Anglo American PLC

Director's Dealing • Apr 6, 2022

National Storage Mechanism | Additional information

RNS Number : 5087H

Anglo American PLC

06 April 2022

Anglo American plc ("the Company")

Registered office: 17 Charterhouse Street, London EC1N 6RA

Registered number: 3564138 (incorporated in England and Wales)

LEI: 549300S9XF92D1X8ME43

Notification of transactions by Directors and PDMRs

The Company has been notified of the following transactions in its Ordinary Shares by Directors and Persons Discharging Managerial Responsibilities ("PDMRs"):

·    On 1 April 2022, a purchase of Ordinary Shares by Hilary Maxson, a Non-Executive Director.

·    On 1 April 2022, awards of GBP 3,600 of free shares were made to Directors and PDMRs at nil cost under the Company's Share Incentive Plan, a UK HM Revenue & Customs ("HMRC") approved all-employee share plan. These shares are subject to a three year holding period.

·    On 4 April 2022, gift transfers of Ordinary Shares at nil cost by a PDMR to two adult children, one of whom is a person closely associated (PCA) with the PDMR.

·    On 4 April 2022, an exercise of share options by a Director in respect of the Company's Sharesave Plan, a UK HMRC approved all-employee Save As You Earn ("SAYE") share option plan under which employees are able to save from their monthly salary funds to exercise share options at the end of the savings period at a fixed discounted option price.

In accordance with Article 19 of the UK Market Abuse Regulation, the relevant FCA notifications are set out below.

1.

Details of PDMR / PCA

a)

Name

Hilary Maxson

2.

Reason for the notification

a)

Position / status

Non-Executive Director (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Purchase of Ordinary Shares.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 39.86	500

e)

Aggregated information

Aggregated volume

Price

500

GBP 39.86

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Didier Charreton

2.

Reason for the notification

a)

Position / status

Group Director - People and Organisation (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	90

e)

Aggregated information

Aggregated volume

Price

90

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Bruce Cleaver

2.

Reason for the notification

a)

Position / status

CEO De Beers (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	90

e)

Aggregated information

Aggregated volume

Price

90

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Mark Cutifani

2.

Reason for the notification

a)

Position / status

Chief Executive (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	90

e)

Aggregated information

Aggregated volume

Price

90

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Ruben Fernandes

2.

Reason for the notification

a)

Position / status

CEO of Base Metals (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	90

e)

Aggregated information

Aggregated volume

Price

90

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Anik Michaud

2.

Reason for the notification

a)

Position / status

Group Director - Corporate Relations and Sustainable Impact (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	90

e)

Aggregated information

Aggregated volume

Price

90

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Themba Mkhwanazi

2.

Reason for the notification

a)

Position / status

CEO Bulk Commodities (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	90

e)

Aggregated information

Aggregated volume

Price

90

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Tony O'Neill

2.

Reason for the notification

a)

Position / status

Technical Director (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	90

e)

Aggregated information

Aggregated volume

Price

90

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Stephen Pearce

2.

Reason for the notification

a)

Position / status

Finance Director (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	90

e)

Aggregated information

Aggregated volume

Price

90

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Duncan Wanblad

2.

Reason for the notification

a)

Position / status

Group Director, Strategy & Business Development (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	90

e)

Aggregated information

Aggregated volume

Price

90

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Peter Whitcutt

2.

Reason for the notification

a)

Position / status

CEO Marketing (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	90

e)

Aggregated information

Aggregated volume

Price

90

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Duncan Wanblad

2.

Reason for the notification

a)

Position / status

Group Director, Strategy & Business Development (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Gift transfers of Ordinary Shares at nil cost to two adult children, one of whom is a PCA

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	15,000
GBP 0.00	15,000

e)

Aggregated information

Aggregated volume

Price

30,000

GBP 0.00

f)

Date of the transaction

2022-04-04

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Emma Wanblad

2.

Reason for the notification

a)

Position / status

PCA - of Duncan Wanblad, a PDMR

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Receipt of gift transfer of Ordinary Shares from a PDMR at nil cost

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	15,000

e)

Aggregated information

Aggregated volume

Price

15,000

GBP 0.00

f)

Date of the transaction

2022-04-04

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / PCA

a)

Name

Tony O'Neill

2.

Reason for the notification

a)

Position / status

Technical Director (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Exercise of share options granted in 2018 under the Company's Sharesave Plan, a UK HMRC approved all-employee SAYE plan, and retention of shares.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 12.33	1,459

e)

Aggregated information

Aggregated volume

Price

1,459

GBP 12.33

f)

Date of the transaction

2022-04-04

g)

Place of the transaction

London Stock Exchange - XLON

Clare Davage

Deputy Company Secretary

6 April 2022

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

DSHFLFVFSLIRIIF