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Anteris Technologies Global Corp. — Director's Dealing 2024
Dec 19, 2024
33869_dirs_2024-12-18_f4ba79d3-d15e-452d-83d7-cd90fd305ff8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Anteris Technologies Global Corp. (AVR)
CIK: 0002011514
Period of Report: 2024-12-16
Reporting Person: McDonnell Matthew (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-16 | Stock Option | $4.33 | A | 2001 | Acquired | 2029-07-12 | Common Stock (2001) | Indirect |
| 2024-12-16 | Stock Option | $5.65 | A | 60000 | Acquired | 2026-09-23 | Common Stock (60000) | Indirect |
| 2024-12-16 | Stock Option | $8.25 | A | 50000 | Acquired | 2027-06-13 | Common Stock (50000) | Indirect |
| 2024-12-16 | Share Price Performance Units | $15.28 | A | 233334 | Acquired | 2026-09-13 | Common Stock (233334) | Direct |
| 2024-12-16 | Restricted Stock Units | $ | A | 83333 | Acquired | Common Stock (83333) | Direct |
Footnotes
F1: Options and SPP Units are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.
F2: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024.
F3: The option vested in three equal annual installments beginning on July 12, 2020.
F4: The option vested in three equal annual installments beginning on September 23, 2022.
F5: The option vests in three equal annual installments beginning on September 19, 2023, subject to the Reporting Person's continued service.
F6: Cash-settled share price performance (SPP) units that vest in two equal annual installments beginning on September 13, 2025 subject to the Reporting Person's continued service, with payments based on positive increases in the AVR stock price above the award's base price.
F7: Each RSU represents a contingent right to receive one share of common stock. RSUs vest in three approximately equal annual installments beginning on December 16, 2025, subject to the Reporting Person's continued service.
F8: Held by Quadroo Pty Ltd, as Trustee for the McDonnell Family Trust. The Reporting Person and his spouse serve as directors of Quadroo Pty Ltd and share voting and investment power over the securities held by Quadroo Pty Ltd.