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ANI PHARMACEUTICALS INC Director's Dealing 2019

Mar 14, 2019

31676_dirs_2019-03-14_30f217cb-3c79-4a2d-bf78-86f07c044fe7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ANI PHARMACEUTICALS INC (ANIP)
CIK: 0001023024
Period of Report: 2019-03-12

Reporting Person: Schrepfer Robert W (SVP - New Bus Dev & Spec Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-12 Common Stock M 5642 $28.76 Acquired 53484 Direct
2019-03-12 Common Stock S 5642 $64.4414 Disposed 47842 Direct
2019-03-12 Common Stock M 1503 $33.00 Acquired 49345 Direct
2019-03-12 Common Stock S 1503 $64.50 Disposed 47842 Direct
2019-03-13 Common Stock M 4651 $33.00 Acquired 52493 Direct
2019-03-13 Common Stock S 4651 $64.4261 Disposed 47842 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-12 Option to Purchase $28.76 M 5642 Disposed 2024-08-19 Common Stock () Direct
2019-03-12 Option to Purchase $33.00 M 1503 Disposed 2024-03-31 Common Stock (1503) Direct
2019-03-13 Option to Purchase $33.00 M 4651 Disposed 2024-03-31 Common Stock (4651) Direct

Footnotes

F1: Option vests and are exercisable over a four year period beginning on the first anniversary of the August 20, 2014.

F2: Option vests and are exercisable over a four year period beginning on the first anniversary of the April 1, 2014.