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Anixa Biosciences Inc — Director's Dealing 2016
Oct 24, 2016
34117_dirs_2016-10-24_87df4d75-7757-4b2d-9380-57a2544c9f35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ITUS Corp (ITUS)
CIK: 0000715446
Period of Report: 2016-10-20
Reporting Person: HERMS HENRY P (VP, Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-20 | Common Stock | M | 2000 | $2.575 | Acquired | 24125 | Direct |
| 2016-10-20 | Common Stock | D | 804 | $6.4 | Disposed | 23321 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-20 | Employee Stock Option | $2.575 | M | 2000 | Disposed | 2016-11-21 | Common Stock (2000) | Direct |
Footnotes
F1: The exercise of the option was net settled with the Company and 804 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934, as amended.
F2: Right-To-Buy, pursuant to the ITUS Corporation 2003 Share Incentive Plan.
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