Anixa Biosciences Inc — Director's Dealing 2012

Aug 30, 2012

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: COPYTELE INC (COPY)
CIK: 0000715446
Period of Report: 2012-08-21

Reporting Person: Williams Kent B. (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
CopyTele, Inc. common stock	111210	Direct
CopyTele, Inc. common stock	99540	Indirect
CopyTele, Inc. common stock	215460	Indirect
CopyTele, Inc. common stock	47700	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Options (Right to Buy)	$0.1105	2017-08-26	Common Stock (60000)		Direct

Footnotes

F1: Consists of shares owned through the Vista Asset Management 401(k) plan. The reporting person and his wife are the trustees of this plan.

F2: Consists of shares owned by the reporting person's wife through the Vista Asset Management 401(k) plan. The reporting person disclaims beneficial ownership of the shares.

F3: Consists of shares owned by the reporting person's wife. The reporting person disclaims beneficial ownership of the shares.

F4: Pursuant to CopyTele, Inc. 2003 Share Incentive Plan.