AI assistant
Andersons, Inc. — Director's Dealing 2015
Mar 19, 2015
32002_dirs_2015-03-19_a9a4a68a-b379-439d-a33e-08f4ecba4643.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: Andersons, Inc. (ANDE)
CIK: 0000821026
Period of Report: 2015-01-12
Reporting Person: Sparks Tamara Sue (VP,Corp.Relations/BusinessAnal)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-12 | COMMON STOCK | F | 302 | $53.14 | Disposed | 7975.55 | Direct |
| 2015-01-12 | COMMON STOCK | F | 166 | $53.14 | Disposed | 710.344 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PERFORMANCE SHARE UNIT (2016) | 285 | Indirect |
| PERFORMANCE SHARE UNIT (2016) | 645 | Direct |
| PERFORMANCE SHARE UNIT (2017) | 780 | Direct |
| PERFORMANCE SHARE UNIT (2017) | 250 | Indirect |
| PERFORMANCE SHARE UNIT (2018) | 996 | Direct |
| PERFORMANCE SHARE UNIT (2018) | 320 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SOSAR | $21.83 | 2015-04-01 | COMMON STOCK (1275) | 1275 | Direct |
| SOSAR | $21.83 | 2015-04-01 | COMMON STOCK (577.5) | 578 | Indirect |
Footnotes
F1: Change in shares used for taxes is due to the change in price.
F2: Price changed due to using an incorrect value date.
F3: Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.
F4: Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.