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Anixa Biosciences Inc — Director's Dealing 2021
Jun 2, 2021
34117_dirs_2021-06-02_856aa939-ad08-4476-8b72-4bc29cba28e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Anixa Biosciences Inc (ANIX)
CIK: 0000715446
Period of Report: 2021-06-01
Reporting Person: Titterton Lewis H jr (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-01 | Employee Stock Option (Right to Buy) | $4.02 | A | 30000 | Acquired | 2031-06-01 | Common Stock (30000) | Direct |
| 2021-06-01 | Employee Stock Option (Right to Buy) | $4.02 | A | 200000 | Acquired | 2031-06-01 | Common Stock (200000) | Direct |
Footnotes
F1: Right-To-Buy, granted under the Anixa Biosciences, Inc. 2018 Share Incentive Plan.
F2: The options vest and become exercisable in twelve (12) equal monthly installments beginning June 30, 2021.
F3: The options vest and become exercisable in thirty-six (36) equal monthly installments beginning June 30, 2021.
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