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ANI PHARMACEUTICALS INC — Director's Dealing 2014
Mar 21, 2014
31676_dirs_2014-03-21_8149faf5-bb27-44ec-bab3-d8370a21eea2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANI PHARMACEUTICALS INC (ANIP)
CIK: 0001023024
Period of Report: 2014-03-20
Reporting Person: MARSHBANKS TRACY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-20 | Common Stock | S | 11361 | $31.5408 | Disposed | 523296 | Indirect |
| 2014-03-20 | Common Stock | S | 4612 | $31.5408 | Disposed | 212448 | Indirect |
| 2014-03-20 | Common Stock | S | 177 | $31.5408 | Disposed | 8173 | Indirect |
| 2014-03-21 | Common Stock | S | 3951 | $31.0606 | Disposed | 519345 | Indirect |
| 2014-03-21 | Common Stock | S | 1604 | $31.0606 | Disposed | 210844 | Indirect |
| 2014-03-21 | Common Stock | S | 62 | $31.0606 | Disposed | 8111 | Indirect |
Footnotes
F1: Held by: FA Private Equity Fund IV, L.P., of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
F2: Held by: The Productivity Fund IV Liquidating Trust, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
F3: Held by: The Productivity Fund IV Advisors Fund Liquidating Trust, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
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