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ANGIODYNAMICS INC — Director's Dealing 2017
Jul 28, 2017
32939_dirs_2017-07-28_d57aa841-7d55-4b02-a170-5a8a853f2f79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANGIODYNAMICS INC (ANGO)
CIK: 0001275187
Period of Report: 2017-07-22
Reporting Person: Trowbridge Stephen A (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-22 | Common Stock | F | 397 | $16.80 | Disposed | 31679 | Direct |
| 2017-07-25 | Common Stock | F | 437 | $17.12 | Disposed | 31242 | Direct |
| 2017-07-26 | Common Stock | A | 3705 | — | Acquired | 34947 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-26 | Non-Qualified Stock Option (right to buy) | $16.55 | A | 13018 | Acquired | 2027-07-26 | Common Stock (13018) | Direct |
| 2017-07-26 | Performance Right | $ | A | 7409 | Acquired | Common Stock (7409) | Direct |
Footnotes
F1: The exempt disposition of 397 shares of common stock ("Common Stock") of AngioDynamics, Inc. was made to satisfy tax withholding obligations in connection with the pre-determined vesting of shares underlying restricted stock units granted to the reporting person on July 22, 2015.
F2: The exempt disposition of 437 shares of Common Stock was made to satisfy tax withholding obligations in connection with the pre-determined vesting of shares underlying restricted stock units granted to the reporting person on July 25, 2014.
F3: This acquisition of 3,705 shares of Common Stock represents 3,705 restricted stock units, each of which represents a contingent right to receive one share of Common Stock. These restricted stock units vest in four equal annual installments beginning on July 26, 2018, such that 25% of the restricted stock units will vest on each of July 26, 2018, 2019, 2020 and 2021.
F4: These stock options vest in four equal annual installments beginning on July 26, 2018, such that 25% of the options will vest on each of July 26, 2018, 2019, 2020 and 2021.
F5: Each performance right represents a contingent right to receive one share of Common Stock. The target number of shares of Common Stock is set forth in columns 5 and 7 of Table II. Between 0% and 200% of the target number will be earned based on total shareholder return relative to a peer group of companies over a three-year performance period ending May 31, 2020. Any shares that do not vest at the end of the performance period will be forfeited.