AI assistant
Annexon, Inc. — Director's Dealing 2020
Jul 23, 2020
33181_dirs_2020-07-23_13f9e144-ede7-4d01-b4e4-c900b6b7bb1b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Annexon, Inc. (ANNX)
CIK: 0001528115
Period of Report: 2020-07-23
Reporting Person: Love Douglas (Director, President & CEO)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.41 | 2025-01-22 | Common Stock (70942) | Direct | |
| Stock Option (Right to Buy) | $1.41 | 2025-01-22 | Common Stock (68096) | Direct | |
| Stock Option (Right to Buy) | $1.86 | 2026-08-11 | Common Stock (108399) | Direct | |
| Stock Option (Right to Buy) | $1.86 | 2026-08-11 | Common Stock (36050) | Direct | |
| Stock Option (Right to Buy) | $5.11 | 2029-01-22 | Common Stock (537844) | Direct | |
| Stock Option (Right to Buy) | $13.31 | 2030-06-29 | Common Stock (414301) | Direct |
Footnotes
F1: The shares subject to the option vest are fully vested and exercisable.
F2: Reflects a 1-for-8.81 reverse stock split of the Issuer's outstanding common stock effected on July 17, 2020.
F3: 1/48th of the shares subject to the option vest on each monthly anniversary measured from August 11, 2016 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
F4: 1/48th of the shares subject to the option vest on each monthly anniversary measured from December 12, 2018 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
F5: 1/48th of the shares subject to the option vest on each monthly anniversary measured from June 29, 2020 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.