Anteris Technologies Global Corp. — Capital/Financing Update 2023

Feb 14, 2023

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Announcement Summary

Entity name

ANTERIS TECHNOLOGIES LTD

Date of this announcement

Wednesday February 15, 2023

The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Total number of +securities to be issued/transferred

Total number of ASX +security +securities to be code Security description issued/transferred Issue date

Refer to next page for full details of the announcement

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 1 - Entity and announcement details

1.1 Name of entity

ANTERIS TECHNOLOGIES LTD

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ABN

Registration number

35088221078

1.3 ASX issuer code

AVR

1.4 The announcement is

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New announcement

1.5 Date of this announcement

15/2/2023

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Previous Appendix 3B details:

Announcement Date and Announcement Title Selected Appendix 3B to submit quotation Time request 09-Feb-2023 09:53 New - Proposed issue of securities - A placement or other type of issue AVR

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

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Yes

2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B

Security holder approval is required for Wayne Paterson (CEO, Managing Director) to participate in the capital raise on the same terms as the other investors (refer ASX Announcement dated 9 February 2023) amounting to $100,008 and includes 4,167 shares and 4,167 options.

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B Placement Details ASX +security code and description Date the +securities the subject of this notification were issued 15/2/2023 Any other information the entity wishes to provide about the +securities the subject of this notification AVRXX - Option Expiring 15 Feb 2025 Ex price $29.00 Issue details Number of +securities 1,454,167 Were the +securities issued for a cash consideration? No Please describe the consideration being provided for the +securities Options are being issued as free attaching options. ASX +security code and description Date the +securities the subject of this notification were issued 15/2/2023 Any other information the entity wishes to provide about the +securities the subject of this notification AVRXX - Option Expiring 15 Feb 2025 Ex price $29.00

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Issue details

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Number of +securities

500,000

Were the +securities issued for a cash consideration?

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No

Please describe the consideration being provided for the +securities

The options have been issued to Evolution Capital Pty Ltd as part consideration for facilitating the capital raise.

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 4 - +Securities on issue

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Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

	Total number of
ASX +security code and description	+securities on issue
AVR : ORDINARY FULLY PAID	13,901,883
4.2 Unquoted +Securities (Total number of each +class of +securities issued but	not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72	833
AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66	1,250
AVRAD : WARRANTS	49,388
AVRAAB : OPTION EXPIRING 13-JUN-2027 EX $9.48	41,222
AVRAK : OPTION EXPIRING 12-APR-2024 EX $10.00	350,000
AVRAAD : OPTION EXPIRING 24-OCT-2027 EX $22.84	1,500
AVRAI : OPTION EXPIRING 20-JAN-2024 EX $10.00	150,000
AVRAAA : OPTION EXPIRING 13-JUN-2027 EX $12.96	768,778
AVRAAE : OPTION EXPIRING 02-FEB-2028 EX $22.61	2,000
AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	513,060
AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00	250
AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94	400
AVRAX : OPTION EXPIRING 24-DEC-2024 EX $10.00	75,000

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58	166
AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50	915
AVRAN : OPTION EXPIRING 16-JUL-2023 EX $11.50	134,365
AVRAZ : OPTION EXPIRING 27-APR-2027 EX $17.11	2,250
AVRAW : OPTION EXPIRING 21-DEC-2023 EX $15.00	500,000
AVRAR : OPTION EXPIRING 23-SEP-2026 EX $8.88	190,000
AVRAS : OPTION EXPIRING 27-SEP-2025 EX $10.00	1,058,849
AVRAAC : OPTION EXPIRING 29-JUN-2027 EX $22.01	21,250
AVRAV : OPTION EXPIRING 11-NOV-2026 EX $8.60	1,250
AVRAP : OPTION EXPIRING 10-SEP-2026 EX $8.97	3,167
AVRAQ : OPTION EXPIRING 10-SEP-2026 EX $8.50	20,000
AVRAY : OPTION EXPIRING 09-FEB-2027 EX $17.23	500

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