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Andersons, Inc. — Director's Dealing 2010
Jan 6, 2010
32002_dirs_2010-01-06_0748a0c0-a592-45e3-aa21-ebdcad8f2855.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ANDERSONS INC (ANDE)
CIK: 0000821026
Period of Report: 2009-10-22
Reporting Person: FALLAT DALE W (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-22 | COMMON STOCK | J | 12.732 | $34.86 | Acquired | 16013.469 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| PERFORMANCE SHARE UNIT | $0.00 | 2010-01-01 | COMMON STOCK (0) | 320 | Direct |
| PERFORMANCE SHARE UNIT | $0.00 | 2011-01-01 | COMMON STOCK (0) | 800 | Direct |
| PERFORMANCE SHARE UNIT | $0.00 | 2012-01-01 | COMMON STOCK (0) | 1250 | Direct |
| SOSAR | $11.02 | 2014-03-31 | COMMON STOCK (1570) | 1570 | Direct |
| SOSAR | $46.26 | 2013-04-01 | COMMON STOCK (1350) | 1350 | Direct |
| SOSAR | $42.08 | 2012-03-31 | COMMON STOCK (1400) | 1400 | Direct |
| SOSAR | $39.115 | 2011-04-01 | COMMON STOCK (3000) | 3000 | Direct |
Footnotes
F1: Acquisition pursuant to Rule 16b-3(c)
F2: Stock Performance Unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS from 1/1/2007 to 12/31/2009. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
F3: Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS from 1/1/2008 to 12/31/2010. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
F4: Stock Performance Unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS from 1/1/2009 to 12/31/2011. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.