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Annexon, Inc. — Director's Dealing 2025
Mar 3, 2025
33181_dirs_2025-03-03_45da3642-69aa-4f01-a6e6-cb3f9cf766d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Annexon, Inc. (ANNX)
CIK: 0001528115
Period of Report: 2025-02-27
Reporting Person: ARTIS DEAN RICHARD (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-27 | Common Stock | A | 44963 | — | Acquired | 128777 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-02-27 | Stock Option (Right to Buy) | $2.50 | A | 272575 | Acquired | 2034-02-27 | Common Stock (272575) | Direct |
Footnotes
F1: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 27 of each year, with the first 1/3rd vesting on February 27, 2026.
F2: 1/48th of the shares subject to the option vest on each monthly anniversary measured from February 27, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.