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Anteris Technologies Global Corp. — Capital/Financing Update 2025
Oct 27, 2025
33869_rns_2025-10-27_5e613402-6a0d-43d5-b2e4-360dd5d842c5.pdf
Capital/Financing Update
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Appendix 3B - Proposed issue of securities
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Announcement Summary
Entity name
ANTERIS TECHNOLOGIES GLOBAL CORP.
Announcement Type
New announcement
Date of this announcement
28/10/2025
The Proposed issue is:
A placement or other type of issue
Total number of +securities proposed to be issued for a placement or other type of issue
| Maximum Number of | ||
|---|---|---|
| ASX +security code | +Security description | +securities to be issued |
| New class-code to be | WARRANT EXP OCT-2030 EX: US$7.50 | 2,346,936 |
| confirmed | ||
| New class-code to be | WARRANT EXP OCT-2030 EX: A$11.50 | 2,788,064 |
| confirmed | ||
| New class-code to be | WARRANT EXP OCT-2030 EX: A$11.50 | 250,000 |
| confirmed | ||
| AVRAAM | COMMON STOCK | 2,346,936 |
| AVR | CHESS DEPOSITARY INTERESTS 1:1 | 2,788,064 |
Proposed +issue date
28/10/2025
Refer to next page for full details of the announcement
Appendix 3B - Proposed issue of securities
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Appendix 3B - Proposed issue of securities
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Part 1 - Entity and announcement details
1.1 Name of +Entity
ANTERIS TECHNOLOGIES GLOBAL CORP.
We (the entity named above) give ASX the following information about a proposed issue of +securities and, if ASX agrees to +quote any of the +securities (including any rights) on a +deferred settlement basis, we agree to the matters set out in Appendix 3B of the ASX Listing Rules.
If the +securities are being offered under a +disclosure document or +PDS and are intended to be quoted on ASX, we also apply for quotation of all of the +securities that may be issued under the +disclosure document or +PDS on the terms set out in Appendix 2A of the ASX Listing Rules (on the understanding that once the final number of +securities issued under the +disclosure document or +PDS is known, in accordance with Listing Rule 3.10.3C, we will complete and lodge with ASX an Appendix 2A online form notifying ASX of their issue and applying for their quotation).
1.2 Registered Number Type
ARBN
Registration Number
677960235
1.3 ASX issuer code
AVR
1.4 The announcement is
New announcement
1.5 Date of this announcement
28/10/2025
1.6 The Proposed issue is:
A placement or other type of issue
Appendix 3B - Proposed issue of securities
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Appendix 3B - Proposed issue of securities
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Part 7 - Details of proposed placement or other issue
Part 7A - Conditions
7A.1 Do any external approvals need to be obtained or other conditions satisfied before the placement or other type of issue can proceed on an unconditional basis? No
Part 7B - Issue details
Is the proposed security a 'New Will the proposed issue of this class' (+securities in a class that is +security include an offer of not yet quoted or recorded by ASX) attaching +securities? or an 'Existing class' (additional Yes securities in a class that is already quoted or recorded by ASX)? Existing class
Details of +securities proposed to be issued
ASX +security code and description
AVRAAM : COMMON STOCK
Number of +securities proposed to be issued
2,346,936
Offer price details
Are the +securities proposed to be issued being issued for a cash consideration? Yes
In what currency is the cash What is the issue price per consideration being paid? +security? USD - US Dollar USD 4.90000
AUD equivalent to issue price amount per +security
7.500000
FX rate (in format AUD 1.00 / primary FX rate (in format AUD rate/primary currency rate): currency rate) Primary Currency rate USD 0.65333333 AUD 1.00
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Appendix 3B - Proposed issue of securities
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Appendix 3B - Proposed issue of securities
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Attaching +Security
Is the proposed attaching security a 'New class' (+securities in a class that is not yet quoted or recorded by ASX) or an 'Existing class' (additional +securities in a class that is already quoted or recorded by ASX)? New class
Attaching +Security - New class (+securities in a class that is not yet quoted or recorded by ASX)
Details of attaching +securities proposed to be issued
ISIN Code (if Issuer is a foreign company and +securities do not have +CDIs issued over them)
Have you received confirmation from ASX that the terms Will the entity be seeking quotation of the 'new' class of of the proposed +securities are appropriate and +securities on ASX? equitable under listing rule 6.1? No No ASX +security code +Security description New class-code to be confirmed WARRANT EXP OCT-2030 EX: US$7.50 +Security type Options Number of +securities proposed to be issued 2,346,936 Offer price details Are the +securities proposed to be issued being issued for a cash consideration? No Please describe the consideration being provided for the +securities The warrants are being issued as free-attaching warrants on the basis of one attaching warrant for each common stock issued (1:1). Please provide an estimate of the AUD equivalent of the consideration being provided for the +securities 0.000001 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes
Options details
+Security currency USD - US Dollar Exercise price Expiry date USD 7.5000 30/10/2030 Details of the type of +security that will be issued if the option is exercised AVRAAM : COMMON STOCK Number of securities that will be issued if the option is exercised 2,346,936
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Appendix 3B - Proposed issue of securities
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Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities proposed to be issued or provide the information by separate announcement.
Refer to the ASX Announcement released on 28 October 2025.
Is the proposed security a 'New Will the proposed issue of this class' (+securities in a class that is +security include an offer of not yet quoted or recorded by ASX) attaching +securities? or an 'Existing class' (additional Yes securities in a class that is already quoted or recorded by ASX)? Existing class
Details of +securities proposed to be issued
ASX +security code and description
AVR : CHESS DEPOSITARY INTERESTS 1:1
Number of +securities proposed to be issued
2,788,064
Offer price details
Are the +securities proposed to be issued being issued for a cash consideration? Yes
In what currency is the cash What is the issue price per consideration being paid? +security? AUD - Australian Dollar AUD 7.50000
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Attaching +Security
Is the proposed attaching security a 'New class' (+securities in a class that is not yet quoted or recorded by ASX) or an 'Existing class' (additional +securities in a class that is already quoted or recorded by ASX)? New class
Attaching +Security - New class (+securities in a class that is not yet quoted or recorded by ASX)
Details of attaching +securities proposed to be issued
ISIN Code (if Issuer is a foreign company and +securities do not have +CDIs issued over them)
Have you received confirmation from ASX that the terms Will the entity be seeking quotation of the 'new' class of of the proposed +securities are appropriate and +securities on ASX? equitable under listing rule 6.1? No No
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Appendix 3B - Proposed issue of securities
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ASX +security code +Security description New class-code to be confirmed WARRANT EXP OCT-2030 EX: A$11.50 +Security type Options
Number of +securities proposed to be issued
2,788,064 Offer price details Are the +securities proposed to be issued being issued for a cash consideration? No Please describe the consideration being provided for the +securities The warrants are being issued as free-attaching warrants on the basis of one attaching warrant for each CDI issued (1:1). Please provide an estimate of the AUD equivalent of the consideration being provided for the +securities 0.000001 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes
Please describe the consideration being provided for the +securities The warrants are being issued as free-attaching warrants on the basis of one attaching warrant for each CDI issued (1:1).
Options details
+Security currency AUD - Australian Dollar Exercise price Expiry date AUD 11.5000 30/10/2030 Details of the type of +security that will be issued if the option is exercised
AVR : CHESS DEPOSITARY INTERESTS 1:1 Number of securities that will be issued if the option is exercised 2,788,064 Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities proposed to be issued or provide the information by separate announcement. Refer to the ASX Announcement released on 28 October 2025.
Is the proposed security a 'New Will the proposed issue of this class' (+securities in a class that is +security include an offer of not yet quoted or recorded by ASX) attaching +securities? or an 'Existing class' (additional No securities in a class that is already quoted or recorded by ASX)? New class
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Appendix 3B - Proposed issue of securities
Details of +securities proposed to be issued
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ISIN Code (if Issuer is a foreign company and +securities do not have +CDIs
issued over them)
Have you received confirmation from Will the entity be seeking quotation
ASX that the terms of the proposed of the 'new' class of +securities on
+securities are appropriate and ASX?
equitable under listing rule 6.1? No
No
ASX +security code +Security description
New class-code to be confirmed WARRANT EXP OCT-2030 EX: A$11.50
+Security type
Options
Number of +securities proposed to be issued
250,000
Offer price details
Are the +securities proposed to be issued being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
As part of the consideration for facilitating the capital raising, Evolution Capital Pty Ltd will receive 250,000 CDI warrants
with an exercise price of A11.50 expiring 5 years after issue.
Please provide an estimate of the AUD equivalent of the consideration being
provided for the +securities
0.000001
Will all the +securities issued in this class rank equally in all respects from
their issue date?
Yes
Options details
+Security currency Exercise price Expiry date
AUD - Australian Dollar AUD 11.5000 30/10/2030
Details of the type of +security that will be issued if the option is exercised
AVR : CHESS DEPOSITARY INTERESTS 1:1
Number of securities that will be issued if the option is exercised
250,000
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities
proposed to be issued or provide the information by separate announcement.
Refer to the ASX Announcement released on 28 October 2025.
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Appendix 3B - Proposed issue of securities
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Appendix 3B - Proposed issue of securities
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Part 7C - Timetable
7C.1 Proposed +issue date
28/10/2025
Part 7D - Listing Rule requirements
7D.1 Has the entity obtained, or is it obtaining, +security holder approval for the entire issue under listing rule 7.1? No
7D.1b Are any of the +securities proposed to be issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? Yes
7D.1b ( i ) How many +securities are proposed to be issued without security holder approval using the entity's 15% placement capacity under listing rule 7.1?
The ASX granted and stockholders approved a waiver from ASX Listing Rule 7.1 for a period of three years to permit the Company to issue new securities without obtaining security holder approval under ASX Listing Rule 7.1.
7D.1c Are any of the +securities proposed to be issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? No
7D.2 Is a party referred to in listing rule 10.11 participating in the proposed issue? No
7D.3 Will any of the +securities to be issued be +restricted securities for the purposes of the listing rules? No
7D.4 Will any of the +securities to be issued be subject to +voluntary escrow? No
Part 7E - Fees and expenses
7E.1 Will there be a lead manager or broker to the proposed issue? Yes
7E.1a Who is the lead manager/broker?
Evolution Capital Pty Ltd is acting as sole lead manager for the Australian component of the placement.
7E.1b What fee, commission or other consideration is payable to them for acting as lead manager/broker?
Evolution will receive a cash fee of 6% of the funds raised under the placement, in addition to the warrants being issued.
7E.2 Is the proposed issue to be underwritten? No
7E.4 Details of any other material fees or costs to be incurred by the entity in connection with the proposed issue
Nil.
Appendix 3B - Proposed issue of securities
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Appendix 3B - Proposed issue of securities
Part 7F - Further Information
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7F.01 The purpose(s) for which the entity is issuing the securities
Support growth and advance the Company's clinical strategy including recruitment to the DurAVR THV global pivotal trial (the PARADIGM Trial), study execution, expansion of manufacturing plus ongoing R&D for v2vmedtech as well as general corporate purposes.
7F.1 Will the entity be changing its dividend/distribution policy if the proposed issue proceeds? No
7F.2 Any other information the entity wishes to provide about the proposed issue
No.
7F.3 Any on-sale of the +securities proposed to be issued within 12 months of their date of issue will comply with the secondary sale provisions in sections 707(3) and 1012C(6) of the Corporations Act by virtue of: The publication of a cleansing notice under section 708A(5), 708AA(2)(f), 1012DA(5) or 1012DAA(2)(f)
Appendix 3B - Proposed issue of securities
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