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Anixa Biosciences Inc — Director's Dealing 2011
Feb 10, 2011
34117_dirs_2011-02-10_a7600e3f-4baf-44e3-b08e-0da2e39cb1ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COPYTELE INC (COPY)
CIK: 0000715446
Period of Report: 2011-02-08
Reporting Person: HERMS HENRY P (Director, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-08 | Common Stock | P | 280000 | $0.1786 | Acquired | 290575 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-08 | Common Stock Purchase Warrants (Right to Buy) | $0.1786 | P | 280000 | Acquired | 2016-02-08 | Common stock (280000) | Direct |
Footnotes
F1: On February 8, 2011, Mr. Herms purchased 280,000 shares of Common Stock, par value $0.01 and 280,000 Warrants to purchase Common Stock for an aggregate purchase price of $50,000 from CopyTele, Inc. in a private placement.
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