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Anteris Technologies Global Corp. — Capital/Financing Update 2010
Apr 11, 2010
33869_rns_2010-04-11_a4c282e5-612a-4ac6-8161-5cabf9d19a10.pdf
Capital/Financing Update
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Innovative BioMedical Devices
Level 11, 225 St Georges Terrace Telephone (08) 9262 6777 bioMD Limited ABN 35 088 221 078 Facsimile (08) 9322 3433 Perth, Western Australia 6000 PO Box 7209, Cloisters Square www.biomd.com.au Western Australia 6850
ANNOUNCEMENT TO THE AUSTRALIAN STOCK EXCHANGE
1 of 9 pages
12 April 2010
Company Announcements Office Australian Stock Exchange Limited 10[th] Floor, 20 Bridge Street SYDNEY NSW 2000
Dear Sir/Madam
ALLOTMENT OF NEW OPTIONS
The Board of Directors of bioMD Ltd (ASX: BOD) is pleased to announce that the Rights Issue which closed on 31 March 2010 has successfully raised a total of $1.288 million for the issue of 87,882,075 options.
The options will be allotted today, 12 April 2010.
Refer to attached Appendix 3B containing a listing of the Top 20 option holders and distribution report.
Yours faithfully
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Caroline Bentley Company Secretary
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Appendix 3B New issue announcement
070033Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
BIOMD LIMITED
ABN 35 088 221 078
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to be Options issued 2 Number of[+] securities issued or to 87,882,075 be issued (if known) or maximum number which may be issued 3 Principal terms of the[+] securities Options, each to acquire 1 fully paid ordinary share (eg, if options, exercise price and by 30 December 2011 at an exercise prices of 4 expiry date; if partly paid cents and each Option to receive a bonus option to +securities, the amount outstanding acquire 1 fully paid ordinary share by 31 December and due dates for payment; if 2012 at an exercise price of 10 cents each if +convertible securities, the exercised by 30 June 2010 conversion price and dates for conversion)
- See chapter 19 for defined terms.
24/10/2005 Appendix 3B Page 2
Appendix 3B New issue announcement
| 4 Do the+securities rank equally in all respects from the date of allotment with an existing+class of quoted +securities? If the additional securities do not rank equally, please state: • the date from which they do • the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment • the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 5 Issue price or consideration 6 Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) 7 Dates of entering+securities into uncertificated holdings or despatch of certificates 8 Number and +class of all +securities quoted on ASX (_including_the securities in clause 2 if applicable) |
No When Options are exercised to acquire fully paid ordinary shares No participation until Options are exercised to acquire fully paid ordinary shares The new securities are Options with rights as set out in the Offer Document |
No When Options are exercised to acquire fully paid ordinary shares No participation until Options are exercised to acquire fully paid ordinary shares The new securities are Options with rights as set out in the Offer Document |
|---|---|---|
| 1.5 cents per Option for 85,882,075 Options issued under the Offer Document Nil consideration for 2,000,000 options issued as part of the underwriter’s fee in the Offer Document |
||
| For the purposes as set out in the Offer Document dated 25 February 2010 |
||
| 12 April 2010 | ||
| Number | +Class | |
| 128,823,113 6,264,476 87,882,075 |
Ordinary Shares 30/08/10 $0.10 Options 31/12/11 $0.04 Options |
- See chapter 19 for defined terms.
Appendix 3B Page 3
1/1/2003
Appendix 3B New issue announcement
| 9 Number and +class of all +securities not quoted on ASX (_including_the securities in clause 2 if applicable) 10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests) art 2 - Bonus issue or pro 11 Is security holder approval required? 12 Is the issue renounceable or non- renounceable? 13 Ratio in which the+securities will be offered 14 +Class of+securities to which the offer relates 15 +Record date to determine entitlements 16 Will holdings on different registers (or subregisters) be aggregated for calculating entitlements? 17 Policy for deciding entitlements in relation to fractions 18 Names of countries in which the entity has+security holders who will not be sent new issue documents Note: Security holders must be told how their entitlements are to be dealt with. Cross reference: rule 7.7. 19 Closing date for receipt of acceptances or renunciations |
Number | +Class |
|---|---|---|
| 1,250,000 1,800,000 600,000 5,000,000 |
16/08/10 $0.10 Options 16/11/10 $0.10 Options 19/03/11 $0.10 options 22/10/14 $0.10 options |
|
| No change | ||
| rata issue | ||
| No | ||
| Non-renounceable | ||
| 2 options for every 3 shares held | ||
| Fully paid ordinary shares | ||
| 11 March 2010 | ||
| No | ||
| Not applicable | ||
| All countries other than Australia and New Zealand | ||
| 31 March 2010 |
Part 2 - Bonus issue or pro rata issue
- See chapter 19 for defined terms.
Appendix 3B Page 4
1/1/2003
Appendix 3B New issue announcement
| 20 Names of any underwriters 21 Amount of any underwriting fee or commission 22 Names of any brokers to the issue 23 Fee or commission payable to the broker to the issue 24 Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of+security holders 25 If the issue is contingent on +security holders’ approval, the date of the meeting 26 Date entitlement and acceptance form and prospectus or Product Disclosure Statement will be sent to persons entitled 27 If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders 28 Date rights trading will begin (if applicable) 29 Date rights trading will end (if applicable) 30 How do+security holders sell their entitlements_in full_through a broker? 31 How do+security holders sell_part_ of their entitlements through a broker and accept for the balance? |
Bell Potter Securities Limited |
|---|---|
| Underwriting fee of 5% of the funds raised, Management fee of 1% of the funds raised and issue of 2 million options on the same terms as the Offer Document |
|
| Not applicable | |
Not applicable |
|
| Not applicable | |
| Not applicable | |
| 17 March 2010 | |
| 26 February 2010 | |
| Not applicable | |
| Not applicable | |
| Not applicable | |
| Not applicable |
- See chapter 19 for defined terms.
Appendix 3B Page 5
1/1/2003
Appendix 3B New issue announcement
32 How do[+] security holders dispose of their entitlements (except by sale through a broker)?
Not applicable
33 +Despatch date
17 March 2010
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of securities ( tick one )
-
(a)[Securities described in Part 1 ]
-
(b)[All other securities ]
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
- 35 If the[+] securities are[+] equity securities, the names of the 20 largest holders of the additional[+] securities, and the number and percentage of additional[+] securities held by those holders
Refer to attached
- 36 If the[+] securities are[+] equity securities, a distribution schedule of the additional +securities setting out the number of holders in the categories
Refer to attached
- 37 A copy of any trust deed for the additional[+] securities
N/A
- See chapter 19 for defined terms.
Appendix 3B Page 6
1/1/2003
Appendix 3B New issue announcement
Entities that have ticked box 34(b)
38 Number of securities for which Not applicable +quotation is sought 39 Class of +securities for which Not applicable quotation is sought 40 Do the[+] securities rank equally in all Not applicable respects from the date of allotment with an existing[+] class of quoted +securities? If the additional securities do not rank equally, please state: • the date from which they do • the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment • the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 41 Reason for request for quotation Not applicable now Example: In the case of restricted securities, end of restriction period (if issued upon conversion of another security, clearly identify that other security) Number +Class 42 Number and[+] class of all[+] securities Not applicable Not applicable quoted on ASX ( including the securities in clause 38)
- See chapter 19 for defined terms.
Appendix 3B Page 7
1/1/2003
Appendix 3B New issue announcement
Quotation agreement
-
1 +Quotation of our additional +securities is in ASX’s absolute discretion. ASX may quote the +securities on any conditions it decides.
-
2 We warrant the following to ASX.
-
The issue of the[+] securities to be quoted complies with the law and is not for an illegal purpose.
-
There is no reason why those[+] securities should not be granted[+] quotation.
-
An offer of the[+] securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
- Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
-
Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any[+] securities to be quoted and that no-one has any right to return any[+] securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the[+] securities be quoted.
-
If we are a trust, we warrant that no person has the right to return the[+] securities to be quoted under section 1019B of the Corporations Act at the time that we request that the[+] securities be quoted.
-
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
-
4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before[+] quotation of the[+] securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Sign here: ............................................................ Date: 12 April 2010 Company Secretary
Print name: C L Bentley
- See chapter 19 for defined terms.
24/10/2005 Appendix 3B Page 8
Appendix 3B New issue announcement
Additional securities forming a new class of securities
20 largest holders of New Options
| Name | Options held | % | |
|---|---|---|---|
| 1 | Bellset Nominees Pty Ltd | 34,298,218 | 39.03 |
| 2 | Ochre Health Group Pty LTd | 5,483,438 | 6.24 |
| 3 | Torwood Resources Ltd | 5,483,438 | 6.24 |
| 4 | R E T Towner | 3,791,667 | 4.31 |
| 5 | H N Gholmieh | 3,600,000 | 4.10 |
| 6 | Mandolin Pty Ltd | 3,333,333 | 3.79 |
| 7 | Carter Capital Ltd | 3,027,813 | 3.45 |
| 8 | W G Kroon | 2,200,000 | 2.50 |
| 9 | Lost Ark Nominees Pty Ltd | 2,000,000 | 2.28 |
| 10 | Idobee Pty Ltd | 1,574,600 | 1.79 |
| 11 | P E Simpson | 1,500,000 | 1.71 |
| 12 | Austin 4 Pty Ltd | 1,206,328 | 1.37 |
| 13 | M D Burford | 1,200,000 | 1.37 |
| 14 | M C Bennett | 1,000,000 | 1.14 |
| 15 | F G Spanyik | 874,561 | 1.00 |
| 16 | C Chin | 780,200 | 0.89 |
| 17 | S Palmer | 672,726 | 0.77 |
| 18 | A & J Birchmore | 666,667 | 0.76 |
| 19 | R T Mincherton | 666,666 | 0.76 |
| 20 | C M E Haden | 600,000 | 0.68 |
| TOTAL | 73,959,655 | 84.16% |
Distribution schedule of New Optionholders
| Range | Holders |
|---|---|
| 1 to 1,000 | 13 |
| 1,001 to 5,000 | 35 |
| 5,001 to 10,000 | 26 |
| 10,001 to 100,000 | 87 |
| 100,001 and over | 67 |
| TOTAL | 228 |
- See chapter 19 for defined terms.
24/10/2005 Appendix 3B Page 9