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ANI PHARMACEUTICALS INC — Director's Dealing 2016
Aug 23, 2016
31676_dirs_2016-08-23_88f15d3e-419f-4173-b530-95e2483bcb42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANI PHARMACEUTICALS INC (ANIP)
CIK: 0001023024
Period of Report: 2016-08-22
Reporting Person: PRZYBYL ARTHUR (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-22 | Common Stock | M | 24705 | $6.36 | Acquired | 200788 | Direct |
| 2016-08-22 | Common Stock | M | 15723 | $6.36 | Acquired | 216511 | Direct |
| 2016-08-22 | Common Stock | M | 12750 | $33.00 | Acquired | 229261 | Direct |
| 2016-08-22 | Common Stock | S | 37455 | $66.97 | Disposed | 191806 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-22 | Stock Options | $6.36 | M | 24705 | Acquired | 2023-07-11 | Common Stock (24705) | Direct |
| 2016-08-22 | Stock Options | $6.36 | M | 15723 | Acquired | 2023-07-11 | Common Stock (15723) | Direct |
| 2016-08-22 | Stock Options | $33.00 | M | 12750 | Acquired | 2024-03-31 | Common Stock (12750) | Direct |
Footnotes
F1: The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $66.70 to a high sale price of $67.57. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
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