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Andersons, Inc. — Director's Dealing 2013
Dec 23, 2013
32002_dirs_2013-12-23_c9828744-4a5f-4c77-b3b2-461a2443c79b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANDERSONS INC (ANDE)
CIK: 0000821026
Period of Report: 2013-10-22
Reporting Person: Waggoner Thomas Lowell (President, Turf & Specialty)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-22 | COMMON STOCK | J | 21.27 | $72.611 | Acquired | 14548.9732 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PERFORMANCE SHARE UNIT (2014) | 2270 | Direct |
| PERFORMANCE SHARE UNIT (2015) | 2500 | Direct |
| PERFORMANCE SHARE UNIT (2016) | 825 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SOSAR | $32.75 | 2015-04-01 | COMMON STOCK (3350) | 3350 | Direct |
| SOSAR | $11.02 | 2014-03-31 | COMMON STOCK (5400) | 5400 | Direct |
Footnotes
F1: Reinvestment of dividend
F2: Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
F3: Stock performance unit granted pursuant to The Andersons, Inc. plan. Units vest 100% in 27 months contingent on cumulative EPS from 10/01/2013 to 12/31/2015. Number of underlying shares are determined by the twenty-seven months cumulative fully diluted EPS for the performance period.