Anteris Technologies Global Corp. — Major Shareholding Notification 2023

Jun 18, 2023

Form 605

Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme:

ACN/ARSN:

Anteris Technologies Ltd 088 221 078

1. Details of substantial holder

Name:

Mitsubishi UFJ Financial Group, Inc.

The holder ceased to be a substantial holder on:

The holder ceased to be a substantial holder on: 14 June 2023 The previous notice was given to the company on: 16 June 2023 The previous notice was dated: 16 June 2023 The holder became aware on: 16 June 2023

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

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Person whose Class and
Date of relevant interest Nature of change Consideration given in number of Person's votes
change changed relation to change securities affected affected
See annexure A to
this notice
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3. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
Not applicable

4. Addresses

The addresses of persons named in this form are as follows:

Name					Address
Mitsubishi	UFJ	Financial	Group,	Inc.	2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

5. Signature

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Authorised signatory

Dated 19 June 2023

Page 1

Annexure A

Annexure A

This is annexure A of 1 page referred to in Form 605, Notice of ceasing to be a substantial holder dated 19 June 2023

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Authorised signatory Dated 19 June 2023

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Consideration
Person whose relevant interest Class and number of securities
Date of change changed Nature of change given in relation to affected Person's votes affected
change
14/06/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by 67.14 3 Fully Paid ordinary shares 3
Morgan Stanley
14/06/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 515.89 23 Fully Paid ordinary shares 23
Morgan Stanley
14/06/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by 335.10 15 Fully Paid ordinary shares 15
Morgan Stanley
14/06/2023 Mitsubishi UFJ Financial Group, Inc. Collateral Returned by an entity controlled by N/A 92,854 Fully Paid ordinary shares 92,854
Morgan Stanley - see Annexure B
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Annexure B

Annexure B

This is annexure B of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 19 June 2023

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Authorised signatory Dated 19 June 2023

The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.

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Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and
Parties to agreement
EQUITY TRUSTEES LIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND
Transfer Date 20230614;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes /No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes /No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes /No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account
shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be
payable.
Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1
Parties to agreement
LONG SHORT FUND LIMITED
Transfer Date 20230614;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes /No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes /No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes /No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account
shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be
payable.
Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and
Parties to agreement
CGS-CIMB SECURITIES (SINGAPORE) PTE. LTD.
Transfer Date 20230613;
Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes /No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes /No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes /No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account
shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be
payable.
Schedule
Type of Agreement International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and
Parties to agreement
EQUITY TRUSTEES LIMITED AS RESPONSIBLE ENTITY FOR REGAL INVESTMENT FUND
Transfer Date 20230614;
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Annexure B

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Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights? Yes/N o
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes /No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early? Yes /No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement? Yes /No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account
shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be
payable.
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