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Anteris Technologies Global Corp. — Capital/Financing Update 2025
Jan 7, 2025
33869_rns_2025-01-07_cfc63aa4-1330-4d40-a0ed-14b8260c4f64.pdf
Capital/Financing Update
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Appendix 4A - Statement of CDIs on issue
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Part 1 - Entity and announcement details
1.1 Name of +Entity
ANTERIS TECHNOLOGIES GLOBAL CORP.
1.2 Registered Number Type Registration Number ARBN 677960235
1.3 ASX issuer code
AVR
1.4 The announcement is
New announcement 1.5 Date of this announcement
8/1/2025
Appendix 4A - Statement of CDIs on issue
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Appendix 4A - Statement of CDIs on issue
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Part 2 - Details of +CDIs and other +securities on issue
2.1 Statement for month and year
December-2024
2.2a Number and class of all +CDIs issued over quoted +securities
ASX Security Code and Description +CDI Ratio AVR : CHESS DEPOSITARY INTERESTS 1:1 1:1 Total number of +CDIs issued over Total number of +CDIs issued over Net Difference (A-B) quoted +securities at end of quoted +securities at end of previous -52,968 statement month (A): month (B): 20,307,528 20,360,496
Reason for change:
Net transfers of securities between CDIs and
as quoted / held on
Common stock Nasdaq
If the total number of +CDIs issued over quoted +securities at the end of the statement month, is greater than the total number of +CDIs issued over quoted +securities for which the entity has previously paid an initial listing fee or an additional listing fee under Table 1A and 1C of Guidance Note 15A, the entity hereby applies for +quotation of the relevant securities and agrees to the matters set out in Appendix 2A of the ASX Listing Rules.
2.2b Number and class of all +securities on issue over which +CDIs have not been issued
ASX Security Code and Description
AVRAAM : COMMON STOCK
Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 52,968 15,632,288 15,579,320
Reason for change:
The 52,968 is the net transfer of CDIs on the ASX into Common Stock on the Nasdaq.
ASX Security Code and Description
AVRAAL : RESTRICTED STOCK UNITS
| Total number of +securities at end of | Total number of +securities at end of | Net Difference (A-B) |
|---|---|---|
| statement month (A) | previous month (B) | 0 |
| 749,999 | 749,999 | |
| ASX Security Code and Description | ||
| AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72 | ||
| Total number of +securities at end of | Total number of +securities at end of | Net Difference (A-B) |
| statement month (A) | previous month (B) | 0 |
| 583 | 583 |
ASX Security Code and Description
AVRAAI : OPTION EXPIRING 27-JUL-2028 EX $20.65
Appendix 4A - Statement of CDIs on issue
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Appendix 4A - Statement of CDIs on issue
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Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 2,750 2,750 ASX Security Code and Description AVRAAJ : OPTION EXPIRING 15-SEP-2028 EX $24.00 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 1,018,500 1,018,500 ASX Security Code and Description AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 1,000 1,000 ASX Security Code and Description AVRAAB : OPTION EXPIRING 13-JUN-2027 EX $9.48 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 41,222 41,222 ASX Security Code and Description AVRAAD : OPTION EXPIRING 24-OCT-2027 EX $22.84 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 1,250 1,250 ASX Security Code and Description AVRAAA : OPTION EXPIRING 13-JUN-2027 EX $12.96 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 768,778 768,778 ASX Security Code and Description AVRAAE : OPTION EXPIRING 02-FEB-2028 EX $22.61 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 1,500 1,500 ASX Security Code and Description AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 1,012,260 1,012,260 ASX Security Code and Description AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00 Net Difference (A-B)
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Appendix 4A - Statement of CDIs on issue
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Appendix 4A - Statement of CDIs on issue
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Total number of +securities at end of Total number of +securities at end of statement month (A) previous month (B) 250 250 ASX Security Code and Description AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 400 400 ASX Security Code and Description AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 166 166 ASX Security Code and Description AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 915 915 ASX Security Code and Description AVRAZ : OPTION EXPIRING 27-APR-2027 EX $17.11 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 2,250 2,250 ASX Security Code and Description AVRAAH : OPTION EXPIRING 25-MAY-2028 EX $21.95 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 4,050 4,050 ASX Security Code and Description AVRAR : OPTION EXPIRING 23-SEP-2026 EX $8.88 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 190,000 190,000 ASX Security Code and Description AVRAS : OPTION EXPIRING 27-SEP-2025 EX $10.00 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 1,000,599 1,000,599 ASX Security Code and Description AVRAAG : OPTION EXPIRING 31-MAY-2025 EX $29.00 Net Difference (A-B)
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Appendix 4A - Statement of CDIs on issue
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Appendix 4A - Statement of CDIs on issue
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Total number of +securities at end of Total number of +securities at end of statement month (A) previous month (B) 4,167 4,167
ASX Security Code and Description
AVRAAC : OPTION EXPIRING 29-JUN-2027 EX $22.01 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 20,750 20,750
ASX Security Code and Description
AVRAV : OPTION EXPIRING 11-NOV-2026 EX $8.60 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 250 250 ASX Security Code and Description AVRAP : OPTION EXPIRING 10-SEP-2026 EX $8.97 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 1,500 1,500 ASX Security Code and Description AVRAQ : OPTION EXPIRING 10-SEP-2026 EX $8.50 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 20,000 20,000 ASX Security Code and Description AVRAY : OPTION EXPIRING 09-FEB-2027 EX $17.23 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 500 500 ASX Security Code and Description AVRAAF : OPTION EXPIRING 15-FEB-2025 EX $29.00 Total number of +securities at end of Total number of +securities at end of Net Difference (A-B) statement month (A) previous month (B) 0 1,954,167 1,954,167
Appendix 4A - Statement of CDIs on issue
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