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Andersons, Inc. — Director's Dealing 2013
Oct 28, 2013
32002_dirs_2013-10-28_92e8ff11-c646-4f62-9202-5375472c7cbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANDERSONS INC (ANDE)
CIK: 0000821026
Period of Report: 2013-10-25
Reporting Person: Rex Anne G (VP & Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-25 | COMMON STOCK | M | 1115 | $32.75 | Acquired | 9952 | Direct |
| 2013-10-25 | COMMON STOCK | F | 699 | $73.70 | Disposed | 9253 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-25 | SOSAR | $32.75 | M | 1115 | Disposed | 2015-04-01 | COMMON STOCK (1115) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PERFORMANCE SHARE UNIT (2014) | 713 | Direct |
| PERFORMANCE SHARE UNIT (2015) | 1330 | Direct |
| PERFORMANCE SHARE UNIT (2016) | 440 | Direct |
Footnotes
F1: Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
F2: Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.