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Anixa Biosciences Inc — Director's Dealing 2014
Jul 17, 2014
34117_dirs_2014-07-17_5e70754f-490f-4dcb-8198-b78e4581fe0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COPYTELE INC (COPY)
CIK: 0000715446
Period of Report: 2014-07-15
Reporting Person: KUMAR AMIT (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-15 | Common Stock | P | 100000 | — | Acquired | 1389691 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-15 | Common Stock Purchase Warrants (Right to Buy) | $0.4 | P | 50000 | Acquired | 2019-07-15 | Common Stock (50000) | Direct |
Footnotes
F1: On July 15, 2014, Mr. Kumar purchased 100,000 shares of Common Stock, par value $0.01 per share, and 50,000 Warrants to purchase Common Stock, for an aggregate purchase price of $25,000 from CopyTele, Inc. in a registered direct offering.
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