ANI PHARMACEUTICALS INC — Director's Dealing 2016

Nov 16, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ANI PHARMACEUTICALS INC (ANIP)
CIK: 0001023024
Period of Report: 2016-11-15

Reporting Person: Brown Robert E. JR (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-15	Common Stock	M	3125	$6.36	Acquired	13235	Direct
2016-11-15	Common Stock	M	2333	$33.00	Acquired	15568	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-15	Option to Purchase	$6.36	M	3125	Disposed	2023-07-11	Common Stock (3125)	Direct
2016-11-15	Option to Purchase	$33.00	M	2333	Disposed	2024-03-31	Common Stock (2333)	Direct

Footnotes

F1: The Reporting Person acquired the shares reported in Table I via a cash exercise of the options reported in Table II.