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Anteris Technologies Global Corp. — Capital/Financing Update 2021
Nov 21, 2021
33869_rns_2021-11-21_eefc811a-eb2d-4723-b48b-f29367a528a8.pdf
Capital/Financing Update
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Notification of cessation of +securities
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Announcement Summary
Entity name
ANTERIS TECHNOLOGIES LTD
Announcement Type
New announcement
Date of this announcement
Monday November 22, 2021
Details of +securities that have ceased
| Number of | ||||
|---|---|---|---|---|
| ASX +security | +securities that | The +securities have | Date of | |
| code | Security description | have ceased | ceased due to | cessation |
| AVRAC | OPTION EXPIRING | 667 | Expiry of option or other | 18/11/2021 |
| VARIOUS DATES EX | convertible security without | |||
| VARIOUS PRICES | exercise or conversion |
Refer to next page for full details of the announcement
Notification of cessation of +securities
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Notification of cessation of +securities
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Part 1 - Announcement Details
1.1 Name of +Entity
ANTERIS TECHNOLOGIES LTD
We (the entity named above) provide the following information about our issued capital.
1.2 Registered Number Type
ABN
Registration Number 35088221078
1.3 ASX issuer code
AVR
1.4 The announcement is
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New announcement
1.5 Date of this announcement
22/11/2021
Notification of cessation of +securities
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Notification of cessation of +securities
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Part 2 - Details of +equity securities or +debt securities that have ceased
ASX +Security Code and Description
AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
Unquoted +equity securities that have ceased
Number of securities that have ceased
667
Reason for cessation
Expiry of option or other convertible security without exercise or conversion
Date of cessation Is the entity paying any consideration for the cessation? No 18/11/2021
Any other information the entity wishes to notify to ASX about the cessation?
Unlisted options - Exercise price of $34.00 per option, Expiry date 18/11/2021
Notification of cessation of +securities
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Notification of cessation of +securities
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Part 3 - Issued capital following changes
Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:
3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| AVR : ORDINARY FULLY PAID | 8,767,784 |
| AVRO : OPTION EXPIRING 18-DEC-2021 | 2,325,809 |
| 3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72 | 1,750 |
| AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66 | 1,250 |
| AVRAD : WARRANTS | 49,388 |
| AVRAL : CONV NOTES MATURING 12-AUG-22 | 3,780,000 |
| AVRAK : OPTION EXPIRING 12-APR-2024 EX $10.00 | 350,000 |
| AVRAI : OPTION EXPIRING 20-JAN-2024 EX $10.00 | 150,000 |
| AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 527,001 |
| AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00 | 250 |
| AVRAJ : CONV NOTES MATURING 19-MAY-22 | 1,620,000 |
| AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94 | 400 |
| AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58 | 500 |
| AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50 | 1,249 |
| AVRAN : OPTION EXPIRING 16-JUL-2023 EX $11.50 | 205,199 |
3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)
Notification of cessation of +securities
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Notification of cessation of +securities
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| AVRAR : OPTION EXPIRING | 23-SEP-2026 | EX $8.88 | 190,000 |
|---|---|---|---|
| AVRAS : OPTION EXPIRING | 27-SEP-2025 | EX $10.00 | 1,175,001 |
| AVRAV : OPTION EXPIRING | 11-NOV-2026 | EX $8.60 | 1,500 |
| AVRAP : OPTION EXPIRING | 10-SEP-2026 | EX $8.97 | 3,500 |
| AVRAQ : OPTION EXPIRING | 10-SEP-2026 | EX $8.50 | 20,000 |
| AVRAU : OPTION EXPIRING | 01-MAR-2022 | EX $10.00 | 500,000 |
| AVRAT : OPTION EXPIRING | 01-NOV-2023 | EX $15.00 | 30,000 |
Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.
Notification of cessation of +securities
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