Anteris Technologies Global Corp. — Capital/Financing Update 2021

Nov 30, 2021

Notification of cessation of +securities

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Announcement Summary

Entity name

ANTERIS TECHNOLOGIES LTD

Announcement Type

New announcement

Date of this announcement

Wednesday December 01, 2021

Details of +securities that have ceased

		Number of
ASX +security		+securities that	The +securities have	Date of
code	Security description	have ceased	ceased due to	cessation
AVRAC	OPTION EXPIRING	500	Lapse of conditional right to	29/11/2021
	VARIOUS DATES EX		securities because the
	VARIOUS PRICES		conditions have not been, or
			have become incapable of
			being, satisfied

Refer to next page for full details of the announcement

Notification of cessation of +securities

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Notification of cessation of +securities

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Part 1 - Announcement Details

1.1 Name of +Entity

ANTERIS TECHNOLOGIES LTD

We (the entity named above) provide the following information about our issued capital.

1.2 Registered Number Type

ABN

Registration Number 35088221078

1.3 ASX issuer code

AVR

1.4 The announcement is

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New announcement

1.5 Date of this announcement

1/12/2021

Notification of cessation of +securities

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Notification of cessation of +securities

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Part 2 - Details of +equity securities or +debt securities that have ceased

ASX +Security Code and Description

AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

Unquoted +equity securities that have ceased

Number of securities that have ceased

500

Reason for cessation

Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied

Date of cessation

29/11/2021

Is the entity paying any consideration for the cessation? No

Any other information the entity wishes to notify to ASX about the cessation?

250 Unlisted options - Exercise price of $26.00 per option, Expiry date 22/9/2022 250 Unlisted options - Exercise price of $34.00 per option, Expiry date 23/3/2022

Notification of cessation of +securities

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Notification of cessation of +securities

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Part 3 - Issued capital following changes

Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:

3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
AVR : ORDINARY FULLY PAID	8,921,878
AVRO : OPTION EXPIRING 18-DEC-2021	2,171,715
3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72	1,750
AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66	1,250
AVRAD : WARRANTS	49,388
AVRAL : CONV NOTES MATURING 12-AUG-22	3,780,000
AVRAK : OPTION EXPIRING 12-APR-2024 EX $10.00	350,000
AVRAI : OPTION EXPIRING 20-JAN-2024 EX $10.00	150,000
AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	526,501
AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00	250
AVRAJ : CONV NOTES MATURING 19-MAY-22	1,620,000
AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94	400
AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58	500
AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50	1,249
AVRAN : OPTION EXPIRING 16-JUL-2023 EX $11.50	205,199

3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)

Notification of cessation of +securities

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Notification of cessation of +securities

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AVRAR : OPTION EXPIRING	23-SEP-2026	EX $8.88	190,000
AVRAS : OPTION EXPIRING	27-SEP-2025	EX $10.00	1,175,001
AVRAV : OPTION EXPIRING	11-NOV-2026	EX $8.60	1,500
AVRAP : OPTION EXPIRING	10-SEP-2026	EX $8.97	3,500
AVRAQ : OPTION EXPIRING	10-SEP-2026	EX $8.50	20,000
AVRAU : OPTION EXPIRING	01-MAR-2022	EX $10.00	530,000

Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.

Notification of cessation of +securities

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