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Anixa Biosciences Inc — Director's Dealing 2011
Feb 10, 2011
34117_dirs_2011-02-10_cfa10ed8-54fe-404f-a837-6295e7e75243.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COPYTELE INC (COPY)
CIK: 0000715446
Period of Report: 2011-02-08
Reporting Person: KRUSOS DENIS A (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-08 | Common Stock | P | 1400000 | $0.1786 | Acquired | 1969880 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-08 | Common Stock Purchase Warrants (Right to Buy) | $0.1786 | P | 1400000 | Acquired | 2016-02-08 | Common stock (1400000) | Direct |
Footnotes
F1: On February 8, 2011, Mr. Krusos purchased 1,400,000 shares of Common Stock, par value $0.01 and 1,400,000 Warrants to purchase Common Stock for an aggregate purchase price of $250,000 from CopyTele, Inc. in a private placement.
F2: Amount of securities beneficially owned represents shares held by Mr. Krusos and excludes shares Mr. Krusos has the right to acquire upon exercise of Common Stock Purchase Warrants and upon exercise of Stock Options pursuant to CopyTele, Inc. share incentive plans.
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