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Anixa Biosciences Inc — Director's Dealing 2012
Sep 10, 2012
34117_dirs_2012-09-10_cc789d42-b44f-4e50-9899-8c8c04dcca36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COPYTELE INC (COPY)
CIK: 0000715446
Period of Report: 2012-09-05
Reporting Person: LAROUNIS GEORGE P (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-05 | Employee Stock Option | $1.04 | D | 60000 | Acquired | 2014-10-25 | Common Stock (60000) | Direct |
| 2012-09-05 | Employee Stock Option | $0.83 | D | 120000 | Acquired | 2016-05-31 | Common Stock (120000) | Direct |
| 2012-09-05 | Employee Stock Option | $1.21 | D | 60000 | Acquired | 2017-11-12 | Common Stock (60000) | Direct |
| 2012-09-05 | Employee Stock Option | $0.92 | D | 60000 | Acquired | 2019-10-07 | Common Stock (60000) | Direct |
| 2012-09-05 | Employee Stock Option | $0.145 | A | 60000 | Acquired | 2014-10-25 | Common Stock (60000) | Direct |
| 2012-09-05 | Employee Stock Option | $0.145 | A | 120000 | Acquired | 2016-05-31 | Common Stock (120000) | Direct |
| 2012-09-05 | Employee Stock Option | $0.145 | A | 60000 | Acquired | 2017-11-12 | Common Stock (60000) | Direct |
| 2012-09-05 | Employee Stock Option | $0.145 | A | 60000 | Acquired | 2019-10-07 | Common Stock (60000) | Direct |
Footnotes
F1: Right-To-Buy, pursuant to the Copytele, Inc. 2003 Share Incentive Plan. The eight transactions involved an amendment of outstanding options resulting in the deemed cancellation of "old" options and the grant of replacement options.
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