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ANI PHARMACEUTICALS INC Director's Dealing 2020

Sep 11, 2020

31676_dirs_2020-09-10_5951e4f4-b44c-4553-9d41-6b89ee478888.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ANI PHARMACEUTICALS INC (ANIP)
CIK: 0001023024
Period of Report: 2020-09-08

Reporting Person: Lalwani Nikhil (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-08 Common Stock A 28508 Acquired 28508 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-09-08 Stock Option (right to buy) $29 A 179643 Acquired 2030-09-08 Common Stock (179643) Direct

Footnotes

F1: Represents a restricted stock award that will vest as to 25% of the total shares on each of September 8, 2021, September 8, 2022, September 8, 2023 and September 8, 2024.

F2: The option will vest and become exercisable as to 25% of the total shares on each of September 8, 2021, September 8, 2022, September 8, 2023 and September 8, 2024.