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Andersons, Inc. — Director's Dealing 2015
Feb 19, 2015
32002_dirs_2015-02-19_e419da03-68fd-4dee-9e07-154858c53f12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Andersons, Inc. (ANDE)
CIK: 0000821026
Period of Report: 2015-02-17
Reporting Person: Sparks Tamara Sue (VP,Corp.Relations/BusinessAnal)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-17 | COMMON STOCK | J | 708 | $53.14 | Acquired | 8624.55 | Direct |
| 2015-02-17 | COMMON STOCK | F | 267 | $53.14 | Disposed | 8357.55 | Direct |
| 2015-02-17 | COMMON STOCK | J | 350 | $53.14 | Acquired | 1060.344 | Indirect |
| 2015-02-17 | COMMON STOCK | F | 132 | $53.14 | Disposed | 928.344 | Indirect |
| 2015-02-17 | PERFORMANCE SHARE UNIT (2015) | J | 708 | $0.00 | Disposed | 0 | Direct |
| 2015-02-17 | PERFORMANCE SHARE UNIT (2015) | J | 350 | $0.00 | Disposed | 0.98 | Indirect |
| 2015-02-17 | PERFORMANCE SHARE UNIT (2015) | J | 0.98 | $0.00 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PERFORMANCE SHARE UNIT (2016) | 285 | Indirect |
| PERFORMANCE SHARE UNIT (2016) | 645 | Direct |
| PERFORMANCE SHARE UNIT (2017) | 780 | Direct |
| PERFORMANCE SHARE UNIT (2017) | 250 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SOSAR | $21.83 | 2015-04-01 | COMMON STOCK (1275) | 1275 | Direct |
| SOSAR | $21.83 | 2015-04-01 | COMMON STOCK (577.5) | 578 | Indirect |
Footnotes
F1: Shares received from vesting of PSU (Performance Share Unit). Agreement allows 75 days from performance end date to issue shares.
F2: PSU Vested.
F3: PSU vested. Less than full value received and balance cancelled.
F4: Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.
F5: Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.