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ANI PHARMACEUTICALS INC — Director's Dealing 2019
Mar 14, 2019
31676_dirs_2019-03-14_30f217cb-3c79-4a2d-bf78-86f07c044fe7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANI PHARMACEUTICALS INC (ANIP)
CIK: 0001023024
Period of Report: 2019-03-12
Reporting Person: Schrepfer Robert W (SVP - New Bus Dev & Spec Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-12 | Common Stock | M | 5642 | $28.76 | Acquired | 53484 | Direct |
| 2019-03-12 | Common Stock | S | 5642 | $64.4414 | Disposed | 47842 | Direct |
| 2019-03-12 | Common Stock | M | 1503 | $33.00 | Acquired | 49345 | Direct |
| 2019-03-12 | Common Stock | S | 1503 | $64.50 | Disposed | 47842 | Direct |
| 2019-03-13 | Common Stock | M | 4651 | $33.00 | Acquired | 52493 | Direct |
| 2019-03-13 | Common Stock | S | 4651 | $64.4261 | Disposed | 47842 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-12 | Option to Purchase | $28.76 | M | 5642 | Disposed | 2024-08-19 | Common Stock () | Direct |
| 2019-03-12 | Option to Purchase | $33.00 | M | 1503 | Disposed | 2024-03-31 | Common Stock (1503) | Direct |
| 2019-03-13 | Option to Purchase | $33.00 | M | 4651 | Disposed | 2024-03-31 | Common Stock (4651) | Direct |
Footnotes
F1: Option vests and are exercisable over a four year period beginning on the first anniversary of the August 20, 2014.
F2: Option vests and are exercisable over a four year period beginning on the first anniversary of the April 1, 2014.
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