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Andritz AG Major Shareholding Notification 2018

Nov 22, 2018

735_mrq_2018-11-21_799ca57a-ad4f-4bbb-b00b-9e24ddf60144.pdf

Major Shareholding Notification

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ANDRITZ

Publication Date: 22.11.2018 00:07

EANS-Voting Rights: Andritz AG / Publication of a participation notification according to art. 135 para. 2 Stock Exchange Act

Notification of voting rights transmitted by euro adhoc with the aim of a Europe-wide distribution. The issuer is responsible for the content of this announcement.

ANDRITZ AG was informed that certain subsidiaries of BlackRock, Inc., Wilmington, USA, as shown on the table below, have holdings in ANDRITZ AG, which is listed on the Vienna Stock Exchange. As of November 19, 2018 these subsidiaries held a total of $4.85\%$ of ANDRITZ AG's share capital (104,000,000 shares).

Person subject to notification obligation:

  • Name: BlackRock, Inc.
  • City: Wilmington
  • Country: USA

Details to the stake-holdings as of November 19, 2018:

% of voting rights attached to shares % of voting rights through financial/other instruments_ Total of both in % Total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached_ 4.20% 0.65% 4.85% 104,000,000
Position of previous notification_ 3.98% 0.74% 4.71%

Notified details of the resulting situation:

Voting rights attached to shares
_ISIN_Code Number of voting_rights % of voting rights
AT0000730007 Direct (Sec 130 BörseG 2018) Indirect (Sec 133 BörseG 2018) Direct (Sec 130 BörseG 2018) Indirect (Sec 133 BörseG 2018)
4,371,023 4.20%
SUBTOTAL 4,371,023 4.20%
Financial / Other Instruments pursuant to sec. 131, para. 1, no. 1 BörseG 2018
--- --- --- --- ---
Number of voting rights that may

Type of instrument Expiration Date Exercise Period be acquired if the instrument is exercised % of voting rights
Securities_Lent 637,492 0.61%
SUBTOTAL 637,492 0.61%
Financial / Other Instruments pursuant to sec. 131, para. 1, no. 2 BörseG 2018
--- --- --- --- ---
Type of instrument Expiration Date Exercise Period Physical / Cash Settlement Number of voting rights
CFD Cash 37,393
SUBTOTAL 37,393

Information in relation to the person subject to the notification obligation: Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:

No. Name Directly controlled by no. Shares held directly (%) Financial/ other instruments held directly (%) Total of both (%)
1 BlackRock, Inc.
2 Trident Merger, LLC 1
3 BlackRock Investment Management, LLC 2
4 BlackRock Holdco 2, Inc. 1
5 BlackRock Financial Management, Inc. 4
6 BlackRock Holdco_4, LLC 5
7 BlackRock Holdco_6, LLC 6
8 BlackRock Delaware Holdings,Inc. 7
9 BlackRock Institutional Trust Company, National Association 8
10 BlackRock Fund_Advisors 8
11 BlackRock Capital Holdings, 5

| 12 | Inc. _
BlackRock Advisors,LLC | 11 | | | |
| --- | --- | --- | --- | --- | --- |
| 13 | BlackRock Capital Management Inc. _ | 12 | | | |
| 14 | BlackRock International Holdings, Inc. _ | 5 | | | |
| 15 | BR Jersey International Holdings_L.P. | 14 | | | |
| 16 | BlackRock (Singapore) Holdco Pte. Ltd. _ | 15 | | | |
| 17 | BlackRock (Singapore) Limited _ | 16 | | | |
| 18 | BlackRock HK Holdco Limited _ | 16 | | | |
| 19 | BlackRock Asset Management North Asia Limited _ | 18 | | | |
| 20 | BlackRock Trident Holding Company Limited _ | 23 | | | |
| 21 | BlackRock Japan Holdings_GK
| 20 | | | |
| 22 | BlackRock Japan Co., Ltd. _ | 21 | | | |
| 23 | BlackRock Lux Finco S.a.r.l. _ | 18 | | | |
| 24 | BlackRock Australia Holdco Pty. Ltd. _ | 15 | | | |
| 25 | BlackRock Investment Management (Australia) Limited _ | 24 | | | |
| 26 | BlackRock Holdco_3,LLC | 15 | | | |
| 27 | BlackRock Canada Holdings_LP
| 26 | | | |
| 28 | BlackRock Canada Holdings_ULC_ | 27 | | | |


29 BlackRock Asset Management Canada Limited 28
30 BlackRock Group_Limited 40
31 BlackRock Advisors (UK) Limited 33
32 BlackRock Asset Management UK Limited 33
33 BlackRock Finance Europe Limited 30
34 BlackRock International Limited 30
35 BlackRock (Netherlands) B.V. 33
36 BlackRock Investment Management (UK)_Limited 33
37 BlackRock Asset Management Deutschland AG 36
38 BlackRock Cayman_1_LP 26
39 BlackRock Cayman West Bay Finco Limited 38
40 BlackRock Cayman West Bay IV Limited 39

Other Comments:
The disclosure obligation arose due to voting rights attached to shares for BlackRock, Inc. going above 4%.

Further inquiry note:
Dr. Michael Buchbauer
Head of Investor Relations
Tel.: +43 316 6902 2979
Fax: +43 316 6902 465
mailto:[email protected]

end of announcement
euro adhoc


issuer: Andritz AG
Stattegger Straße 18
A-8045 Graz
phone: +43 (0)316 6902-0
FAX: +43 (0)316 6902-415
mail: [email protected]
WWW: www.andritz.com
ISIN: AT0000730007
indexes: ATX, WBI
stockmarkets: Wien
language: English

euro adhoc
The European Investor Relations Service
Aussendung übermittelt durch euro adhoc
The European Investor Relations Service