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Anixa Biosciences Inc — Director's Dealing 2012
Dec 4, 2012
34117_dirs_2012-12-04_19be98a6-d236-4df1-9c0b-5fc83dd0afe2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COPYTELE INC (COPY)
CIK: 0000715446
Period of Report: 2012-11-30
Reporting Person: Williams Kent B. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-30 | Employee Stock Option | $0.201 | A | 60000 | Acquired | 2017-11-30 | Common Stock (60000) | Direct |
| 2012-11-30 | Employee Stock Option | $0.211 | A | 1000000 | Acquired | 2022-11-30 | Common Stock (1000000) | Direct |
Footnotes
F1: Right-To-Buy, pursuant to the CopyTele, Inc. 2010 Share Incentive Plan.
F2: Right-To-Buy, on November 30, 2012, the reporting person was granted an option to purchase 1,000,000 shares of common stock. Options for 333,333 shares are immediately vested and the balance vests in two equal installments commencing on November 30, 2013.
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