ANNALY CAPITAL MANAGEMENT INC — Director's Dealing 2017

Jan 14, 2017

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: ANNALY CAPITAL MANAGEMENT INC (NLY)
CIK: 0001043219
Period of Report: 2016-12-31

Reporting Person: BRADY KEVIN (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	44150	Direct
Common Stock	48750	Indirect
Common Stock	42500	Indirect
Common Stock	750	Indirect
Common Stock	750	Indirect
Common Stock	9000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option to purchase Common Stock	$16.46	2018-05-08	Common Stock (20000)	20000	Direct
Option to purchase Common Stock	$15.61	2018-09-19	Common Stock (10000)	10000	Direct
Option to purchase Common Stock	$13.25	2019-04-22	Common Stock (12500)	12500	Direct
Option to purchase Common Stock	$17.11	2017-06-26	Common Stock (1250)	1250	Direct
Deferred Stock Units	$		Common Stock (53749)	53749	Direct

Footnotes

F1: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F2: Options previously granted.

F3: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F4: Reflects the aggregate amount of Deferred Stock Units granted during the tenure of the respective director.