Anglo American PLC

Director's Dealing • Dec 19, 2022

National Storage Mechanism | Additional information

RNS Number : 2003K

Anglo American PLC

19 December 2022

Anglo American plc ("the Company")

Registered office: 17 Charterhouse Street, London EC1N 6RA

Registered number: 3564138 (incorporated in England and Wales)

LEI: 549300S9XF92D1X8ME43

Notification of transactions by Directors and PDMRs

The Company announces the following transactions in its Ordinary shares by Directors and Persons Discharging Managerial Responsibility (PDMRs):

·    Purchases of Ordinary Shares under the Company's Share Incentive Plan, a UK HM Revenue & Customs ("HMRC") approved all-employee share plan under which employees are able to buy Shares using monthly deductions from salary (Partnership Shares) and are allotted an equivalent number of Shares by the Company (Matching Shares).

·    Exercises of share options granted under the Company's Sharesave Plan, an HMRC approved all-employee Save As You Earn ("SAYE") share option plan under which employees are able to save from their monthly salary funds to exercise share options at the end of the savings period at a fixed discounted option price.

·    Awards of Ordinary Shares made on 16 December 2022 under the Company's Non-Cyclical Share Award Plan ("NCA") at nil cost to Natascha Viljoen, a PDMR.

A total award of 13,461 shares to vest on 11 March 2025 was made on the same terms as those granted to Directors and PDMRs under the Company's Long Term Incentive Plan ("LTIP") as announced on 11 March 2022. As such, this award is subject to the satisfaction of performance conditions as set out in the Company's 2021 Remuneration Report and any vested shares will then be subject to a further two-year holding period to be released no earlier than on 11 March 2027.

This award was made to recognise Ms. Viljoen's contribution to the Anglo American Group through her role as a member of the Group Management Committee; she continues to participate in the Anglo American Platinum ("AAP") LTIP in respect of her role as AAP CEO. From 2023 onwards, Ms. Viljoen will receive an annual award of Anglo American plc shares under the LTIP, granted at the same time as for other Directors and PDMRs.  

In accordance with Article 19 of the UK Market Abuse Regulation, the relevant FCA notifications are set out below.

1.

Details of PDMR / PCA

a)

Name

Didier Charreton

2.

Reason for the notification

a)

Position / status

Group Director - People and Organisation (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 31.72	4 (Partnership Shares)
GBP 31.72	4 (Matching Shares)

e)

Aggregated information

Aggregated volume

Price

8

GBP 31.72

f)

Date of the transaction

2022-12-14

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Bruce Cleaver

2.

Reason for the notification

a)

Position / status

CEO De Beers (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 31.72	5 (Partnership Shares)
GBP 31.72	5 (Matching Shares)

e)

Aggregated information

Aggregated volume

Price

10

GBP 31.72

f)

Date of the transaction

2022-12-14

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Anik Michaud

2.

Reason for the notification

a)

Position / status

Group Director - Corporate Relations and Sustainable Impact (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 31.72	3 (Partnership Shares)
GBP 31.72	3 (Matching Shares)

e)

Aggregated information

Aggregated volume

Price

6

GBP 31.72

f)

Date of the transaction

2022-12-14

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Tony O'Neill

2.

Reason for the notification

a)

Position / status

Technical Director (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 31.72	5 (Partnership Shares)
GBP 31.72	5 (Matching Shares)

e)

Aggregated information

Aggregated volume

Price

10

GBP 31.72

f)

Date of the transaction

2022-12-14

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Stephen Pearce

2.

Reason for the notification

a)

Position / status

Finance Director (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 31.72	5 (Partnership Shares)
GBP 31.72	5 (Matching Shares)

e)

Aggregated information

Aggregated volume

Price

10

GBP 31.72

f)

Date of the transaction

2022-12-14

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Duncan Wanblad

2.

Reason for the notification

a)

Position / status

Chief Executive (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 31.72	4 (Partnership Shares)
GBP 31.72	4 (Matching Shares)

e)

Aggregated information

Aggregated volume

Price

8

GBP 31.72

f)

Date of the transaction

2022-12-14

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Peter Whitcutt

2.

Reason for the notification

a)

Position / status

CEO Marketing (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 31.72	4 (Partnership Shares)
GBP 31.72	4 (Matching Shares)

e)

Aggregated information

Aggregated volume

Price

8

GBP 31.72

f)

Date of the transaction

2022-12-14

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Duncan Wanblad

2.

Reason for the notification

a)

Position / status

Chief Executive (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Exercise of share options granted in 2017 under the Company's Sharesave Plan, a UK HMRC approved all-employee SAYE plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 10.36	2,895

e)

Aggregated information

Aggregated volume

Price

2,895

GBP 10.36

f)

Date of the transaction

2022-12-15

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Stephen Pearce

2.

Reason for the notification

a)

Position / status

Finance Director (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Exercise of share options granted in 2017 under the Company's Sharesave Plan, a UK HMRC approved all-employee SAYE plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 10.36	2,895

e)

Aggregated information

Aggregated volume

Price

2,895

GBP 10.36

f)

Date of the transaction

2022-12-15

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Natascha Viljoen

2.

Reason for the notification

a)

Position / status

CEO of Anglo American Platinum Ltd (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.1

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Award of Shares under the terms of the Anglo American plc Non-Cyclical Share Awards Plan ("NCA"). Subject to the satisfaction of performance conditions, the award will vest on 11 March 2025; the Shares will then be subject to a further holding period of two years and will be released on 11 March 2027.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	2,814

e)

Aggregated information

Aggregated volume

Price

2,814

GBP 0.00

f)

Date of the transaction

2022-12-16

g)

Place of the transaction

London Stock Exchange - XLON

4.2

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Award of Shares under the terms of the Anglo American plc Non-Cyclical Share Awards Plan ("NCA"). Subject to the satisfaction of performance conditions, the award will vest on 11 March 2025; the Shares will then be subject to a further holding period of two years and will be released on 11 March 2027.

c)

Currency

ZAR - South African Rand

d)

Price(s) and volume(s)

Price(s)	Volume(s)
ZAR 0.00	10,647

e)

Aggregated information

Aggregated volume

Price

10,647

ZAR 0.00

f)

Date of the transaction

2022-12-16

g)

Place of the transaction

Johannesburg Stock Exchange - XJSE

Clare Davage

Deputy Company Secretary

19 December 2022

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