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ANI PHARMACEUTICALS INC — Director's Dealing 2023
Dec 19, 2023
31676_dirs_2023-12-19_422c9762-b588-4ee6-b55d-67bcbb1f5341.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANI PHARMACEUTICALS INC (ANIP)
CIK: 0001023024
Period of Report: 2023-12-15
Reporting Person: Shanmugam Muthusamy (Director, HEAD OF R&D, COO-NOVITIUM OPS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-15 | Common Stock | S | 11974 | $52.44 | Disposed | 970646 | Indirect |
| 2023-12-18 | Common Stock | S | 13026 | $52.44 | Disposed | 957620 | Indirect |
| 2023-12-19 | Common Stock | S | 25000 | $52.65 | Disposed | 932620 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 47407 | Direct |
| Common Stock | 5000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2023.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $51.97 to $52.97, inclusive.
F3: The reporting person holds voting and dispositive power over the shares held by Esjay LLC.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $52.02 to $52.97, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $52.45 to $53.19, inclusive.
F6: The Reporting Person holds voting and dispositive power over the shares held by SS Pharma LLC.