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ANI PHARMACEUTICALS INC Director's Dealing 2023

Dec 19, 2023

31676_dirs_2023-12-19_422c9762-b588-4ee6-b55d-67bcbb1f5341.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ANI PHARMACEUTICALS INC (ANIP)
CIK: 0001023024
Period of Report: 2023-12-15

Reporting Person: Shanmugam Muthusamy (Director, HEAD OF R&D, COO-NOVITIUM OPS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-15 Common Stock S 11974 $52.44 Disposed 970646 Indirect
2023-12-18 Common Stock S 13026 $52.44 Disposed 957620 Indirect
2023-12-19 Common Stock S 25000 $52.65 Disposed 932620 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 47407 Direct
Common Stock 5000 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2023.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $51.97 to $52.97, inclusive.

F3: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $52.02 to $52.97, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $52.45 to $53.19, inclusive.

F6: The Reporting Person holds voting and dispositive power over the shares held by SS Pharma LLC.