Anteris Technologies Global Corp. — Director's Dealing 2023

Sep 19, 2023

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Anteris Technologies Ltd
ABN	35 088 221 078

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	John Daniel Seaberg
Date of last notice	17 June 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	N/A
Date of change	15 September 2023
No. of securities held prior to change	• Ordinary Shares (AVR) 15,858 • Unlisted options (AVRAC) 60,000 Exercise Price of $11.20 per Option, Expiry date 20 March 2025 • Unlisted Options (AVRAAA) 80,000 Exercise Price of $12.96 per option, Expiry date 13 June 2027
Class	• Unlisted Options Exercise of $24.00 per option, Expiry date 15 September 2028
Number acquired	• Unlisted Options 157,500 Exercise Price of $24.00 per option, Expiry date 15 September 2028
Number disposed	Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Nil
No. of securities held after change	• Ordinary Shares (AVR) 15,858

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

	• Unlisted options (AVRAC) 60,000 Exercise Price of $11.20 per Option, Expiry date 20 March 2025 • Unlisted Options (AVRAAA) 80,000 Exercise Price of $12.96 per option, Expiry date 13 June 2027 • Unlisted Options 157,500 Exercise Price of $24.00 per option, Expiry date 15 September 2028
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back	Options issued following approval by Shareholders at the EGM held on 6 September 2023. The Options will vest in three equal tranches: • 1/3 of the Options will vest on 15 September 2024; • 1/3 of the Options will vest on 15 September 2025; and • 1/3 of the Options will vest on 15 September 2026.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

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Appendix 3Y Change of Director’s Interest Notice

If prior written clearance was provided, on what date N/A was this provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Introduced 30/09/01 Amended 01/01/11
Name of entity	Anteris Technologies Ltd
ABN	35 088 221 078

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Wayne Geoffrey Paterson
Date of last notice	1 June 2023

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	N/A
Date of change	15 September 2023
No. of securities held prior to change	• Ordinary Shares (AVR) 20,334 • Unlisted Options (AVRAC) 14,358 Exercise Price of $37.00 per Option, Expiry date 31 December 2027 • Unlisted Options (AVRAC) 31,890 Exercise Price of $5.90 per Option, Expiry date 15 May 2029 • Unlisted options (AVRAC) 350,000 Exercise Price of $11.20 per Option, Expiry date 20 March 2025 • Unlisted Options (AVRAAB) 41,222 Exercise Price of $9.48 per option, Expiry date 13 June 2027 • Unlisted Options (AVRAAA) 258,778 Exercise Price of $12.96 per option, Expiry date 13 June 2027 • Unlisted Options (AVRAAG) 4,167 Exercise Price of $29.00 per option, Expiry date 31 May 2025
Class	• Unlisted Options Exercise Price of$24.00per option,

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

	Expiry date 15 September 2028
Number acquired	• Unlisted Options 700,000 Exercise Price of $24.00 per option, Expiry date 15 September 2028
Number disposed	Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Nil
No. of securities held after change	• Ordinary Shares (AVR) 20,334 • Unlisted Options (AVRAC) 14,358 Exercise Price of $37.00 per Option, Expiry date 31 December 2027 • Unlisted Options (AVRAC) 31,890 Exercise Price of $5.90 per Option, Expiry date 15 May 2029 • Unlisted options (AVRAC) 350,000 Exercise Price of $11.20 per Option, Expiry date 20 March 2025 • Unlisted Options (AVRAAB) 41,222 Exercise Price of $9.48 per option, Expiry date 13 June 2027 • Unlisted Options (AVRAAA) 258,778 Exercise Price of $12.96 per option, Expiry date 13 June 2027 • Unlisted Options (AVRAAG) 4,167 Exercise Price of $29.00 per option, Expiry date 31 May 2025 • Unlisted Options 700,000 Exercise Price of $24.00 per option, Expiry date 15 September 2028
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back	Options issued following approval by Shareholders at the EGM held on 6 September 2023. The Options will vest in three equal tranches: • 1/3 of the Options will vest on 15 September 2024; • 1/3 of the Options will vest on 15 September 2025; and • 1/3 of the Options will vest on 15 September 2026.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 6

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Introduced 30/09/01 Amended 01/01/11
Name of entity	Anteris Technologies Ltd
ABN	35 088 221 078

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Stephen Denaro
Date of last notice	17 June 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Sloane Pty Ltd atf Denaro Family Trust & Sloane Pty Ltd for the Denaro Superannuation Fund
Date of change	15 September 2023
No. of securities held prior to change	• Sloane Pty Ltd for the Denaro Superannuation Fund: Ordinary Shares (AVR) 7,222 • Sloane Pty Ltd atf Denaro Family Trust: Unlisted Options (AVRAC) 25,000 Exercise Price of $11.20 per option, Expiry date 20 March 2025 • Sloane Pty Ltd atf Denaro Family Trust: Unlisted Options (AVRAAA) 40,000 Exercise Price of $12.96 per option, Expiry date 13 June 2027
Class	• Unlisted Options Exercise of $24.00 per option, Expiry date 15 September 2028
Number acquired	• Unlisted Options 80,500 Exercise Price of $24.00 per option, Expiry date 15 September 2028
Number disposed	Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Nil

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change

• Sloane Pty Ltd for the Denaro Superannuation Fund: Ordinary Shares (AVR) 7,222 • Sloane Pty Ltd atf Denaro Family Trust: Unlisted Options (AVRAC) 25,000 Exercise Price of $11.20 per option, Expiry date 20 March 2025 • Sloane Pty Ltd atf Denaro Family Trust: Unlisted Options (AVRAAA) 40,000 Exercise Price of $12.96 per option, Expiry date 13 June 2027 • Sloane Pty Ltd atf Denaro Family Trust: Unlisted Options 80,500 Exercise Price of $24.00 per option, Expiry date 15 September 2028

Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back

Options issued following approval by Shareholders at the EGM held on 6 September 2023. The Options will vest in three equal tranches: • 1/3 of the Options will vest on 15 September 2024; • 1/3 of the Options will vest on 15 September 2025; and • 1/3 of the Options will vest on 15 September 2026.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

• See chapter 19 for defined terms.

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01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 9

Appendix 3Y Change of Director’s Interest Notice

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Anteris Technologies Ltd
ABN	35 088 221 078

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Wenyi Gu
Date of last notice	17 June 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	N/A
Date of change	15 September 2023
No. of securities held prior to change	• Unlisted Options (AVRAAA) 40,000 Exercise Price of $12.96 per option, Expiry date 13 June 2027
Class	• Unlisted Options Exercise of $24.00 per option, Expiry date 15 September 2028
Number acquired	• Unlisted Options 80,500 Exercise Price of $24.00 per option, Expiry date 15 September 2028
Number disposed	Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Nil
No. of securities held after change	• Unlisted Options (AVRAAA) 40,000 Exercise Price of $12.96 per option, Expiry date 13 June 2027 • Unlisted Options 80,500 Exercise Price of $24.00 per option, Expiry date 15 September 2028
Nature of change Example: on-market trade, off-market trade,

• See chapter 19 for defined terms.

Appendix 3Y Page 10

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

exercise of options, issue of securities under Options issued following approval by Shareholders at the dividend reinvestment plan, participation in buyback EGM held on 6 September 2023. The Options will vest in three equal tranches: • 1/3 of the Options will vest on 15 September 2024; • 1/3 of the Options will vest on 15 September 2025; and • 1/3 of the Options will vest on 15 September 2026.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 11