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ANI PHARMACEUTICALS INC Director's Dealing 2016

Apr 12, 2016

31676_dirs_2016-04-11_922c74d8-b4f2-41e4-9072-f829232ef93b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ANI PHARMACEUTICALS INC (ANIP)
CIK: 0001023024
Period of Report: 2016-04-07

Reporting Person: Schrepfer Robert W (VP Bus Dev & Con Mfg)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-07 Common Stock A 4750 $0.00 Acquired 30312 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-07 Option to Purchase $40.59 A 9500 Acquired 2026-04-06 Common Stock (9500) Direct

Footnotes

F1: On April 7, 2016, the Board of Directors of the Issuer approved the grant of restricted stock, which vest in equal annual installments on the first, second, third and fourth anniversaries of the grant date.

F2: The closing price of the Issuer's common stock on The NASDAQ Global Market on the grant date.

F3: The options vest in an equal annual amount over a four-year period beginning on the first anniversary of the grant date.