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Andersons, Inc. — Director's Dealing 2013
Oct 9, 2013
32002_dirs_2013-10-09_753a4025-0694-45ef-b4be-e49abefa0f9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANDERSONS INC (ANDE)
CIK: 0000821026
Period of Report: 2013-10-01
Reporting Person: Sparks Tamara Sue (VP,Corp.Relations/BusinessAnal)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-01 | PERFORMANCE SHARE UNIT (2016) | A | 215 | $0.00 | Acquired | 215 | Direct |
| 2013-10-01 | PERFORMANCE SHARE UNIT (2016) | A | 95 | $0.00 | Acquired | 95 | Indirect |
| 2013-10-01 | COMMON STOCK | A | 215 | $0.00 | Acquired | 4337.03 | Direct |
| 2013-10-01 | COMMON STOCK | A | 95 | $0.00 | Acquired | 389.564 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PERFORMANCE SHARE UNIT (2014) | 570 | Direct |
| PERFORMANCE SHARE UNIT (2014) | 255.65 | Indirect |
| PERFORMANCE SHARE UNIT (2015) | 320.98 | Indirect |
| PERFORMANCE SHARE UNIT (2015) | 647 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SOSAR | $32.75 | 2015-04-01 | COMMON STOCK (850) | 850 | Direct |
| SOSAR | $32.75 | 2015-04-01 | COMMON STOCK (385) | 385 | Indirect |
Footnotes
F1: Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.
F2: Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.