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Annexon, Inc. Director's Dealing 2021

Nov 15, 2021

33181_dirs_2021-11-15_c3ad1df7-a36e-48d9-a456-0020a2688acf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Annexon, Inc. (ANNX)
CIK: 0001528115
Period of Report: 2021-11-11

Reporting Person: Love Douglas (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-11 Common Stock M 70942 $1.4096 Acquired 70942 Direct
2021-11-11 Common Stock M 30000 $1.8501 Acquired 100942 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-11 Stock Option (Right to Buy) $1.4096 M 70942 Disposed 2025-01-22 Common Stock (70942) Direct
2021-11-11 Stock Option (Right to Buy) $1.8501 M 30000 Disposed 2026-08-11 Common Stock (30000) Direct

Footnotes

F1: The shares subject to the option are fully vested and exercisable.