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Anixa Biosciences Inc — Director's Dealing 2013
Jul 16, 2013
34117_dirs_2013-07-16_230242d2-a12e-45d0-90a2-f69b6d7d645a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COPYTELE INC (COPY)
CIK: 0000715446
Period of Report: 2013-07-15
Reporting Person: Titterton Lewis H jr (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-15 | Common Stock | M | 1400000 | $0.16 | Acquired | 9794025 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-15 | Common Stock Purchase Warrants (Right to Buy) | $0.16 | M | 1400000 | Disposed | 2016-02-08 | Common Stock (1400000) | Direct |
Footnotes
F1: The exercise price was reduced from $0.1786 to $0.16 for warrants exercised during the period from June 1, 2013 to July 15, 2013.
F2: On February 8, 2011, Mr. Titterton purchased 1,400,000 shares of Common Stock and 1,400,000 warrants to purchase Common Stock for an aggregate purchase price of $250,000 from the Company in a private placement.
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