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Andersons, Inc. — Director's Dealing 2021
Dec 28, 2021
32002_dirs_2021-12-28_eb52eb46-9c22-4109-92a1-2026053122fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Andersons, Inc. (ANDE)
CIK: 0000821026
Period of Report: 2021-12-27
Reporting Person: Bowe Patrick E. (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-27 | Common Stock | M | 6830 | $35.40 | Acquired | 168557.0222 | Direct |
| 2021-12-27 | Common Stock | M | 11852 | $35.40 | Acquired | 180409.0222 | Direct |
| 2021-12-27 | Common Stock | S | 6830 | $38.7535 | Disposed | 173579.0222 | Direct |
| 2021-12-27 | Common Stock | S | 11852 | $39.0055 | Disposed | 161727.0222 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-27 | Common Stock | $35.4 | M | 6830 | Disposed | 2022-11-02 | Common Stock (6830.0) | Direct |
| 2021-12-27 | Common Stock | $35.4 | M | 11852 | Disposed | 2022-11-02 | Common Stock (11852.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PERFORMANCE SHARE UNIT (TSR) (2023) | 72268 | Direct |
| PERFORMANCE SHARE UNIT (TSR) (2024) | 59542 | Direct |
| PERFORMANCE SHARE UNIT (EPS) (2024) | 59542 | Direct |
| PERFORMANCE SHARE UNIT (TSR) (2022) | 43346 | Direct |
| PERFORMANCE SHARE UNIT (EPS) (2023) | 72268 | Direct |
| PERFORMANCE SHARE UNIT (EPS) (2022) | 43346 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $38.50 to $39.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $39.00 to $39.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.
F4: Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.