Anteris Technologies Global Corp. — Capital/Financing Update 2022

Feb 13, 2022

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Announcement Summary

Entity name

ANTERIS TECHNOLOGIES LTD

Date of this announcement

Monday February 14, 2022

The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

Total number of ASX +security +securities to be code Security description issued/transferred Issue date New class - code OPTION EXPIRING 9-FEB-2027 EX $17.23 11,750 09/02/2022 to be confirmed

Refer to next page for full details of the announcement

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 1 - Entity and announcement details

1.1 Name of entity

ANTERIS TECHNOLOGIES LTD

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ABN

Registration number

35088221078

1.3 ASX issuer code

AVR

1.4 The announcement is

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New announcement

1.5 Date of this announcement

14/2/2022

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Part 2 - Issue details

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2.1 The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

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does not have an existing ASX security code ("new class")

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Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

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ASX +security code +Security description
New class - code to be confirmed OPTION EXPIRING 9-FEB-2027 EX $17.23
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+Security type	ISIN code
Options
Date the +securities the subject of this notification were	issued
9/2/2022
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management	personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. https://www.asx.com.au/asxpdf/20200409/pdf/44gvvd3zm8gpvq.pdf

Options Details +Security currency Exercise price Expiry date AUD - Australian Dollar AUD 17.23000000 9/2/2027 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other

Description

Each option converts into one fully paid ordinary share (ASX: AVR)

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://www.asx.com.au/asxpdf/20200409/pdf/44gvvd3zm8gpvq.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

Nil

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Issue details

Number of +securities

11,750

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 4 - +Securities on issue

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Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

	Total number of
ASX +security code and description	+securities on issue
AVR : ORDINARY FULLY PAID	11,184,986
4.2 Unquoted +Securities (Total number of each +class of +securities issued but	not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72	1,750
AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66	1,250
AVRAD : WARRANTS	49,388
AVRAL : CONV NOTES MATURING 12-AUG-22	3,780,000
AVRAK : OPTION EXPIRING 12-APR-2024 EX $10.00	350,000
AVRAI : OPTION EXPIRING 20-JAN-2024 EX $10.00	150,000
AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	526,467
AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00	250
AVRAJ : CONV NOTES MATURING 19-MAY-22	1,620,000
AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94	400
AVRAX : OPTION EXPIRING 24-DEC-2024 EX $10.00	75,000
AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58	332
AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50	1,165

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
AVRAN : OPTION EXPIRING 16-JUL-2023 EX $11.50	198,033
AVRAW : OPTION EXPIRING 21-DEC-2023 EX $15.00	500,000
AVRAR : OPTION EXPIRING 23-SEP-2026 EX $8.88	190,000
AVRAS : OPTION EXPIRING 27-SEP-2025 EX $10.00	1,121,026
AVRAV : OPTION EXPIRING 11-NOV-2026 EX $8.60	1,500
AVRAP : OPTION EXPIRING 10-SEP-2026 EX $8.97	3,500
AVRAQ : OPTION EXPIRING 10-SEP-2026 EX $8.50	20,000
AVRAU : OPTION EXPIRING 01-MAR-2022 EX $10.00	500,000
New class - code to be confirmed : OPTION EXPIRING 9-FEB-2027 EX $17.23	11,750

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Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes

5.1a Select the number of the applicable exception in Listing Rule 7.2

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