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Anteris Technologies Global Corp. — Director's Dealing 2024
Dec 19, 2024
33869_dirs_2024-12-18_6fe76e02-f65b-4e91-8b91-3476fb188b78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Anteris Technologies Global Corp. (AVR)
CIK: 0002011514
Period of Report: 2024-12-16
Reporting Person: Gu Wenyi (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-16 | Stock Option | $8.25 | A | 40000 | Acquired | 2027-06-13 | Common Stock (40000) | Direct |
| 2024-12-16 | Stock Option | $15.28 | A | 80500 | Acquired | 2028-09-15 | Common Stock (80500) | Direct |
| 2024-12-16 | Stock Option | $14.64 | A | 50000 | Acquired | 2029-06-19 | Common Stock (50000) | Direct |
Footnotes
F1: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.
F2: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024.
F3: The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service.
F4: The option vests in three equal annual installments beginning on September 15, 2024, subject to the Reporting Person's continued service.
F5: The option vests in three equal annual installments beginning on June 19, 2025, subject to the Reporting Person's continued service.