Anglo American PLC

Director's Dealing • Mar 8, 2021

National Storage Mechanism | Additional information

RNS Number : 5200R

Anglo American PLC

08 March 2021

Anglo American plc (the "Company")

Registered office: 20 Carlton House Terrace, London SW1Y 5AN

Registered number: 3564138 (incorporated in England and Wales)

LEI: 549300S9XF92D1X8ME43

Notification of transactions by Directors / PDMRs

The Company announces the following transactions in its Ordinary Shares by PDMRs.  

Vesting of shares awarded at nil cost under the Company's Bonus Share Plan ("BSP") and Long Term Incentive Plan ("LTIP")

On 3 March 2021, awards made under the BSP and LTIP vested to Directors/PDMRs and shares were released and sold to cover withholding taxes on 3 March as noted below at £29.62 per share.

Awards granted under the LTIP in 2018 vested at 83.8%, based on the extent to which the relevant performance conditions were met (further details can be found in the Directors' remuneration report of the Company's 2020 Integrated Annual Report). The awards are also subject to the vesting cap approved by the Company's Remuneration Committee in 2017, however, the value of the vesting cap was not reached on this vesting and therefore no shares lapsed as a result of the cap. The awards therefore vested to the following Directors/PDMRs, to the extent noted below. The remaining portion of the share awards did not vest and lapsed on the same date.

Awards granted under the BSP to PDMRs vest in two tranches. The first tranche, equal to two thirds of the award, vests three years after grant. The remaining third vests as a second tranche five years from grant. First tranches of the 2018 BSP awards and second tranches of the 2016 BSP awards have vested as set out below.

All shares were released net of shares sold to cover taxes as indicated below. The net shares released under all LTIP awards are subject to a further two-year holding period, during which time they may not be sold or transferred.

Director/PDMR	Share Plan	Shares Granted	Shares Vested	Shares sold for tax	Net shares retained by Director/PDMR
Didier Charreton	2018 BSP	20,112	20,112	9,453	10,659
Didier Charreton	2018 LTIP	70,519	59,094	27,775	31,319
Bruce Cleaver	2018 BSP	27,227	27,227	12,797	14,430
Bruce Cleaver	2018 LTIP	102,841	86,180	40,505	45,675
Mark Cutifani	2016 BSP	44,635	44,635	20,979	23,656
Mark Cutifani	2018 BSP	46,690	46,690	21,945	24,745
Mark Cutifani	2018 LTIP	222,263	186,256	87,541	98,715
Ruben Fernandes	2016 BSP	13,634	13,634	4,553	9,081
Ruben Fernandes	2018 BSP	13,856	13,856	5,408	8,448
Ruben Fernandes	2018 LTIP	33,725	28,261	11,031	17,230
Seamus French	2016 BSP	36,704	36,704	17,251	19,453
Seamus French	2018 BSP	23,894	23,894	11,231	12,663
Seamus French	2018 LTIP	111,716	93,618	44,001	49,617
Anik Michaud	2016 BSP	16,788	16,788	7,891	8,897
Anik Michaud	2018 BSP	17,808	17,808	8,370	9,438
Anik Michaud	2018 LTIP	70,289	58,902	27,684	31,218
Tony O'Neill	2016 BSP	29,425	29,425	13,830	15,595
Tony O'Neill	2018 BSP	30,699	30,699	14,429	16,270
Tony O'Neill	2018 LTIP	138,914	116,410	54,713	61,697
Stephen Pearce	2018 BSP	27,630	27,630	12,987	14,643
Stephen Pearce	2018 LTIP	133,952	112,252	52,759	59,493
Duncan Wanblad	2016 BSP	33,906	33,906	15,936	17,970
Duncan Wanblad	2018 BSP	25,897	25,897	12,172	13,725
Duncan Wanblad	2018 LTIP	105,865	88,714	41,696	47,018
Peter Whitcutt	2016 BSP	35,239	35,239	16,563	18,676
Peter Whitcutt	2018 BSP	27,008	27,008	12,694	14,314
Peter Whitcutt	2018 LTIP	95,996	80,444	37,809	42,635

Other transactions in vested shares by PDMRs and their PCAs

The Company further announces a transfer of its Ordinary shares by a PDMR to a person closely associated with them (PCA).

In accordance with Article 19 of the UK Market Abuse Regulation, the relevant FCA notifications are set out below.

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Didier Charreton

2.

Reason for the notification

a)

Position / status

Group Director - People and Organisation (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.1

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Release of Shares awarded in March 2018 under the terms of the Anglo American plc Long Term Incentive Plan and Bonus Share Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	20,112
GBP 0.00	59,094

e)

Aggregated information

Aggregated volume

Price

79,206

GBP 0.00

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON              

4.2

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Sale of Shares released under the terms of the Anglo American plc Long Term Incentive Plan and Bonus Share Plan to cover tax.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 29.62	9,453
GBP 29.62	27,775

e)

Aggregated information

Aggregated volume

Price

37,228

GBP 29.62

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Bruce Cleaver

2.

Reason for the notification

a)

Position / status

CEO De Beers (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.1

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Release of Shares awarded in March 2018 under the terms of the Anglo American plc Long Term Incentive Plan and Bonus Share Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	27,227
GBP 0.00	86,180

e)

Aggregated information

Aggregated volume

Price

113,407

GBP 0.00

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON              

4.2

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Sale of Shares released under the terms of the Anglo American plc Long Term Incentive Plan and Bonus Share Plan to cover tax.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 29.62	12,797
GBP 29.62	40,505

e)

Aggregated information

Aggregated volume

Price

53,302

GBP 29.62

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Mark Cutifani

2.

Reason for the notification

a)

Position / status

Chief Executive (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.1

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Release of Shares awarded in March 2018 and March 2016 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	44,635
GBP 0.00	46,690
GBP 0.00	186,256

e)

Aggregated information

Aggregated volume

Price

277,581

GBP 0.00

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON              

4.2

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 29.62	20,979
GBP 29.62	21,945
GBP 29.62	87,541

e)

Aggregated information

Aggregated volume

Price

130,465

GBP 29.62

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Ruben Fernandes

2.

Reason for the notification

a)

Position / status

CEO of Base Metals (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.1

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Release of Shares awarded in March 2018 and March 2016 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	13,634
GBP 0.00	13,856
GBP 0.00	28,261

e)

Aggregated information

Aggregated volume

Price

55,751

GBP 0.00

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON              

4.2

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 29.62	4,553
GBP 29.62	5,408
GBP 29.62	11,031

e)

Aggregated information

Aggregated volume

Price

20,992

GBP 29.62

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Seamus French

2.

Reason for the notification

a)

Position / status

CEO of Bulk Commodities and Other Minerals (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.1

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Release of Shares awarded in March 2018 and March 2016 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	36,704
GBP 0.00	23,894
GBP 0.00	93,618

e)

Aggregated information

Aggregated volume

Price

154,216

GBP 0.00

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON              

4.2

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 29.62	17,251
GBP 29.62	11,231
GBP 29.62	44,001

e)

Aggregated information

Aggregated volume

Price

72,483

GBP 29.62

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Anik Michaud

2.

Reason for the notification

a)

Position / status

Group Director, Corporate Relations (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.1

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Release of Shares awarded in March 2018 and March 2016 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	16,788
GBP 0.00	17,808
GBP 0.00	58,902

e)

Aggregated information

Aggregated volume

Price

93,498

GBP 0.00

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON              

4.2

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 29.62	7,891
GBP 29.62	8,370
GBP 29.62	27,684

e)

Aggregated information

Aggregated volume

Price

43,945

GBP 29.62

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Tony O'Neill

2.

Reason for the notification

a)

Position / status

Technical Director (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.1

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Release of Shares awarded in March 2018 and March 2016 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	29,425
GBP 0.00	30,699
GBP 0.00	116,410

e)

Aggregated information

Aggregated volume

Price

176,534

GBP 0.00

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON              

4.2

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 29.62	13,830
GBP 29.62	14,429
GBP 29.62	54,713

e)

Aggregated information

Aggregated volume

Price

82,972

GBP 29.62

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Stephen Pearce

2.

Reason for the notification

a)

Position / status

Finance Director (Director/PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.1

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Release of Shares awarded in March 2018 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	27,630
GBP 0.00	112,252

e)

Aggregated information

Aggregated volume

Price

139,882

GBP 0.00

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON              

4.2

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 29.62	12,987
GBP 29.62	52,759

e)

Aggregated information

Aggregated volume

Price

65,746

GBP 29.62

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Duncan Wanblad

2.

Reason for the notification

a)

Position / status

Group Director, Strategy & Business Development (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.1

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Release of Shares awarded in March 2018 and March 2016 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	33,906
GBP 0.00	25,897
GBP 0.00	88,714

e)

Aggregated information

Aggregated volume

Price

148,517

GBP 0.00

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON              

4.2

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 29.62	15,936
GBP 29.62	12,172
GBP 29.6	41,696

e)

Aggregated information

Aggregated volume

Price

69,804

GBP 29.62

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Peter Whitcutt

2.

Reason for the notification

a)

Position / status

CEO of Marketing (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.1

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Release of Shares awarded in March 2018 and March 2016 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	35,239
GBP 0.00	27,008
GBP 0.00	80,444

e)

Aggregated information

Aggregated volume

Price

142,691

GBP 0.00

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON              

4.2

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 29.62	16,563
GBP 29.62	12,694
GBP 29.62	37,809

e)

Aggregated information

Aggregated volume

Price

67,066

GBP 29.62

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Bruce Cleaver

2.

Reason for the notification

a)

Position / status

CEO De Beers (PDMR)

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Transfer of Ordinary Shares to spouse at nil cost.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	14,430

e)

Aggregated information

Aggregated volume

Price

14,430

GBP 0.00

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON

1.

Details of PDMR / person closely associated (PCA)

a)

Name

Adele Cleaver

2.

Reason for the notification

a)

Position / status

PCA - Spouse of Bruce Cleaver, a PDMR

b)

Initial notification / amendment

Initial notification

3.

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Full name of the entity

Anglo American plc

b)

LEI

549300S9XF92D1X8ME43

4.

Details of the transaction(s)

a)

Description of the financial instrument

Identification Code

Anglo American plc Ordinary Shares of USD0.54945 each

GB00B1XZS820

b)

Nature of the transaction

Transfer of Ordinary Shares from spouse at nil cost.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

Price(s)	Volume(s)
GBP 0.00	14,430

e)

Aggregated information

Aggregated volume

Price

14,430

GBP 0.00

f)

Date of the transaction

2021-03-03

g)

Place of the transaction

London Stock Exchange - XLON

Clare Davage

Deputy Company Secretary

8 March 2021

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