 Fully paid ordinary shares 47
Morgan Stanley
27/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 44 2 Fully paid ordinary shares 2
Morgan Stanley
27/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 883 39 Fully paid ordinary shares 39
Morgan Stanley
27/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 44 2 Fully paid ordinary shares 2
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 22 1 Fully paid ordinary share 1
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 620 28 Fully paid ordinary shares 28
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 599 27 Fully paid ordinary shares 27
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 179 8 Fully paid ordinary shares 8
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 622 28 Fully paid ordinary shares 28
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 893 40 Fully paid ordinary shares 40
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 702 32 Fully paid ordinary shares 32
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 22 1 Fully paid ordinary share 1
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 702 32 Fully paid ordinary shares 32
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 572 26 Fully paid ordinary shares 26
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 573 26 Fully paid ordinary shares 26
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 599 27 Fully paid ordinary shares 27
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 45 2 Fully paid ordinary shares 2
Morgan Stanley
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Page 5
Annexure A
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----- Start of picture text -----
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 572 26 Fully paid ordinary shares 26
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 703 32 Fully paid ordinary shares 32
Morgan Stanley
28/04/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 701 32 Fully paid ordinary shares 32
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 88 4 Fully paid ordinary shares 4
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 44 2 Fully paid ordinary shares 2
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 721 33 Fully paid ordinary shares 33
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 22 1 Fully paid ordinary share 1
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 22 1 Fully paid ordinary share 1
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 720 33 Fully paid ordinary shares 33
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 22 1 Fully paid ordinary share 1
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 1,102 50 Fully paid ordinary shares 50
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 22 1 Fully paid ordinary share 1
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 721 33 Fully paid ordinary shares 33
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 22 1 Fully paid ordinary share 1
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 706 32 Fully paid ordinary shares 32
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 44 2 Fully paid ordinary shares 2
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 553 25 Fully paid ordinary shares 25
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 88 4 Fully paid ordinary shares 4
Morgan Stanley
1/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 721 33 Fully paid ordinary shares 33
Morgan Stanley
2/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 44 2 Fully paid ordinary shares 2
Morgan Stanley
2/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 620 28 Fully paid ordinary shares 28
Morgan Stanley
2/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 242 11 Fully paid ordinary shares 11
Morgan Stanley
2/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 218 10 Fully paid ordinary shares 10
Morgan Stanley
2/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 620 28 Fully paid ordinary shares 28
Morgan Stanley
2/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 619 28 Fully paid ordinary shares 28
Morgan Stanley
2/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 153 7 Fully paid ordinary shares 7
Morgan Stanley
2/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 602 27 Fully paid ordinary shares 27
Morgan Stanley
2/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 711 33 Fully paid ordinary shares 33
Morgan Stanley
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Page 6
Annexure A
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----- Start of picture text -----
3/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 22 1 Fully paid ordinary share 1
Morgan Stanley
3/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 63 3 Fully paid ordinary shares 3
Morgan Stanley
3/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 399 18 Fully paid ordinary shares 18
Morgan Stanley
3/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 553 25 Fully paid ordinary shares 25
Morgan Stanley
3/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 715 34 Fully paid ordinary shares 34
Morgan Stanley
3/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 84 4 Fully paid ordinary shares 4
Morgan Stanley
3/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 42 2 Fully paid ordinary shares 2
Morgan Stanley
3/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 22 1 Fully paid ordinary share 1
Morgan Stanley
3/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 760 36 Fully paid ordinary shares 36
Morgan Stanley
3/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 708 34 Fully paid ordinary shares 34
Morgan Stanley
4/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 66 3 Fully paid ordinary shares 3
Morgan Stanley
4/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 367 17 Fully paid ordinary shares 17
Morgan Stanley
4/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 22 1 Fully paid ordinary share 1
Morgan Stanley
4/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 88 4 Fully paid ordinary shares 4
Morgan Stanley
4/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 176 8 Fully paid ordinary shares 8
Morgan Stanley
4/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,188 54 Fully paid ordinary shares 54
Morgan Stanley
4/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 44 2 Fully paid ordinary shares 2
Morgan Stanley
5/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 84 4 Fully paid ordinary shares 4
Morgan Stanley
5/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,176 56 Fully paid ordinary shares 56
Morgan Stanley
5/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 1,216 58 Fully paid ordinary shares 58
Morgan Stanley
5/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 569 27 Fully paid ordinary shares 27
Morgan Stanley
5/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 645 30 Fully paid ordinary shares 30
Morgan Stanley
5/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 66 3 Fully paid ordinary shares 3
Morgan Stanley
5/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 243 11 Fully paid ordinary shares 11
Morgan Stanley
5/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 396 18 Fully paid ordinary shares 18
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 505 23 Fully paid ordinary shares 23
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 721 32 Fully paid ordinary shares 32
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 88 4 Fully paid ordinary shares 4
Morgan Stanley
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Page 7
Annexure A
==> picture [456 x 425] intentionally omitted <==
----- Start of picture text -----
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 396 18 Fully paid ordinary shares 18
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 65 3 Fully paid ordinary shares 3
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 126 6 Fully paid ordinary shares 6
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 44 2 Fully paid ordinary shares 2
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 63 3 Fully paid ordinary shares 3
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 87 4 Fully paid ordinary shares 4
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 856 38 Fully paid ordinary shares 38
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 110 5 Fully paid ordinary shares 5
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 613 28 Fully paid ordinary shares 28
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 857 38 Fully paid ordinary shares 38
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 106 5 Fully paid ordinary shares 5
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 672 32 Fully paid ordinary shares 32
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 527 24 Fully paid ordinary shares 24
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 616 28 Fully paid ordinary shares 28
Morgan Stanley
8/05/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 720 32 Fully paid ordinary shares 32
Morgan Stanley
Collateral returned by an
8/05/2023 Mitsubishi UFJ Financial entity controlled by N/A 89,982 Fully paid ordinary 89,982
Group, Inc. Morgan Stanley - see shares
Annexure B
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Annexure B
Annexure B
This is Annexure B of 1 page referred to in Form 605, Notice of ceasing to be a substantial holder dated 11 May 2023
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Authorised signatory Dated 11 May 2023
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the
prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies
Parties to agreement
and EQUITY TRUSTEES LIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND
Transfer Date 20230508;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Ye s/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Ye s/No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Ye s/No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an
account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account
shall be payable.
Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies
Parties to agreement and L1 LONG SHORT FUND LIMITED
Transfer Date 20230508;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Ye s/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Ye s/No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Ye s/No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an
account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account
shall be payable.
Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies
Parties to agreement
and EQUITY TRUSTEES LIMITED AS RESPONSIBLE ENTITY FOR REGAL INVESTMENT FUND
Transfer Date 20230508;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Ye s/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Ye s/No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Ye s/No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an
account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account
shall be payable.
Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies
Parties to agreement
and CGS-CIMB SECURITIES (SINGAPORE) PTE. LTD.
Transfer Date 20230508;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Ye s/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Ye s/No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Ye s/No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an
account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account
shall be payable.
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