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Anixa Biosciences Inc — Director's Dealing 2017
Jul 25, 2017
34117_dirs_2017-07-25_f4814096-9080-4bd8-aba3-3c6a885d55d2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ITUS Corp (ITUS)
CIK: 0000715446
Period of Report: 2017-07-17
Reporting Person: Titterton Lewis H jr (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 782144 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $2.58 | 2017-11-30 | Common Stock (2400) | Direct | |
| Employee Stock Options (Right to Buy) | $2.58 | 2023-11-08 | Common Stock (120000) | Direct | |
| Employee Stock Options (Right to Buy) | $2.58 | 2023-12-31 | Common Stock (16000) | Direct | |
| Employee Stock Options (Right to Buy) | $2.58 | 2025-01-02 | Common Stock (16000) | Direct | |
| Employee Stock Options (Right to Buy) | $2.92 | 2026-01-14 | Common Stock (16000) | Direct | |
| Employee Stock Options (Right to Buy) | $0.82 | 2027-07-17 | Common Stock (6000) | Direct | |
| Employee Stock Options (Right to Buy) | $2.58 | 2022-09-19 | Common Stock (30000) | Direct | |
| Employee Stock Options (Right to Buy) | $2.58 | 2023-02-15 | Common Stock (40000) | Direct | |
| Employee Stock Options (Right to Buy) | $2.58 | 2022-12-31 | Common Stock (16000) | Direct | |
| Common Stock Purchase Warrant | $10 | 2019-07-15 | Common Stock (2000) | Direct |
Footnotes
F1: Right-To-Buy pursuant to the ITUS Corporation 2010 Share Incentive Plan.
F2: The option vests and becomes exercisable 50% on September 30, 2017 and 50% on December 31, 2017.
F3: Right-To-Buy pursuant to stock options that were not granted under the ITUS Corporation 2010 Share Incentive Plan.
F4: Pursuant to a public offering by ITUS Corporation in July 2014.
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