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Anika Therapeutics, Inc. — Director's Dealing 2021
Mar 1, 2021
33997_dirs_2021-03-01_529c60b6-0dbe-44cc-8b6a-3e73e108b85c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Anika Therapeutics, Inc. (ANIK)
CIK: 0000898437
Period of Report: 2021-02-25
Reporting Person: Finnerty Thomas (EVP Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-25 | Common Stock | M | 2833 | — | Acquired | 10414 | Direct |
| 2021-02-25 | Common Stock | F | 832 | $37.39 | Disposed | 9582 | Direct |
| 2021-02-26 | Common Stock | M | 3000 | — | Acquired | 12582 | Direct |
| 2021-02-26 | Common Stock | F | 881 | $37.57 | Disposed | 11701 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-25 | Restricted Stock Unit | $0.00 | M | 2833 | Disposed | Common Stock (2833) | Direct | |
| 2021-02-26 | Restricted Stock Unit | $0.00 | M | 3000 | Disposed | Common Stock (3000) | Direct |
Footnotes
F1: Reflects the first vesting installment of RSUs granted on February 25, 2020.
F2: Reflects an aggregate of 832 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on February 25, 2021.
F3: Reflects the closing price of the ANIK common stock on February 25, 2021, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.
F4: Reflects the second vesting installment of RSUs granted on February 26, 2019.
F5: Reflects an aggregate of 881 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on February 26, 2021.
F6: Reflects the closing price of the ANIK common stock on February 26, 2021, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.
F7: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 25, 2021.
F8: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning on February 26, 2020.