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Andersons, Inc. — Director's Dealing 2021
Nov 10, 2021
32002_dirs_2021-11-10_bef67add-bde4-4708-a6b9-82ef8ab59c37.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Andersons, Inc. (ANDE)
CIK: 0000821026
Period of Report: 2021-11-08
Reporting Person: Bowe Patrick E. (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-08 | Common Stock | S | 21694 | $38.084 | Disposed | 140033.0222 | Direct |
| 2021-11-09 | Common Stock | S | 12161 | $38.22 | Disposed | 127872.0222 | Direct |
| 2021-11-08 | Common Stock | M | 3515 | $35.40 | Acquired | 131387.0222 | Direct |
| 2021-11-08 | Common Stock | M | 18179 | $35.40 | Acquired | 149566.0222 | Direct |
| 2021-11-09 | Common Stock | M | 12161 | $35.40 | Acquired | 161727.0222 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-08 | Common Stock | $35.4 | M | 3515 | Disposed | 2022-11-02 | Common Stock (3515.0) | Direct |
| 2021-11-08 | Common Stock | $35.4 | M | 18179 | Disposed | 2022-11-02 | Common Stock (18179.0) | Direct |
| 2021-11-09 | Common Stock | $35.4 | M | 12161 | Disposed | 2022-11-02 | Common Stock (12161.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PERFORMANCE SHARE UNIT (TSR) (2023) | 72268 | Direct |
| PERFORMANCE SHARE UNIT (TSR) (2024) | 59542 | Direct |
| PERFORMANCE SHARE UNIT (EPS) (2024) | 59542 | Direct |
| PERFORMANCE SHARE UNIT (TSR) (2022) | 43346 | Direct |
| PERFORMANCE SHARE UNIT (EPS) (2023) | 72268 | Direct |
| PERFORMANCE SHARE UNIT (EPS) (2022) | 43346 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock | $35.4 | 2022-11-02 | Common Stock (237255.0) | 237255 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $37.64 to $38.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $38.00 to $38.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.
F4: Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.